Opinion
MURRAY, J.
A jury found defendant not guilty of the assault with a deadly weapon of his wife (Pen. Code, § 245, subd. (a)(1))1 and not guilty of the assault by means of force likely to cause great bodily injury of his 14-year-old son (§ 245, subd. (a)(1)), but found him guilty of the lesser included misdemeanor offense of the simple assault (§ 240) of both his wife and son. The jury also found defendant guilty of the felony child abuse (§ 273a, subd. (a)) of his son. Defendant admitted serving a prior prison term. (§ 667.5, subd. (b).)
The trial court sentenced defendant to state prison for the felony child abuse and recidivist enhancement. It later imposed a concurrent term for the assault of his wife and a stayed concurrent term for the assault of his son. It also entered a no-visitation order with respect to defendant’s son under the authority of section 1202.05.
[239] On appeal, defendant asserts the following: (1) the evidence supporting his conviction for felony child abuse is insufficient to establish that the circumstances were likely to cause great bodily injury, or that defendant acted with criminal negligence; (2) the trial court erred by failing to instruct on unanimity in connection with the child abuse charge; (3) the trial court erred by failing to instruct on self-defense in connection with the child abuse charge and the lesser included offense of simple child abuse; (4) the trial court erred by failing to instruct on the right of reasonable parental discipline in connection with the felony assault charge and the lesser included offense of simple assault; and (5) the trial court did not have authority to impose the no-visitation order.
In the published portion of this opinion, we reject defendant’s contentions concerning the sufficiency of the evidence of felony child abuse. We agree that the trial court erred by giving the jury instructions that allowed them to consider self-defense only in connection with the assault count and not in connection with the child abuse count. We also agree that the court erred in failing to instruct that the parental discipline defense applied to the assault count. However, these instructional errors were harmless.
In the unpublished portion of this opinion, we address and find harmless the court’s failure to instruct that direct child abuse requires general criminal intent, and we reject defendant’s contention concerning the need for a unanimity instruction on the child abuse count. We agree, and the People appropriately concede, that the court erred in issuing the no-visitation order. Finally, we correct a clerical error we found in the abstract of judgment.
As modified, we affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant had been separated from his wife for five years. He had custody of their 14-year-old son, with whom he had an up-and-down relationship. The wife had moved in with defendant a couple of weeks before the day of the incident out of which the charges arose. She wanted to help take care of the children because defendant had a hernia. There had been previous domestic violence between defendant and his wife, which resulted in defendant’s 2004 felony conviction for spousal abuse. For “a few weeks” before the incident, defendant and his son were angry at each other, and had barely spoken.
On the morning of the incident, defendant’s son and the wife were sitting on the sofa watching television when defendant entered the room and asked what had happened to his Honda 90 motorcycle and who had broken the mirror on his truck. Defendant’s son denied knowing anything about the [240] motorcycle or the truck. Defendant then pretended to throw a glass knickknack at his son and wife, boasted that he had made them flinch, and left the room.
Defendant returned shortly afterward and began questioning his wife in a raised voice. Defendant’s son thought his mom was “a little freaked out” because of defendant’s tone of voice. It seemed to the son that defendant was trying to start a fight with the wife; he said something about wanting to throw her out of the house. Defendant’s eight-year-old daughter was running around the room playing at the time.
Defendant walked over to the bookshelves and picked up a river rock, which he began to toss up and down. He threatened to “hit somebody” with the rock when he did not get any answers to his questions about the motorcycle and truck.
Defendant walked close to the wife, at which point the son got up to intercede in case anything happened. Defendant got angrier and appeared to the son to be in a “pissed off’ mood. He threw the rock at the son’s cell phone, which was lying on the couch. Both defendant and the son went to grab the phone, wrestling each other on the couch for it. The two were “basically on top of each other.” The son heard the phone cracking from defendant’s grip.
At some point during the wrestling over the phone, the son was on top of defendant. Defendant told his son, “[l]et me stand up and I’ll give you the cell phone back.” The son agreed and got off defendant. The son demanded his cell phone back and admitted breaking the mirror on the truck. Defendant then pushed the son back onto the sofa and threw the phone to the ground, smashing it.
