Potenza v. Kane

79 A.D.2d 467, 437 N.Y.S.2d 189, 1981 N.Y. App. Div. LEXIS 9728
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 27, 1981
StatusPublished
Cited by18 cases

This text of 79 A.D.2d 467 (Potenza v. Kane) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Potenza v. Kane, 79 A.D.2d 467, 437 N.Y.S.2d 189, 1981 N.Y. App. Div. LEXIS 9728 (N.Y. Ct. App. 1981).

Opinion

OPINION OF THE COURT

Simons, J. P.

Petitioner is an attorney charged with bribing an Assistant District Attorney to obtain favorable treatment for his clients. His trial ended when his motion for a mistrial was granted. Claiming that the double jeopardy clause bars retrial because his motion was provoked by prosecutorial misconduct, he brings this CPLR article 78 proceeding seeking an order of prohibition (see Matter of Di Lorenzo [468]*468v Murtagh, 36 NY2d 306, 309; Matter of Kraemer v County Ct. of Suffolk County, 6 NY2d 363; Matter of De Canzio v Kennedy, 67 AD2d 111, 113). We find no misconduct by the prosecution warranting the relief requested and therefore dismiss the petition.

The charges against petitioner arose out of an incident in which his clients, posing as reputable repairmen, allegedly defrauded 81-year-old Mabel Hartung of $9,000 by making unnecessary repairs to her home. The matter was reported eventually to Richard Mancuso, Assistant District Attorney of Erie County in charge of the Consumer Fraud Bureau. It was the theory of the prosecution, and Mancuso so testified, that petitioner paid Mancuso $1,000 to avoid prosecution of his clients and to permit the matter to be settled by civil compromise. To prove its case, the prosecution relied primarily on the testimony of Richard Mancuso and evidence contained in recordings of three telephone conversations between Mancuso and petitioner.

During the three weeks of trial, petitioner’s counsel made 12 motions for mistrial and he now asserts that the prosecutorial misconduct which provoked these motions, when considered cumulatively, was so egregious and prejudicial that his retrial should be prohibited. The alleged misconduct falls generally into three separate areas involving such matters as the prosecutor’s opening statement and his prejudicial gestures before the jury, his questions while ex-' amining witnesses and, finally, petitioner’s claim that the prosecutor intentionally failed to deliver to him the original tape of one of his four intercepted telephone conversations with Mancuso. This latter incident precipitated the court’s ruling terminating the trial, but the court did not rely upon it alone in granting petitioner’s motion.

There is a strong policy of American law favoring finality in criminal proceedings which is expressed in the constitutional and statutory prohibitions against double jeopardy (US Const, 5th Arndt; and see Benton v Maryland, 395 US 784 [applying the 5th Armdt to the States]; NY Const, art I, § 6; CPL 40.20, subd 1). The amendments are designed to protect the individual’s basic human right not to be harassed or perhaps impoverished by successive prosecu[469]*469tions for the same offense either by means of multiple trials, multiple punishments or deliberate efforts by the prosecution to find a court or jury that will convict the defendant. The underlying idea, in the words of Justice Black, is that the State with all its power may not be allowed to make repeated attempts to convict an individual, “thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty” (Green v United States, 355 US 184, 187-188). When applied to mistrials, the double jeopardy clause also protects a defendant’s “valued right to have his trial completed by a particular tribunal”, a right however, which is not absolute but which may at times be subordinated to the public interest in fair trials ending just judgments (Wade v Hunter, 336 US 684, 689; and see United States v Dinitz, 424 US 600; Illinois v Somerville, 410 US 458). Thus, it has been held that a trial may be aborted even without the consent or acquiescence of the defendant, and he may be retried, if there was a “manifest necessity for the act, or the ends of public justice would otherwise be defeated” (United States v Perez, 9 Wheat [22 US] 579, 580; see Arizona v Washington, 434 US 497; Illinois v Somerville, supra, p 461; United States v Jorn, 400 US 470; Matter of Cardin v Sedita, 53 AD2d 253), or if “it clearly appears that a mistrial has been granted in the sole interest of the defendant” (Gori v United States, 367 US 364, 369). Needless to say, when a defendant requests that the trial be terminated, his request ordinarily removes the constitutional barrier and he may not claim that the double jeopardy clause prevents a second prosecution even though the mistrial is based upon prosecutorial or judicial error (United States v Dinitz, supra; United States v Jorn, supra; Drayton v Hayes, 589 F2d 117). Notwithstanding that general rule, an exception has been recognized in extreme cases of prosecutorial overreaching, for the prosecutor may not pre-empt defendant’s right to complete his trial by misconduct which leaves defendant with no choice but to move for a mistrial. “The important consideration, for purposes of the Double Jeopardy Clause, is that the defendant retain primary control over the course to be fol[470]*470lowed” in the event of prosecutorial or judicial error (United States v Dinitz, supra, p 609). As long as he does, his voluntary motion permits retrial. If defendant’s motion is induced or provoked by prosecutorial harassment, retrial may be prohibited.

Although the United States Supreme Court and the courts of New York recognize this exception, neither has yet barred reprosecution following a successful defense motion for mistrial because of prosecutorial misconduct.1 Moreover, in discussing the exception neither has specified, except in the most general terms, what misbehavior will be viewed as sufficiently grave to warrant prohibition. Culling from the decisions, however, it seems that the exception will not apply unless the prosecutor’s misconduct was motivated by bad faith (United States v Dinitz, 424 US 600, 611, supra; see Lee v United States, 432 US 23, 33; Mitchell v Smith, 633 F2d 1009, 1013), a characterization which suggests conduct willful or grossly negligent and “designed to avoid an acquittal” (United States v Jorn, 400 US 470, 485, n 12, supra), or to provoke a motion for mistrial (United States v Cox, 633 F2d 871; Mitchell v Smith, supra, 1013; see, also, Downum v United States, 372 US 734, 736; Drayton v Hayes, supra, p 121; United States v Martin, 561 F2d 135, 138-140; United States v Kessler, 530 F2d 1246, 1256-1258; United States v Beasley, 479 F2d 1124, 1126, cert den 414 US 924). It is not enough that the prosecutor’s conduct is motivated by a desire to gain an edge over defendant. Such misconduct may require a new trial, but it will not normally prevent reprosecution. Reprosecution will be prohibited only if the misconduct was aimed at vitiating the protection of the double jeopardy clause to gain a more favorable opportunity to convict defendant. Concededly, motivation may be difficult to determine, but the misconduct must be so reprehensible as to justify the inference that it was done in bad faith for the purpose of provoking defendant’s motion. Prejudice to defendant is also a part of the [471]*471equation, for logically, if defendant has not been prejudiced, it would seem that his motion was not coerced but was voluntary and made for strategic purposes (Mitchell v Smith, supra, p 1013; Drayton v Hayes, supra, p 122).

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Bluebook (online)
79 A.D.2d 467, 437 N.Y.S.2d 189, 1981 N.Y. App. Div. LEXIS 9728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/potenza-v-kane-nyappdiv-1981.