People v. Valdez

42 P.3d 511, 27 Cal. 4th 778, 118 Cal. Rptr. 2d 3, 2002 Daily Journal DAR 3393, 2002 Cal. Daily Op. Serv. 2788, 2002 Cal. LEXIS 1877
CourtCalifornia Supreme Court
DecidedMarch 28, 2002
DocketNo. S095660
StatusPublished

This text of 42 P.3d 511 (People v. Valdez) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Valdez, 42 P.3d 511, 27 Cal. 4th 778, 118 Cal. Rptr. 2d 3, 2002 Daily Journal DAR 3393, 2002 Cal. Daily Op. Serv. 2788, 2002 Cal. LEXIS 1877 (Cal. 2002).

Opinion

[781]*781Opinion

BROWN, J.

In this case we address the mens rea for felony child abuse involving indirect infliction of harm. (Pen. Code, § 273a, subd. (a).)1 Consistent with a long line of decisional authority, the jury was instructed that felony child endangerment could be committed if defendant Eva Valdez acted with criminal negligence. However, the Court of Appeal interpreted the statute differently, concluding a defendant must purposefully place the child in a hazardous situation, while possessing a subjective awareness of this risk. It therefore reversed defendant’s conviction. We reaffirm criminal negligence is the appropriate standard, and therefore reverse the judgment of the Court of Appeal.

I. Factual and Procedural Background

On May 17, 1997, Thalia Escoto, the 11-month-old daughter of defendant Eva Valdez, died as the result of a brutal beating and shaking inflicted by defendant’s live-in flaneé, Hiram Lebrón. For the first eight months of her life, Thalia received regular medical care and suffered no unusual injuries. By all accounts, including Lebrón’s testimony, defendant never mistreated her children.

In February 1997, Lebrón moved in with defendant, Thalia, and defendant’s two other children. On or about February 8, 1997, Lebrón offered to care for the children while defendant worked. When defendant returned from work, Thalia was screaming and was seriously burned on her left buttocks and side; the bum had a circular shape. Lebrón told defendant the bum occurred while Thalia was momentarily left in a sink and the water became too hot. In April 1997, Thalia’s arm broke when Lebrón attempted to pull her from defendant’s arms; defendant heard a popping sound. Defendant testified the injury could have also occurred while she was attempting to pull Thalia’s arm from her car seat strap; she told friends she did not know how the injury happened. Later in April or in early May, Thalia received a black eye while in Lebrón’s care. He told defendant Thalia slipped and hit her head in the bathtub. The injury was so noticeable that when defendant went to pick up food stamps, the person helping her spoke to the police. Defendant, continued to leave Thalia in Lebrón’s care. At some point Lebrón also “yell[ed] in the baby’s face” because Thalia was crying, and put his fist through a wall dining an argument with defendant. Defendant told a friend that she was afraid because Lebrón scared her children and that she was thinking of leaving him. She also told a friend she was afraid of Lebrón’s temper. Defendant was counseled by friends that too many accidents were happening for her to safely entrust Thalia to Lebrón.

[782]*782On May 17, 1997, Thalia died from severe beating and shaking injuries that occurred while she was in Lebrón’s care. Lebrón told emergency room personnel Thalia had fallen from a bed. Medical testimony established that by the time of her death, Thalia had old injuries, such as a split upper and lower frenulum, perhaps resulting from a bottle or other object being forced into her mouth.

Defendant and Lebrón were tried together with separate juries. Defendant testified, and while conceding she was at work at the time the fatal injuries occurred, attempted to provide exculpatory explanations for how Thalia had been injured. These explanations were inconsistent with the timing and severity of the injuries, which included skull fractures and massive internal bleeding.

Lebrón was found guilty of assault resulting in the death of a child under eight (§ 273ab), and involuntary manslaughter (§ 192). Defendant was found guilty of felony child endangerment. (§ 273a, subd. (a).) The jury also found true the allegation defendant willfully caused or permitted Thalia to be injured or harmed, and the injury or harm resulted in death. (§ 12022.95.) Defendant was sentenced to two years in prison for violation of section 273a, subdivision (a), and to four years for the enhancement.2

The Court of Appeal reversed defendant’s conviction. The court concluded the “mental state element for section 273a(a) felony willful endangerment is purposefully or intentionally causing or permitting a child to be placed in a situation where the child’s person or health is seriously endangered; given this required purpose or intent, the accused must subjectively know or be aware of the danger. There is no ‘criminal negligence’ mental state element in section 273a.” (Fn. omitted.)

We granted the Attorney General’s petition for review.

II. Discussion

A. Background

Section 20 provides, “In every crime or public offense there must exist a union, or joint operation of act and intent, or criminal negligence.” (See also § 26, class Five [persons incapable of committing crime include those “who committed the act or made the omission charged through misfortune or by [783]*783accident, when it appears that there was no evil design, intention, or culpable negligence”].)

Criminal negligence is “ ‘aggravated, culpable, gross, or reckless . . . conduct. . . [that is] such a departure from what would be the conduct of an ordinarily prudent or careful [person] under the same circumstances as to be incompatible with a proper regard for human life . . . .’ ” (People v. Penny (1955) 44 Cal.2d 861, 879 [285 P.2d 926] (Penny).) “Under the criminal negligence standard, knowledge of the risk is determined by an objective test: ‘[I]f a reasonable person in defendant’s position would have been aware of the risk involved, then defendant is presumed to have had such an awareness.’ ” (Williams v. Garcetti (1993) 5 Cal.4th 561, 574 [20 Cal.Rptr.2d 341, 853 P.2d 507], italics omitted [further stating “there can be no criminal negligence without actual or constructive knowledge of the risk”]; Walker v. Superior Court (1988) 47 Cal.3d 112, 136 [253 Cal.Rptr. 1, 763 P.2d &52](Walker) [“criminal negligence must be evaluated objectively”].) Under section 20, criminal negligence “may be sufficient to make an act a criminal offense, without a criminal intent.” (1 Witkin & Epstein, Cal. Criminal Law (3d ed. 2000) Elements, § 20, p. 225.)

Section 273a, subdivision (a) “is an omnibus statute that proscribes essentially four branches of conduct.” (People v. Sargent (1999) 19 Cal.4th 1206, 1215 [81 Cal.Rptr.2d 835, 970 P.2d 409] (Sargent).) As relevant here, it provides: “Any person who, under circumstances or conditions likely to produce great bodily harm or death, [1] willfully causes or permits any child to suffer, or [2] inflicts thereon unjustifiable physical pain or mental suffering, or [3] having the care or custody of any child, willfully causes or permits the person or health of that child to be injured, or [4] willfully causes or permits that child to be placed in a situation where his or her person or health is endangered, shall be punished by imprisonment in a county jail not exceeding one year, or in the state prison for two, four, or six years.”3 (§ 273a, subd. (a).)

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42 P.3d 511, 27 Cal. 4th 778, 118 Cal. Rptr. 2d 3, 2002 Daily Journal DAR 3393, 2002 Cal. Daily Op. Serv. 2788, 2002 Cal. LEXIS 1877, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-valdez-cal-2002.