The wife, who was hustling their daughter out of the house to prevent her from witnessing the scuffle, had a cordless phone in hand and said she was going to call the police. Defendant chased after his wife. As he pursued, defendant swore at her, calling her a bitch and “a whole bunch of bad words.” Defendant’s wife called 911 as she fled.
The son ran outside after them. The son was angry about the cell phone, which cost $700, and he wanted to fight defendant. However, he was primarily concerned about preventing defendant from hurting his mother. He explained, “I really didn’t care about the phone once he was chasing my mom.” “He was going to go for my mom, and I was tired of seeing that happen.”
The son caught defendant near the outside steps. He could not jump on defendant’s back because defendant was “too tall.” Instead, the son pushed [241] and tried to hit defendant. Defendant slapped his son, pushed him away and continued to chase after his wife. The son caught up with defendant again. Defendant tripped his son, causing the son to fall on the ground onto his back.
After his son fell to the ground, defendant got on top of his son and slapped him on the sides of his head with open palms. As he struck his son, defendant said something like, “I don’t want to do this.” The son was unsure how many times defendant slapped him, but estimated it may have been more than five times. The son called the slaps “bitch slap[s]” and testified that the slaps did not hurt.
After slapping his son, defendant got up and resumed the pursuit of his wife, who was on the phone with 911. Defendant threw one or two pieces of asphalt at his wife during the chase. Defendant fell down and the wife made it to the neighbor’s yard. Defendant then broke off his pursuit, went back inside the house to put on a shirt, and drove off. At some point before leaving, defendant told his wife, “You’re going to regret that call, bitch.”
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Opinion
MURRAY, J.
A jury found defendant not guilty of the assault with a deadly weapon of his wife (Pen. Code, § 245, subd. (a)(1))1 and not guilty of the assault by means of force likely to cause great bodily injury of his 14-year-old son (§ 245, subd. (a)(1)), but found him guilty of the lesser included misdemeanor offense of the simple assault (§ 240) of both his wife and son. The jury also found defendant guilty of the felony child abuse (§ 273a, subd. (a)) of his son. Defendant admitted serving a prior prison term. (§ 667.5, subd. (b).)
The trial court sentenced defendant to state prison for the felony child abuse and recidivist enhancement. It later imposed a concurrent term for the assault of his wife and a stayed concurrent term for the assault of his son. It also entered a no-visitation order with respect to defendant’s son under the authority of section 1202.05.
[239] On appeal, defendant asserts the following: (1) the evidence supporting his conviction for felony child abuse is insufficient to establish that the circumstances were likely to cause great bodily injury, or that defendant acted with criminal negligence; (2) the trial court erred by failing to instruct on unanimity in connection with the child abuse charge; (3) the trial court erred by failing to instruct on self-defense in connection with the child abuse charge and the lesser included offense of simple child abuse; (4) the trial court erred by failing to instruct on the right of reasonable parental discipline in connection with the felony assault charge and the lesser included offense of simple assault; and (5) the trial court did not have authority to impose the no-visitation order.
In the published portion of this opinion, we reject defendant’s contentions concerning the sufficiency of the evidence of felony child abuse. We agree that the trial court erred by giving the jury instructions that allowed them to consider self-defense only in connection with the assault count and not in connection with the child abuse count. We also agree that the court erred in failing to instruct that the parental discipline defense applied to the assault count. However, these instructional errors were harmless.
In the unpublished portion of this opinion, we address and find harmless the court’s failure to instruct that direct child abuse requires general criminal intent, and we reject defendant’s contention concerning the need for a unanimity instruction on the child abuse count. We agree, and the People appropriately concede, that the court erred in issuing the no-visitation order. Finally, we correct a clerical error we found in the abstract of judgment.
As modified, we affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant had been separated from his wife for five years. He had custody of their 14-year-old son, with whom he had an up-and-down relationship. The wife had moved in with defendant a couple of weeks before the day of the incident out of which the charges arose. She wanted to help take care of the children because defendant had a hernia. There had been previous domestic violence between defendant and his wife, which resulted in defendant’s 2004 felony conviction for spousal abuse. For “a few weeks” before the incident, defendant and his son were angry at each other, and had barely spoken.
On the morning of the incident, defendant’s son and the wife were sitting on the sofa watching television when defendant entered the room and asked what had happened to his Honda 90 motorcycle and who had broken the mirror on his truck. Defendant’s son denied knowing anything about the [240] motorcycle or the truck. Defendant then pretended to throw a glass knickknack at his son and wife, boasted that he had made them flinch, and left the room.
