People v. Cole

584 P.2d 71, 195 Colo. 483
CourtSupreme Court of Colorado
DecidedSeptember 18, 1978
DocketC-1341
StatusPublished
Cited by31 cases

This text of 584 P.2d 71 (People v. Cole) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Cole, 584 P.2d 71, 195 Colo. 483 (Colo. 1978).

Opinions

MR. JUSTICE ERICKSON

delivered the opinion of the Court.

The defendant, Doyle Kenneth Cole, was charged in an information with the sale of a narcotic drug (heron) and conspiracy to sell a narcotic drug with the intent to induce or aid the unlawful use or possession (“hard sale”). Trial to a jury resulted in the defendant’s conviction of conspiracy to sell a narcotic drug and of the lesser included offense of “soft sale.” The court of appeals reversed the convictions and ordered a new trial in People v. Cole, 39 Colo. App. 323, 570 P.2d 8 (1977). We granted certiorari and now affirm in part, reverse in part, and remand with directions for a new trial.

The prosecution contends on appeal that the court of appeals erred when it held that (1) a witness may not be impeached by his post-arrest silence, and (2) statements made by a defendant in connection with a withdrawn plea agreement are inadmissible for any purpose in a trial on the merits. We address the issues in the order stated.

[486]*486I.

The principles applicable to impeachment by post-arrest silence were set out in United States v. Hale, 422 U.S. 171, 95 S.Ct. 2133, 45 L.Ed.2d 99 (1975):

“A basic rule of evidence provides that prior inconsistent statements may be used to impeach the credibility of a witness. As a preliminary matter, however, the court must be persuaded that the statements are indeed inconsistent. 3A J. Wigmore, Evidence § 1040 (Chadbourn rev. 1970). If the Government fails to establish a threshold inconsistency between silence . . . and later exculpatory testimony at trial, proof of silence lacks any significant probative value and must therefore be excluded.”

See also Grunewald v. United States, 353 U.S. 391, 77 S.Ct. 963, 1 L.Ed.2d 931 (1957). In United States v. Hale, supra, the Supreme Court concluded that the defendant’s silence during custodial interrrogation and after Miranda1 warnings lacked the requisite inconsistency with exculpatory testimony offered at the trial and was, therefore, inadmissible for impeachment purposes.

The factors which cause post-arrest silence to be inherently ambiguous were discussed in United States v. Hale, supra:

“[A]n arrestee ... is under no duty to speak and, as in this case, has ordinarily been advised by government authorities only moments earlier that he has a right to remain silent, and that anything he does say can and will be used against him in court.
“At the time of arrest and during custodial interrogation, innocent and guilty alike — perhaps particularly the innocent — may find the situation so intimidating that they may choose to stand mute. A variety of reasons may influence that decision. In these often emotional and confusing circumstances, a suspect may not have heard or fully understood the question, or may have felt there was no need to reply. See Traynor, The Devils of Due Process in Criminal Detection, Detention, and Trial, 33 U Chi L Rev 657, 676 (1966). He may have maintained silence out of fear or unwillingness to incriminate another. Or the arrestee may simply react with silence in response to the hostile and perhaps unfamiliar atmosphere surrounding his detention. In sum, the inherent pressures of in-custody interrogation exceed those of questioning before a grand jury and compound the difficulty of identifying the reason for silence.”

The Court concluded that the defendant’s post-arrest silence in United States v. Hale, supra, was of dubious probative value.

[487]*487One year after its decision in United States v. Hale, supra, the Supreme Court held that impeachment of a defendant by his post-arrest silence violates the due process clause of the United States Constitution. U.S. Const., Amend. XIV. Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976). Although it elevated the basis for its earlier decision to a constitutional level, the Court continued to recognize the inherent ambiguity which is tied to post-arrest silence:

“Silence in the wake of Miranda warnings may be nothing more than the arrestee’s exercise of these Miranda rights. Thus, every post-arrest silence is insolubly ambiguous because of what the State is required to advise the person arrested.”

The fact that this case concerns the impeachment of a defense witness, rather than a defendant, does not relieve the prosecution of the burden of establishing that the witness’ silence is inconsistent with his trial testimony. United States v. Rubin, 559 F.2d 975 (5th Cir. 1977); United States v. Williams, 464 F.2d 927 (8th Cir. 1972). Although the constitutional protections which constitute the basis for the Court’s decision in Doyle v. Ohio, supra, do not extend to witnesses, the logic of the evidentiary principles relied upon in United States v. Hale, supra, apply with equal force to defendant and witness alike. The issue in either case is whether the prosecution has established a threshold inconsistency between the witness’ post-arrest silence and his trial testimony.

The defense witness impeached by post-arrest silence at the defendant’s trial was Michael Johnson, a co-conspirator named in the conspiracy count of the information. When Johnson was arrested, he exercised his constitutional right against self-incrimination and remained silent. Johnson’s testimony offered an explanation of the circumstances surrounding the arrests favorable to the defendant’s innocence. On cross-examination, the prosecution was permitted to impeach Johnson’s credibility by questions concerning his post-arrest silence and his failure to relate the story advanced at trial to the police.

A danger inherent in permitting the prosecution to impeach a witness allegedly involved in the same criminal transaction as the defendant with his post-arrest silence is that the jury will infer guilt on the part of the witness and transfer that guilt to the defendant. United States v. Rubin, supra. Under the circumstances of this case, the improper impeachment of the defense’s primary witness was critical to the jury’s acceptance of the defendant’s theory of the case and constituted prejudicial error. Johnson’s testimony, if believed, would have explained the sequence of events surrounding the criminal episode in a manner consistent with the defendant’s innocence.

II.

Prior to the commencement of trial, the defendant tendered a plea of guilty to the “soft sale” of a narcotic drug, pursuant to a negotiated plea [488]*488agreement. The plea was conditioned upon the defendant being granted probation. The trial court accepted the conditional plea, subject to receipt of a probation department report concerning the propriety of granting the defendant probation. Review of the probation report, however, caused the trial court not to grant probation. The defendant then withdrew his plea of guilty, and the case was set for trial.

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Bluebook (online)
584 P.2d 71, 195 Colo. 483, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-cole-colo-1978.