People v. Adams

987 N.E.2d 272, 20 N.Y.3d 608
CourtNew York Court of Appeals
DecidedMarch 28, 2013
StatusPublished
Cited by25 cases

This text of 987 N.E.2d 272 (People v. Adams) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Adams, 987 N.E.2d 272, 20 N.Y.3d 608 (N.Y. 2013).

Opinion

OPINION OF THE COURT

Pigott, J.

On September 20, 2009, complainant, a sitting Rochester City Court Judge, accused defendant, her neighbor and ex-paramour, of committing a crime by sending her three offensive text messages by cell phone earlier that day. The messages were vulgar and personal in nature, and unrelated to complainant’s judicial duties. Defendant was charged, by way of an information/complaint filed in Rochester City Court, with two misdemeanor counts of aggravated harassment in the second degree (Penal Law § 240.30 [1] [a], [b]). All the Rochester City Court Judges recused themselves from the case. A Monroe County Court Judge presided over the arraignment.

Almost two months elapsed, and no plea bargain could be reached. At this point, at defense counsel’s request, the case returned to Rochester City Court, where a visiting judge from a neighboring county was assigned, without objection, to preside over pretrial hearings in City Court. The parties remained at an impasse, despite numerous efforts by defense counsel to reach a plea deal.

In January 2010, the Public Defender filed an omnibus motion including a request that the Monroe County District Attorney be disqualified “on the grounds of actual prejudice and the existence of a conflict of interest” and that a special prosecutor be appointed. The motion also requested the assignment of new defense counsel, on the basis of the conflicting duties of the Public Defender to cross-examine complainant vigorously and to represent indigent clients seeking favorable treatment from her in City Court.

City Court granted the request for the assignment of new defense counsel; the Public Defender’s office was relieved and an attorney from a neighboring county was assigned to represent [611]*611defendant. However, defendant’s motion to disqualify the Monroe County District Attorney’s office and for appointment of a special prosecutor, pursuant to County Law § 701 (1), was denied, without prejudice to the filing of such a motion in County Court.

The new defense counsel spoke with the District Attorney’s office regarding a possible settlement of the case, in which defendant would plead guilty to harassment in the second degree, a violation, in return for a sentence that would include 40 hours’ community service and psychiatric treatment. As defense counsel later recalled their conversation, the prosecutor told him that, while in most cases this would be an adequate resolution, he was rejecting the offer “due to the position of the victim.” Defense counsel then spoke with complainant herself, who told him that she was “not willing to reduce the charges” and “wanted to go to trial.” No plea offers were extended to defendant.

In February 2010, defendant renewed his disqualification motion, in County Court, alleging prejudice and the appearance of impropriety. Defendant contended “that the District Attorney’s office is in a conflict of interest position; to wit: By giving undue weight to the wishes of the victim in screening their case, the District Attorney’s office is no longer acting as a fair and impartial official.”

Counsel recounted the communications he had had with the District Attorney’s office in which the prosecutor stated, in essence, that complainant was unwilling to accept a reduced charge. In an accompanying affidavit, defendant’s original counsel from the Public Defender’s office stated that, in his view, the District Attorney’s office was treating complainant’s wishes much differently than it would any other victim’s. The original defense counsel pointed out that the District Attorney’s office, like his own office, appears before the complainant judge frequently each day and “would prefer not to engender any hostility from her.” He opined that the District Attorney’s office was

“forced to be an advocate for her, . . . beyond what they would normally do were she not a judge ... In any other case, the District Attorney’s Office would have offered an ACD or violation with an Order of Protection. However, the ADA assigned to this matter has said that after speaking with the complainant, [612]*612they would make no offer. In my twelve years of experience handling criminal cases in this county, I have never seen a similarly situated defendant receive no offer of an ACD or Violation. The District Attorney’s office clearly feels constrained in how they can handle this matter due to the position of the complainant.”

In response, though generally denying the allegation that defendant was being singled out for harsh treatment, the District Attorney’s office did not specifically rebut the allegation that it consistently offered to accept pleas to a reduced charge in comparable cases. Nor did it offer an example of any other circumstance when it had refused to offer a plea to a violation or agree to dispose of the case by ACD in a comparable misdemeanor case.

County Court denied defendant’s motion for the appointment of a special prosecutor. The case returned to City Court, where the visiting judge tried once more to facilitate a plea settlement. These efforts were unsuccessful and the case proceeded to a jury trial in City Court. Defendant was convicted of one count of aggravated harassment in the second degree. City Court sentenced defendant to time served and a one-year conditional discharge; an order of protection was filed.

Defendant appealed to County Court, which affirmed the judgment of conviction. A Judge of this Court granted defendant leave to appeal and we now reverse.

“The courts, as a general rule, should remove a public prosecutor only to protect a defendant from actual prejudice arising from a demonstrated conflict of interest or a substantial risk of an abuse of confidence” (Matter of Schumer v Holtzman, 60 NY2d 46, 55 [1983] [emphasis added]). The latter phrase refers to the “opportunity for abuse of confidences entrusted to [an] attorney” (People v Shinkle, 51 NY2d 417, 420 [1980], cited in Schumer). In general, “[t]he objector should demonstrate actual prejudice or so substantial a risk thereof as could not be ignored” (Schumer, 60 NY2d at 55).

However, in rare situations, the appearance of impropriety itself is a ground for disqualification, as our case law recognizes, when the appearance is such as to “discourage[ ] public confidence in our government and the system of law to which it is dedicated” (People v Zimmer, 51 NY2d 390, 396 [1980]). In a case of that nature, “[d]efendant[s], and indeed the public at large, are entitled to protection against the appearance of [613]*613impropriety” (Shinkle, 51 NY2d at 421). We are persuaded by the unique circumstances that this is such a case.

Although no constitutional right to a plea bargain exists (see Lafler v Cooper, 566 US —, —, 132 S Ct 1376, 1395 [2012]), an appearance of impropriety may arise when the record provides an objective basis to question whether the prosecutor is exercising pretrial prosecutorial discretion in an evenhanded manner, based on the merits of the case or other legitimate prosecutorial concerns. Here, while we do not find that any actual impropriety occurred, there is an unacceptably great appearance of impropriety—the appearance that the District Attorney’s office refused to accept a reduced charge because the complainant was a sitting judge who demanded that the matter go to trial, rather than because a trial was, in its own disinterested judgment, appropriate.

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Cite This Page — Counsel Stack

Bluebook (online)
987 N.E.2d 272, 20 N.Y.3d 608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-adams-ny-2013.