Defendant returned shortly afterward and began questioning his wife in a raised voice. Defendant’s son thought his mom was “a little freaked out” because of defendant’s tone of voice. It seemed to the son that defendant was trying to start a fight with the wife; he said something about wanting to throw her out of the house. Defendant’s eight-year-old daughter was running around the room playing at the time.
Defendant walked over to the bookshelves and picked up a river rock, which he began to toss up and down. He threatened to “hit somebody” with the rock when he did not get any answers to his questions about the motorcycle and truck.
Defendant walked close to the wife, at which point the son got up to intercede in case anything happened. Defendant got angrier and appeared to the son to be in a “pissed off’ mood. He threw the rock at the son’s cell phone, which was lying on the couch. Both defendant and the son went to grab the phone, wrestling each other on the couch for it. The two were “basically on top of each other.” The son heard the phone cracking from defendant’s grip.
At some point during the wrestling over the phone, the son was on top of defendant. Defendant told his son, “[l]et me stand up and I’ll give you the cell phone back.” The son agreed and got off defendant. The son demanded his cell phone back and admitted breaking the mirror on the truck. Defendant then pushed the son back onto the sofa and threw the phone to the ground, smashing it.
The wife, who was hustling their daughter out of the house to prevent her from witnessing the scuffle, had a cordless phone in hand and said she was going to call the police. Defendant chased after his wife. As he pursued, defendant swore at her, calling her a bitch and “a whole bunch of bad words.” Defendant’s wife called 911 as she fled.
The son ran outside after them. The son was angry about the cell phone, which cost $700, and he wanted to fight defendant. However, he was primarily concerned about preventing defendant from hurting his mother. He explained, “I really didn’t care about the phone once he was chasing my mom.” “He was going to go for my mom, and I was tired of seeing that happen.”
The son caught defendant near the outside steps. He could not jump on defendant’s back because defendant was “too tall.” Instead, the son pushed [241] and tried to hit defendant. Defendant slapped his son, pushed him away and continued to chase after his wife. The son caught up with defendant again. Defendant tripped his son, causing the son to fall on the ground onto his back.
After his son fell to the ground, defendant got on top of his son and slapped him on the sides of his head with open palms. As he struck his son, defendant said something like, “I don’t want to do this.” The son was unsure how many times defendant slapped him, but estimated it may have been more than five times. The son called the slaps “bitch slap[s]” and testified that the slaps did not hurt.
After slapping his son, defendant got up and resumed the pursuit of his wife, who was on the phone with 911. Defendant threw one or two pieces of asphalt at his wife during the chase. Defendant fell down and the wife made it to the neighbor’s yard. Defendant then broke off his pursuit, went back inside the house to put on a shirt, and drove off. At some point before leaving, defendant told his wife, “You’re going to regret that call, bitch.”
The son had dried mud on the back of his shirt when later photographed. He sustained “cuts” and a “gash” on his mid and lower back. Photographic exhibits introduced into evidence depicted patches of discoloration that had the appearance of superficial abrasions in the area of these injuries.
The defense rested without calling any witnesses.
The trial court instructed the jury on the offense of simple assault as a lesser included offense to the felony assault counts on defendant’s wife (assault with a deadly weapon) and son (assault with force likely to cause great bodily injury). Additionally, the court instructed the jury on the offense of simple child abuse on count 3, a lesser included offense of child abuse under circumstances and conditions likely to produce great bodily harm, a felony.
DISCUSSION
I. Felony Child Abuse
A. Sufficiency of the Evidence Concerning Circumstances and Conditions Likely to Produce Great Bodily Harm
Defendant contends that the evidence was insufficient to establish that any injury was inflicted under circumstances and conditions likely to produce great bodily harm. “ ‘ “The standard of review is well settled: On appeal, we [242] review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence that is reasonable, credible and of solid value—from which a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt. [Citations.]” ’ ” (People v. Racy (2007) 148 Cal.App.4th 1327, 1332 [56 Cal.Rptr.3d 455] (Racy),) “ ‘ “Before the judgment of the trial court can be set aside for the insufficiency of the evidence, it must clearly appear that on no hypothesis whatever is there sufficient substantial evidence to support the verdict of the [finder of fact].” ’ ” (Ibid.) “Issues of witness credibility are for the jury. [Citations.]” (People v. Boyer (2006) 38 Cal.4th 412, 480 [42 Cal.Rptr.3d 677, 133 P.3d 581].)
