Opinion
SULLIVAN, J.
Defendant James E. Conklin was charged by information with committing several acts prohibited by Penal Code section 631, sub
division (a).
He demurred to the information (§ 1004, subd. 4), asserting that section 631 is invalid because it conflicts with, or attempts to regulate the same area covered by title III of the Omnibus Crime Control and Safe Streets Act of 1968. (18 U.S.C.A. §§ 2510-2520'; referred to hereafter as title III.) The trial court sustained the demurrer and entered a judgment of dismissal. (§ 1008.) The People appeal from that judgment. (§ 1238, subd. (a)(2).)
The People contend that title III has not preempted the field of wiretapping and that, in any event, the state statute does not conflict with federal law. Defendant, on the other hand, argues that in enacting title III, Congress expressed its intent to occupy the entire field of wire communications, and alternatively, that even if it were not the intent of Congress to regulate the entire field, section 631 conflicts with title III and must therefore yield to it under the supremacy clause of the federal Constitution.
The respective powers of the federal and state governments to regulate the field of communications flow from different sources. Federal power finds its origin in the commerce clause
(Benanti
v.
United States
(1957) 355 U.S. 96, 104 [2 L.Ed.2d 126, 132, 78 S.Ct. 155] [applying title Ill’s predecessor, former § 605 of the Federal Communications Act of 1934];
Halpin
v.
Superior Court
(1972) 6 Cal.3d 885, 899 [101 Cal. Rptr. 375, 495 P.2d 1295], cert. den., 409 U.S. 982 [34 L.Ed.2d 246, 93 S.Ct. 318]), even where the communications are entirely intrastate
(Weiss
v.
United States
(1939) 30-8 U.S. 321, 327 [84 L.Ed. 298, 301, 60 S.Ct. 269]). (See Sen. Rep. No. 1097 [referred to hereafter as the Senate Report] 2 U.S. Code Cong. & Admin. News (1968) pp. 2112, 2180.)
State power is essentially the police power which is among those powers “reserved to the States respectively, or to the people.” (U.S. Const., 10th Amend.)
Although some differences in scope exist, the federal and state acts regulate the same area. In general terms, title III prohibits the interception of wire and oral communications (18 U.S.C.A. §2511(l)(a)) and their disclosure or use (18 U.S.C.A. § 2511(l)(c)-(d))
except where court authorization is obtained by a law enforcement official (18 U.S.C.A. §§ 2516-2518) and with other limited exceptions. The state Invasion of Privacy Act (§§ 630-637.2) forbids wiretapping (§ 631) and electronic eavesdropping (§ 632) except by law enforcement officers where such activity was permitted prior to the enactment of the state act (§ 633) and with other limited exceptions (see, e.g., § 633.5). Thus the scheme of the federal act is based on the type of communication, that is, whether it is wire or oral; the state act, by contrast, on the type of surveillance, that is, whether it is wiretapping or eavesdropping. (Note (1969) 57 Cal.L.Rev. 1182, 1210.) Where evidence is obtained by unlawfully intercepting a communication, both acts make it inadmissible in any judicial, administrative, legislative, or any other proceeding. (18 U.S.C.A. § 2515; §§ 631, 632.)
In determining the validity of a state law which attempts to regulate the same subject as a federal law, a variety of expressions have been used: “conflicting; contrary to; occupying the field; repugnance; difference; irreconcilability; inconsistency; violation; curtailment; and interference. But none of these expressions provides an infallible constitutional test or an exclusive constitutional yardstick. In the final analysis, there can be no one crystal clear distinctly marked formula.”
(Hines
v.
Davidowitz
(1941) 312 U.S. 52, 67, fn. omitted [85 L.Ed. 581, 587, 61 S.Ct. 399]; see also
Pennsylvania
v.
Nelson
(1956) 350 U.S, 497, 501-502 [100 L.Ed. 640, 651-652, 76 S.Ct. 477].) (2) Nonetheless, we are of the view that we should resolve the issue presented here according to the two-part test set forth in
Florida Avocado Growers
v.
