Schumer v. Holtzman

454 N.E.2d 522, 60 N.Y.2d 46, 467 N.Y.S.2d 182, 1983 N.Y. LEXIS 3305
CourtNew York Court of Appeals
DecidedSeptember 15, 1983
StatusPublished
Cited by545 cases

This text of 454 N.E.2d 522 (Schumer v. Holtzman) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schumer v. Holtzman, 454 N.E.2d 522, 60 N.Y.2d 46, 467 N.Y.S.2d 182, 1983 N.Y. LEXIS 3305 (N.Y. 1983).

Opinion

OPINION OF THE COURT

Simons, J.

In this article 78 proceeding, petitioner challenges the appointment by respondent Holtzman, the District Attorney of Kings County, of respondent Trager, Dean of Brooklyn Law School, as a special prosecutor to investigate and prosecute him for alleged criminal activities arising from his 1980 election as a member of Congress. Special Term held that the appointment was void and it also declared that respondent Holtzman was disqualified from proceeding against petitioner. The Appellate Division agreed that the appointment was void but it found that respondent Holtzman was not disqualified and modified the judgment by striking Special Term’s contrary finding that she was. On the parties’ cross appeals, we hold that petitioner may maintain this article 78 proceeding, that the written agreement between respondents formalizing respondent Trager’s appointment is void, and that his appointment pursuant to it is invalid. We further hold that the courts below erred in considering and determining the disqualification issue.

Petitioner is a United States Congressman and a former member of the New York State Assembly. In 1980, while a member of the Assembly, he sought and was elected to the congressional seat formerly held by respondent Holtzman. Shortly after the election, articles appeared in the newspapers concerning petitioner’s allegedly improper use of State employees during the congressional campaign. The United States Attorney investigated the charges, but the Justice Department determined that the matter was not appropriate for Federal prosecution. Respondent Holtzman, by then the District Attorney of Kings County, decided local officials should pursue the charges. Because she believed she might be accused of bias or the appearance [50]*50of bias against petitioner based upon past political differences with him and because she thought some of her former congressional staff might be witnesses in such an investigation, she asked Governor Cuomo to supersede her under the power granted him by subdivision 2 of section 63 of the Executive Law. When the Governor refused to do so, she appointed respondent Trager as a “Special Assistant District Attorney” and, in a written memorandum of understanding, gave him broad powers to control the investigation and prosecution.

Petitioner then instituted this article 78 proceeding challenging the appointment and requesting that the court (1) order respondent Holtzman to “rescind” the appointment and (2) prohibit respondent Trager from undertaking his duties. Petitioner also claimed at Special Term that the appointment was made because of respondent Holtzman’s publicly professed “disqualification” from acting and that the appointment of special assistants to act in cases of disqualification must be made by the court pursuant to section 701 of the County Law, not by the District Attorney.

Initially, we note that the District Attorney is a constitutional officer chosen by the electors of a county (NY Const, art XIII, § 13) and charged by statute with the duty of conducting “all prosecutions for crimes and offenses cognizable by the courts of the county for which [s]he shall have been elected” (County Law, § 700). She may appoint, and at pleasure remove, Assistant District Attorneys to assist in the performance of that duty (County Law, § 930; see, also, County Law, § 702), and if the District Attorney is disabled from acting or if she is disqualified in a particular case, the court may appoint a “special district attorney” to act during her disability or disqualification (County Law, § 701). A Special District Attorney appointed by the court pursuant to section 701 supersedes the District Attorney. He possesses all the powers and may discharge all the duties of the office during the term of the appointment. Section 930 does not contain any similar provision. Assistants appointed by the District Attorney pursuant to that section are subordinates.

This dispute arises from the memorandum of understanding executed by respondents. Although the District [51]*51Attorney purported to exercise the power to hire subordinates when she hired respondent Trager, the memorandum delegated to him broad discretion and power to conduct the investigation and determine the course of the prosecution. Petitioner contends, therefore, that the memorandum and the appointment pursuant to it are void because the delegation exceeded the District Attorney’s powers and that he is entitled to an order of prohibition.

Respondents contend that the extraordinary remedy of prohibition is not available to petitioner to challenge her power prior to the filing of an accusatory instrument and that Special Term and the Appellate Division improperly considered the question of her disqualification.

It is familiar law that an article 78 proceeding in the nature of prohibition will not lie to correct procedural or substantive errors of law, nor may it issue against legislative, executive or ministerial action (Matter of Morgenthau v Erlbaum, 59 NY2d 143, 147; Matter of Dondi v Jones, 40 NY2d 8, 13). Prohibition may be maintained solely to prevent or control a body or officer acting in a judicial or quasi-judicial capacity from proceeding or threatening to proceed without or in excess of its jurisdiction (Matter of Morgenthau v Erlbaum, supra; Matter of McGinley v Hynes, 51 NY2d 116,123-124, cert den 450 US 918; Matter of Nicholson u State Comm. on Judicial Conduct, 50 NY2d 597, 606) and then only when the clear legal right to relief appears and, in the court’s discretion, the remedy is warranted (Matter of Morgenthau v Erlbaum, supra; Matter of Dondi v Jones, supra). Thus, customarily, the proceeding is initiated to control or inhibit courts or Judges. We have held, however, that a public prosecutor may also be subject to prohibition under certain circumstances (Matter of B. T. Prods. v Barr, 44 NY2d 226, 232; Matter of Dondi v Jones, supra; and see Matter of McGinley v Hynes, 51 NY2d 116, supra). When a prosecutor represents the public in bringing those accused of crime to justice, he may be viewed as performing a quasi-judicial function and properly be subject to an article 78 proceeding in the nature of prohibition (Matter of B. T. Prods. v Barr, supra; Matter of Dondi v Jones, supra; Matter of Simonson v Cahn, 27 NY2d 1; Matter of Nolan v Court of Gen. Sessions, 15 AD2d 78, [52]*52affd 11 NY2d 114; Matter of Potenza v Kane, 79 AD2d 467, mot for lv to app den 53 NY2d 606). For example, prohibition has been granted to avoid double jeopardy (Matter of Simonson v Cahn, supra; Matter of Nolan v Court of Gen. Sessions, supra; Matter of Potenza v Kane, supra), to prevent prosecution by a special prosecutor of crimes which exceed the authority granted (Matter of Dondi v Jones, supra), and to prohibit retention of goods seized under a search warrant obtained by a special prosecutor in an investigation which was beyond his jurisdiction (Matter of B. T. Prods. v Barr, supra).

The conduct challenged here is not the appointment of respondent Trager per se, but his appointment pursuant to the memorandum of understanding which clothed him with extensive discretionary power to determine whom, whether and how to prosecute in the Schumer matter, power which is normally possessed only by an elected District Attorney (see People v Zimmer, 51 NY2d 390, 399; Matter of McDonald v Goldstein, 191 Misc 863, affd 273 App Div 649; People v Krstovich, 72 Misc 2d 90).

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Bluebook (online)
454 N.E.2d 522, 60 N.Y.2d 46, 467 N.Y.S.2d 182, 1983 N.Y. LEXIS 3305, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schumer-v-holtzman-ny-1983.