Felony child abuse is defined in section 273a, subdivision (a), which provides in pertinent part: “Any person who, under circumstances or conditions likely to produce great bodily harm or death, willfully . . . inflicts thereon unjustifiable physical pain . . . , or having the care or custody of any child, willfully causes ... the person or health of that child to be injured, . . . shall be punished by imprisonment in a county jail not exceeding one year, or in the state prison for two, four, or six years.”2 (Italics added.)
The prosecution proceeded on the third branch of this omnibus statute,3 asserting that defendant willfully caused injury to his son under circumstances or conditions likely to produce great bodily injury. In closing argument, the prosecutor told the jury that the two counts involving the son (assault with force likely to cause great bodily injury and child abuse under circumstances likely to produce great bodily harm) were based on defendant’s acts outside the house, when defendant “threw” the son to the ground, straddled him, and slapped him.
Defendant notes that in denying his motion for acquittal, the trial court characterized the evidence of force likely to produce great bodily harm as being “very close.” Defendant asserts that in fact the evidence was legally insufficient, because the record lacks any testimony about the degree of force of the son’s impact with the ground, the son testified that the slaps did not [243] hurt, the photographic evidence showed only minor scratches without any bruising or swelling, and the record does not indicate the son complained of any pain when speaking to the police or that he needed any treatment. He therefore contends the evidence is insufficient to establish great bodily harm was likely, as opposed to merely possible.
Defendant relies heavily on cases involving the charge of assault with force likely to produce great bodily injury. These cases quite naturally focus on the force actually used to determine if that force was likely to cause great bodily injury to the victim. For example, defendant cites People v. Duke (1985) 174 Cal.App.3d 296, 302-303 [219 Cal.Rptr. 873], in which the court held that a momentary stranglehold of itself without any effort to choke the victim, during which the victim could still breathe, and resulting only in a scratch from her own earring was not sufficient to establish assault with force likely to produce great bodily injury.
Defendant misses the point. Felony child abuse does not require force likely to produce great bodily injury. It requires the willful infliction of injury under circumstances and conditions likely to produce great bodily injury. While force may be one circumstance or condition, it is not the only circumstance or condition that may support a conviction for felony child abuse.4
For example, in Sargent, our high court noted that the age of the infant victim, the fragile physical development of the infant victim, and the degree of force used were circumstances and conditions a jury could consider. “By contrast, if [the victim] had been a 17-year-old varsity linebacker, those facts would also have been ‘circumstances or conditions’ the jury would consider.” (Sargent, supra, 19 Cal.4th at p. 1221.)
This court recently discussed the element of circumstances or conditions likely to produce great bodily injury in Racy, a case involving felony elder abuse.5 There, the defendant zapped the victim with a stun gun. (Racy, supra, [244] 148 Cal.App.4th at p. 1330.) The victim suffered pain, but was not physically injured. (Id. at p. 1331.) The defendant asserted on appeal that, in the absence of expert testimony, there was insufficient evidence to establish that the stun gun was likely to produce great bodily injury or death. (Id. at p. 1332.) From this, the defendant argued that the evidence was insufficient to establish the element of circumstances and conditions likely to produce great bodily injury. (Ibid.) This court agreed that under the facts of that case, use of the stun gun alone was insufficient to establish the requisite circumstances or conditions. (Id. at pp. 1332-1333.) However, there were circumstances and conditions other than the use of the stun gun that supported the conviction. (Id. at p. 1333.)