Paul
(1963) 373 U.S. 132, 141 [10 L.Ed.2d 248, 256, 83 S.Ct. 1210], and restated in
Head
v.
New Mexico Board
(1963) 374 U.S. 424 [10 L.Ed.2d 983, 83 S.Ct. 1759]. In
Head
(374 U.S. at p. 430 [10 L.Ed.2d at p. 989]), the high court státed, “In areas of the law not inherently requiring national uniformity, our decisions are clear in requiring that state statutes, otherwise valid, must be upheld unless there is found ‘such actual conflict between the two schemes of regulation that both cannot stand in the same area, [or] evidence of a congressional design to preempt the field.’ [Citation.]” (Fn. omitted.)
In our application of this, twofold test, we shall consider the second part of it first. We therefore proceed to determine whether it was the intent of Congress that the provisions of title III regulating the interception of wire communications would preempt state law. In other words, did Congress intend to occupy the entire field and thereby intend to exclude state regulation on the same subject matter even where the federal and state laws are not in conflict with each other?
“The settled mandate governing this inquiry, in deference to the fact that a state regulation of this kind is an exercise of the ‘historic police powers of the States,’ is not to decree such a federal displacement ‘unless that was the clear and manifest purpose of Congress,’ [citation]. In other words, we are not to conclude that Congress legislated the ouster of [a state] statute ... in the absence of an unambiguous congressional mandate to that effect.”
(Florida Avocado Growers
v.
Paul, supra,
373 U.S. 132, 146-147 [10 L.Ed.2d 248, 259] [holding that no preemptive design can be discerned in the Federal Agricultural Adjustment Act respecting
maturity standards for agricultural products]; see also
Head
v.
New Mexico Board, supra,
374 U.S. 424, 431 [10 L.Ed.2d 983, 989].)
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Opinion
SULLIVAN, J.
Defendant James E. Conklin was charged by information with committing several acts prohibited by Penal Code section 631, sub
division (a).
He demurred to the information (§ 1004, subd. 4), asserting that section 631 is invalid because it conflicts with, or attempts to regulate the same area covered by title III of the Omnibus Crime Control and Safe Streets Act of 1968. (18 U.S.C.A. §§ 2510-2520'; referred to hereafter as title III.) The trial court sustained the demurrer and entered a judgment of dismissal. (§ 1008.) The People appeal from that judgment. (§ 1238, subd. (a)(2).)
The People contend that title III has not preempted the field of wiretapping and that, in any event, the state statute does not conflict with federal law. Defendant, on the other hand, argues that in enacting title III, Congress expressed its intent to occupy the entire field of wire communications, and alternatively, that even if it were not the intent of Congress to regulate the entire field, section 631 conflicts with title III and must therefore yield to it under the supremacy clause of the federal Constitution.
The respective powers of the federal and state governments to regulate the field of communications flow from different sources. Federal power finds its origin in the commerce clause
(Benanti
v.
United States
(1957) 355 U.S. 96, 104 [2 L.Ed.2d 126, 132, 78 S.Ct. 155] [applying title Ill’s predecessor, former § 605 of the Federal Communications Act of 1934];
Halpin
v.
Superior Court
(1972) 6 Cal.3d 885, 899 [101 Cal. Rptr. 375, 495 P.2d 1295], cert. den., 409 U.S. 982 [34 L.Ed.2d 246, 93 S.Ct. 318]), even where the communications are entirely intrastate
(Weiss
v.
United States
(1939) 30-8 U.S. 321, 327 [84 L.Ed. 298, 301, 60 S.Ct. 269]). (See Sen. Rep. No. 1097 [referred to hereafter as the Senate Report] 2 U.S. Code Cong. & Admin. News (1968) pp. 2112, 2180.)
State power is essentially the police power which is among those powers “reserved to the States respectively, or to the people.” (U.S. Const., 10th Amend.)
Although some differences in scope exist, the federal and state acts regulate the same area. In general terms, title III prohibits the interception of wire and oral communications (18 U.S.C.A. §2511(l)(a)) and their disclosure or use (18 U.S.C.A. § 2511(l)(c)-(d))
except where court authorization is obtained by a law enforcement official (18 U.S.C.A. §§ 2516-2518) and with other limited exceptions. The state Invasion of Privacy Act (§§ 630-637.2) forbids wiretapping (§ 631) and electronic eavesdropping (§ 632) except by law enforcement officers where such activity was permitted prior to the enactment of the state act (§ 633) and with other limited exceptions (see, e.g., § 633.5). Thus the scheme of the federal act is based on the type of communication, that is, whether it is wire or oral; the state act, by contrast, on the type of surveillance, that is, whether it is wiretapping or eavesdropping. (Note (1969) 57 Cal.L.Rev. 1182, 1210.) Where evidence is obtained by unlawfully intercepting a communication, both acts make it inadmissible in any judicial, administrative, legislative, or any other proceeding. (18 U.S.C.A. § 2515; §§ 631, 632.)
In determining the validity of a state law which attempts to regulate the same subject as a federal law, a variety of expressions have been used: “conflicting; contrary to; occupying the field; repugnance; difference; irreconcilability; inconsistency; violation; curtailment; and interference. But none of these expressions provides an infallible constitutional test or an exclusive constitutional yardstick. In the final analysis, there can be no one crystal clear distinctly marked formula.”
(Hines
v.
Davidowitz
(1941) 312 U.S. 52, 67, fn. omitted [85 L.Ed. 581, 587, 61 S.Ct. 399]; see also
Pennsylvania
v.
Nelson
(1956) 350 U.S, 497, 501-502 [100 L.Ed. 640, 651-652, 76 S.Ct. 477].) (2) Nonetheless, we are of the view that we should resolve the issue presented here according to the two-part test set forth in
Florida Avocado Growers
v.
Paul
(1963) 373 U.S. 132, 141 [10 L.Ed.2d 248, 256, 83 S.Ct. 1210], and restated in
Head
v.
New Mexico Board
(1963) 374 U.S. 424 [10 L.Ed.2d 983, 83 S.Ct. 1759]. In
Head
(374 U.S. at p. 430 [10 L.Ed.2d at p. 989]), the high court státed, “In areas of the law not inherently requiring national uniformity, our decisions are clear in requiring that state statutes, otherwise valid, must be upheld unless there is found ‘such actual conflict between the two schemes of regulation that both cannot stand in the same area, [or] evidence of a congressional design to preempt the field.’ [Citation.]” (Fn. omitted.)
In our application of this, twofold test, we shall consider the second part of it first. We therefore proceed to determine whether it was the intent of Congress that the provisions of title III regulating the interception of wire communications would preempt state law. In other words, did Congress intend to occupy the entire field and thereby intend to exclude state regulation on the same subject matter even where the federal and state laws are not in conflict with each other?
“The settled mandate governing this inquiry, in deference to the fact that a state regulation of this kind is an exercise of the ‘historic police powers of the States,’ is not to decree such a federal displacement ‘unless that was the clear and manifest purpose of Congress,’ [citation]. In other words, we are not to conclude that Congress legislated the ouster of [a state] statute ... in the absence of an unambiguous congressional mandate to that effect.”
(Florida Avocado Growers
v.
Paul, supra,
373 U.S. 132, 146-147 [10 L.Ed.2d 248, 259] [holding that no preemptive design can be discerned in the Federal Agricultural Adjustment Act respecting
maturity standards for agricultural products]; see also
Head
v.
New Mexico Board, supra,
374 U.S. 424, 431 [10 L.Ed.2d 983, 989].)
The question confronting us was answered in part by our decision in
Halpin
v.
Superior Court, supra,
6 Cal.3d 885.
Halpin
involved a warrant-less interception of a conversation over a jailhouse telephone. It was asserted that the interception violated title III. The People argued that the application of title III, which prohibits the warrantless interception of wire communications, would improperly infringe on the right of the state to administer the affairs of its penal institutions. Having explained that the reserved powers of the state under the Tenth Amendment cannot override an exercise of federal power under the commerce clause, as represented in title III, we rejected the People’s argument and ordered that the evidence be suppressed.