The “[defendant ‘zapped’ [the victim] in the leg with a stun gun, causing him substantial pain. Presumably, to escape the situation and avoid more pain, [the victim] retreated to his bedroom, and defendant gave chase following ‘so close[ly]’ that [the victim] could not shut the bedroom door. When [the victim] moved to the bed, defendant repeatedly ‘zapped’ the stun gun ‘in the air’ and then ‘tip[ped] [the victim] over’ and grabbed his wallet, tearing [the victim’s] jeans pocket. The struggle moved the bed approximately one foot away from the wall and caused [the victim] to trip. [][] From this evidence, the jury reasonably could have concluded that defendant’s close pursuit of [the victim] (which prevented [the victim] from locking the door) or the force defendant exerted on [the victim] (which was strong enough to tip him over, tear his jeans pocket, and cause a struggle in which [the victim] tripped and the bed moved one foot) likely could have caused [the victim] to fall and break a bone, causing him great bodily harm. As stated, [the victim’s] knees are disabled and he is 74 years old, which, as a matter of common knowledge, is an age that carries with it an increased risk of bone fractures from a fall. The jury was in the best position to observe [the victim’s] condition at trial, and we will not second-guess the jury’s finding that defendant inflicted pain or suffering on [the victim] ‘under circumstances or conditions likely to produce great bodily harm or death’ where the record contains sufficient evidence to support that finding.” (Racy, supra, 148 Cal.App.4th at p. 1333, italics added.)
[245] Whether the injury is inflicted under circumstances or conditions likely to produce great bodily injury is a question for the trier of fact. (Sargent, supra, 19 Cal.4th at p. 1224.) The discussions in Sargent and Racy suggest that circumstances and conditions a reasonable jury could consider include, but are not limited to, (1) the characteristics of the victim and the defendant, (2) the characteristics of the location where the abuse took place, (3) the potential response or resistance by the victim to the abuse, (4) any injuries actually inflicted,6 (5) any pain sustained by the victim, and (6) the nature of and amount of force used by the defendant. Here, a rational jury could have found that the totality of the circumstances and conditions created a substantial danger of great bodily injury. (People v. Wilson (2006) 138 Cal.App.4th 1197, 1204 [41 Cal.Rptr.3d 919] [“ ‘likely’ as used in section 273a means a substantial danger, i.e., a serious and well-founded risk”].)
We acknowledge that there is scant evidence in the record concerning the characteristics of defendant’s son and defendant. The prosecutor never asked how tall the son was or how much he weighed on the date of the incident. Likewise, there is no evidence in the record concerning defendant’s height and weight.
Nevertheless, defendant’s son was only 14 years old. Although height and weight are difficult to estimate, it is clear from the photographic evidence that he is not a large teenager. Indeed, he appears to have been of average height and relatively thin at the time. He is certainly not the varsity linebacker mentioned in Sargent. We also note that the son testified he could not jump on defendant’s back when defendant was chasing the wife because defendant was “too tall.” Thus, the evidence suggests that this 14-year-old boy was smaller than defendant.7 The evidence further indicates that defendant was heavy enough to cause “cuts” and a “gash” to his son’s back while the son was pinned to the ground. In any event, as in Racy, the jury was in a position to see and assess the physical characteristics of the victim and defendant here. The jury reasonably could have considered the characteristics of the victim and defendant in determining whether the circumstances or conditions were likely to cause great bodily injury.
As the prosecutor noted in his closing argument, the acts underlying the charges did not take place on a cushioned surface. Defendant tripped the victim, causing him to fall onto his back on the ground outside of the house. The photographs depict a bare dirt area littered with leaves and rocks. [246] Defendant’s son testified that defendant had sown chunks of asphalt into the ground using his backhoe and that it was chunks of this asphalt that defendant threw at his wife after getting off of the victim.
Although a fusillade of open-handed “bitch slaps” might not ordinarily result in great bodily injury, a reasonable jury rationally could conclude that there was a substantial danger of eye injury had the son made an unanticipated turn of the head in an effort to resist defendant. Also, it would be rational to conclude that falling on rocky ground onto one’s back involved sufficient force to make great bodily harm likely on impact. In such a fall, there was a substantial danger of the son’s head hitting the ground, thus presenting a serious risk of head injury. Also, it is common knowledge that falling to the ground as the result of att unexpected tripping creates a substantial danger of broken bones, tom ligaments or other injuries. The fact that the injuries sustained did not rise to the level of great bodily injury does not mean that thére was not a substantial danger or well-founded risk of great bodily injury.
The characteristics of the victim and defendant, the location, and the potential response or resistance of the victim presented circumstances or conditions upon which the jury could reasonably have relied. Thus, the evidence of force, coupled with these other circumstances and conditions, was sufficient to support the jury’s determination that the totality of the circumstances and conditions were likely to produce great bodily harm.
B. Criminal Negligence Instruction*
H. Unanimity Instruction