At the same time,
Halpin
indicated that title III was not intended to occupy the entire field of wiretapping. We declared, in reference to the federal act, that “Congress intended to enact comprehensive national legislation, against which all then existing federal and state legislation was to be measured” but also explained that it “left room for the states to supplement the law in certain areas, provided the regulations are not more permissive. [Citation.]”
(Id.
at pp. 898-899; fns. omitted.) Thus it is clear that when we stated in
Halpin
that “title III has
preempted
particular fields of wiretapping”
(id.
at p. 900; italics added), we were employing the term in its broader sense (see fn. 4, ante) and did not imply that Congress intended to exercise exclusive power over the subject of wire communications.
Our conclusion in
Halpin
that Congress in enacting title III did not intend to occupy the entire field is supported by two indications of its intent. The first is a statement of congressional findings expressing the need for
federal legislation and its purpose (§ 801, Pub. L. 90-351; 82 Stat. 211); the second is a report referred to in
Halpin,
which was submitted by the Senate Committee on the Judiciary (Sen. Rep. No. 1097, 90th Cong., 2d Sess. (1968) 2 U.S. Code Cong. & Admin. News, p. 2112.) Since each of these sources expresses the preemptive design of Congress, if any, we need not apply the tests collated by
Pennsylvania
v.
Nelson, supra
(see fn. 5, ante); rather, we must ascertain whether these sources evince a “ ‘clear and manifest purpose of Congress’ ”
(Florida Avocado Growers
v.
Paul, supra,
373 U.S. at p. 146 [10 L.Ed.2d at p. 259]) to displace state regulation in the same area.
The congressional findings declare in part: “In order to protect effectively the privacy of wire and oral communications, to protect the integrity of court and administrative proceedings, and to prevent the obstruction of interstate commerce, it is necessary for Congress to define on a uniform basis the circumstances and conditions under which the interception of wire and oral communications may be authorized, to- prohibit any unauthorized interception of such communications, and the’use of the contents thereof in evidence in courts and administrative proceedings.” (§ 801, par. (b), Pub. L. 90-351; 82 Stat. 211.)
These findings are amplified by the Senate Report.
It states, “Title III has as its dual purpose (1) protecting the privacy of wire and oral communications, and (2) delineating on a uniform basis the circumstances and conditions under which the interception of wire and oral communications may be authorized.” (Sen. Rep., at p. 2153.) It is also indicated that the “major purpose of title III is to combat organized crime.”
{Id.
at p. 2157.) Having described the activities of organized crime in gambling, narcotics, loan sharking and its corruptive effect on our “democratic processes,” the report concludes that “authorized wiretapping and electronic surveillance techniques by law enforcement officials are indispensable legal tools” against organized criminals.
{Id.
at p. 2161.)
Two decisions of the United States Supreme Court had a significant impact in the enactment of title III:
Berger
v.
New York
(1967) 388 U.S. 41 [18 L.Ed.2d 1040, 87 S.Ct. 1873], and
Katz
v.
United States
(1967) 389 U.S. 347 [19 L.Ed.2d 576, 88 S.Ct. 507].
Berger
invalidated a state statute permitting overly broad electronic eavesdropping in violation of the Fourth Amendment.
(Id.
at pp. 58-59 [18 L.Ed.2d at pp. 1051-1053].) Contrary to prior cases involving the exclusion of evidence obtained by eavesdropping,
Berger
did not appear to rely on the fact that the eavesdropping was accompanied by a physical trespass of a constitutionally protected area; thus it has been said that
Berger
“sounded the death knell of the trespass doctrine.” (Note,
supra,
57 Cal.L.Rev. 1182, 1192.) The abandonment of the trespass doctrine became a certainty in
Katz.
There conversations in a public telephone booth were overheard by means of an electronic recording device attached to the outside of the booth. In
Katz,
the high court unequivocally rejected the trespass doctrine, explaining that a constitutional right to privacy “protects people — and not simply ‘areas’ — against unreasonable searches and seizures.”
(Katz,
389 U.S. at p. 353 [19 L.Ed.2d at p. 583].) Therefore, “[t]he Government’s activities in electronically listening to and recording the petitioner’s words violated the privacy upon which he justifiably relied while using the telephone booth and thus constituted a ‘search and seizure’ within the meaning of the Fourth Amendment.”
(Ibid.)
One of the objectives of title III was to ensure nationwide compliance with the
Berger
and
Katz
decisions.
Having traced the development of decisions involving intercepted communications, the Senate Report expresses concern that in the light of changed standards declared in
Berger
and
Katz,
state officers may be subject to federal prosecution even where the interception is authorized by state statutes. (Sen. Rep. at p. 2155.) Consequently, the report indicates, state statutes “must now be reformed”
(id.
at p. 2156); the “need for comprehensive, fair and effective reform setting uniform standards is obvious. New protections for privacy must be
enacted. Guidance and supervision must be given to State and Federal law enforcement officers. This can only be accomplished through national legislation.”
(Ibid.)
The impact of
Berger
and
Katz
is reflected in the fact that these decisions necessitated changes in the original bill proposing federal regulation of electronic surveillance. In other words, title III constituted a “combination” of a bill introduced prior to the
Berger
decision and a bill introduced subsequent to it. (Sen. Rep., at p. 2153.) Thus in explaining the purpose of the federal act, the Senate Report states that the act “conforms to the constitutional standards set out in” the two decisions. (Sen. Rep., at p. 2113.)
Ordinarily, where Congress has stated a need for uniform standards, it is expressing an intent to occupy the entire field. (See
Florida Avocado Growers
v.
Paul, supra,
373 U.S. 132, 147;
Campbell
v.
Hussey, supra,
368 U.S. 297.) Here it has stated that one of the purposes of title III is to provide “on a
uniform
basis the circumstances and conditions under which the interception of wire and oral communications may be authorized.” (§ 801, par. (b), Pub. L. 90-351, 82 Stat. 211; italics added.) Had Congress said nothing more, it would appear as though a design to preempt the entire field had been expressed.
However, the Senate Report indicates that Congress anticipated state regulation of electronic surveillance. As we discussed in
Halpin (6
Cal.3d at p. 899, fn. 17), the report refers to numerous areas touching upon the field of electronic surveillance which state law rhay control. Thus, in referring to a need for uniform nationwide standards, it appears that Congress was not expressing an intent to preempt the entire field; rather, it was emphasizing the need to ensure nationwide compliance with the newly declared standards in
Berger
and
Katz.
Accordingly, we conclude that Congress did not intend to occupy the entire field of electronic surveillance to the exclusion of state regulation.
We now turn to the
first
part of the test set forth in
Florida Avocado Growers
and
Head,
namely, whether there is “ ‘such actual conflict between the two schemes of regulation that both cannot stand in the same area.’ ”
(Head
v.
New Mexico Board, supra,
374 U.S. at p. 430 [10 L.Ed.2d at p. 989].) This inquiry focuses on the crucial issue in this case. Whether this state may regulate the interception of wire communications is said to depend on whether the state act “stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress.”
(Hines
v.
Davidowitz, supra,
312 U.S. 52, 67, fn. omitted [85 L.Ed. 581, 587]; see
also
Head
v.
New Mexico Board, supra,
374 U.S. at p. 432 [10 L.Ed.2d at pp. 989-990];
Florida Avocado Growers
v.
Paul, supra,
373 U.S. 132, 141.) The test has also been described as “whether both regúlations can be enforced without impairing the federal superintendence of the field.”
(Florida Avocado Growers
v.
Paul, supra,
373 U.S. at p. 142 [10 L.Ed.2d at p. 257].)
The federal and state acts have a common purpose. As we have explained, one of the purposes of title III is to guarantee the privacy of wire and oral communications; a similar purpose is imported in the state Invasion of Privacy Act, the Legislature having declared that its intent was “to protect the right of privacy of the people of this state.” (§ 630; see also Cal. Const., art. I, § 19.)
Defendants contend that, notwithstanding these similar purposes, a conflict exists between section 631, subdivision (a) and title III in that the former forbids wiretapping except by law enforcement officers (§ 633), unless
all
parties to a communication consent (see fn. 1, ante) while the latter (18 U.S.C.A. § 2511(2)(c)-(d))
permits the same act where the consent of only
one
person is obtained. The consent provisions in section 2511 of the federal act constitute an exception to the general rule requiring prior court authorization for the interception of communications. (18 U.S.C.A. §§ 2516, 2518.) They allow any person acting under color of law or any private individual to intercept a communication where such a person is a party to the communication or where one party to a communication has given his consent. Thus defendant contends that the state law under which he was charged impermissibly conflicts with these federal consent provisions and is invalid.
The all-party consent rule contained in section 631 is only one of several differences existing between the state Invasion of Privacy Act and title III.
However, under the legal rules we have explicated, the mere
existence of a different state standard does not inevitably lead to a conflict with federal law; rather, the challenged state law must in some manner impair the attainment of federal objectives. We do not perceive that federal objectives are impeded here. To the contrary, we believe that section 631 is consistent with federal purposes and that its more restrictive rule concerning consent was anticipated by Congress.
The legislative history of title III reveals that Congress intended that the states be allowed to enact more restrictive laws designed to protect the right of privacy. In section 2516, paragraph (2)
of the federal act, Congress provided that a state judge may authorize the interception of
wire and oral communications by state law enforcement officers where prior court approval is obtained under federal standards and “in
conformity with ... the applicable State statute.”
(Italics added.) Thus the language of this section indicates that Congress anticipated state regulation in the field of intercepting communications, including wiretapping. The Senate Report exposes the purpose of Congress in enacting paragraph (2) of section 2516. It states, “No applications may be authorized unless a specific State statute permits it .The State statute must meet the
minimum standards
reflected as a whole in the proposed chapter [title III]. The proposed provision envisions that States would be free to adopt
more restrictive
legislation, or no legislation at all, but not less restrictive legislation.” (Sen. Rep. at p. 2187; italics added.) In other words, “Congress left room for the states to supplement the law in certain areas, provided the regulations are not more permissive.”
(Halpin
v.
Superior Court, supra,
6 Cal.3d at pp. 898-899, fn. omitted; see also
State
v.
Siegel
(1972) 266 Md. 256 [292 A.2d 86, 94].)
In forbidding wiretapping by persons other than law enforcement officers except where all parties to a communication give their consent, section 631 fulfills federal objectives. Although Congress has declared that one of its purposes in enacting title III was to establish uniform, nationwide standards, this purpose, as we have explained, must be viewed in the light of congressional intent to ensure nationwide compliance with the
Berger
and
Katz
decisions. Such compliance can be achieved where state statutes meet the minimum standards provided in the federal act. Section 631 not only meets those minimum standards but it also imposes a more restrictive rule in requiring the consent of all parties to a communication for its interception; and, the section serves to promote the federal objective of protecting the right of privacy. Accordingly, we are unable to conclude that the “fed
eral superintendence of the field”
(Florida Avocado Growers
v.
Paul, supra,
373 U.S. at p. 142 [10 L.Ed.2d at p. 257]) is impaired in any manner.
Having found no intent by Congress to occupy the entire field involving the interception of communications nor any conflict between title III and section 631 that would require the latter to yield under the supremacy clause, we hold that this state is free to enforce the proscription of section 631.
The judgment of dismissal is reversed and the cause remanded to the trial court with directions to overrule the demurrer.
Wright, C. J., McComb, J., Tobriner, J., Mosk, J., Burke, J., and Clark, J., concurred.
Respondent’s petition for a rehearing was denied July 25, 1974.