People United to Save Homes v. Department of Environmental Protection

792 A.2d 1, 2001 Pa. Commw. LEXIS 976
CourtCommonwealth Court of Pennsylvania
DecidedNovember 19, 2001
StatusPublished
Cited by1 cases

This text of 792 A.2d 1 (People United to Save Homes v. Department of Environmental Protection) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People United to Save Homes v. Department of Environmental Protection, 792 A.2d 1, 2001 Pa. Commw. LEXIS 976 (Pa. Ct. App. 2001).

Opinion

PELLEGRINI, Judge.

People United to Save Homes (PUSH)1 petitions for review of an order of the Environmental Hearing Board (EHB) dismissing its appeal and affirming the Department of Environmental Protection’s (DEP) issuance of a renewal permit to Eighty-Four Mining Company (84 Mining).

This dispute concerns whether 84 Mining is precluded from having its permit renewed for its longwall mine because it failed to file for renewal of its permit within 180 days of the time it was to have expired as set forth in 25 Pa. Code § 86.55, as well as continuing to operate that mine after the permit had expired. On June 6, 1997, 84 Mining submitted a permit renewal application to DEP for its coal mine located in Washington County, Pennsylvania, in order to extend its existing permit that would expire on October 7, 1997. On November 4, 1997, DEP issued the renewal permit.2 Alleging that DEP improperly issued the renewal permit to 84 Mining because (1) 84 Mining submitted its renewal application less than 180 days from the expiration day of the permit as set forth at 25 Pa.Code § 86.55; (2) DEP could not renew an expired permit; and (3) 84 Mining unlawfully continued its mining operations between October 8, 1997, and November 4, 1997, without a valid permit, PUSH filed an appeal with the EHB.

Before the Board, DEP presented the testimony of Joseph F. Leone (Leone), Chief of the Bituminous Mining Section, who stated that DEP had a policy of sending written reminders to mine operators prior to the 180 day renewal period in order to notify them that their permit was [3]*3up for renewal. He testified, however, that because he had been unable to get to the lists of permits up for renewal in a timely manner, 84 Mining’s reminder was not mailed until April 11, 1997, after the 180 day renewal period began. That notice informed 84 Mining that its application for renewal was due on April 7, 1997.3 He stated that DEP then sent 84 Mining a notice of violation on April 22, 1997, informing 84 Mining that its application for renewal was due on June 7, 1997,4 and pursuant to that letter, 84 Mining submitted its application for renewal on June 6, 1997.

Concluding that the regulation providing that a mine operator submit its application for renewal 180 days prior to the expiration of its existing permit was directory rather than mandatory, that coal mining permits carried a presumption of successive renewal, and that no basis for denying the renewal of 84 Mining’s permit existed, the EHB affirmed DEP’s issuance of 84 Mining’s renewal permit. This appeal followed.5

As before the Board, PUSH contends that DEP erred in issuing a renewal permit to 84 Mining because it failed to submit its permit 180 days prior to the expiration date of the permit as required by DEP’s coal-mining regulations. 25 Pa. Code § 86.55 provides, in relevant part:

Complete applications for renewal of a permit as established in this chapter shall be filed with the Department at least 180 days before the expiration date of the particular permit in question. Renewal applications shall be filed in the format required by the Department.

25 Pa.Code § 86.55(c). (Emphasis added.) To hold that a provision is directory rather than mandatory does not mean that it is optional — to be ignored at will. Department of Transportation v. Claypool, 152 Pa.Cmwlth. 332, 618 A.2d 1231 (1992). Both mandatory and directory provisions of the legislature are meant to be followed. Id. It is only in the effect of non-compliance that a distinction arises. Id. A provision is mandatory when failure to follow it renders the proceedings to which it relates illegal and void; it is directory when the failure to follow it does not invalidate the proceedings. Id.

In determining whether the language of a statute or regulation is mandatory or directory, we must look to the intent behind the enactment of the statute or regulation. See County of Allegheny v. Pennsylvania Public Utility Commission, 192 Pa.Super. 100, 159 A.2d 227 (1960). In determining DEP’s intent behind the promulgation of 25 Pa.Code § 86.55(c), it is helpful to look at DEP’s policy in reviewing permit renewal applications. Since at least 1988, DEP has had an established policy by which it enforces the renewal application process. By letter dated October 4, 1988,6 the Director of the Bureau of [4]*4Mining & Reclamation fully explained DEP’s policy regarding enforcement actions for failure to submit permit renewal applications, stating:

Several questions have been raised concerning enforcement actions to be taken where an Operator fails to submit a renewal application as required by the regulations. If an Operator fails to submit the required renewal application at least 180 days prior to the date of expiration of the permit, the following enforcement action is to be taken. This action should commence at the time the renewal application is due.
1. A Notice of Violation (NOV) should be issued to the Operator indicating that the renewal application must be received within sixty (60) days.
2. If the Operator does not comply with the NOV, a Compliance Order is to be issued giving the Operator sixty (60) days to submit the renewal application.
3. If the Operator fails to comply with the Compliance Order, a Failure to Abate Cessation Order (FTACO) is to be issued. The abatement period should be no longer than thirty (SO) days.
4. If the Operator has still not complied by the end of the FTACO abatement period, a notice of intent to forfeit the bonds and an intent to suspend the permit is to be sent. All information pertaining to the forfeiture action is to be submitted to Harrisburg so that the declaration of forfeiture is completed on or shortly after the date of permit expiration. The forfeiture action constitutes the Department’s claim to the bond regardless of the permit status.
So long as the bond remains on a permitted site, the permit must be renewed. The only exception to this is for those sites that have a stage II bond release. If a discharge or bonds of any kind exist on the site, the NPDES permit is to be renewed at the same time as the mining permit is renewed. The attached letter may be used as the initial NOV.

This policy statement makes clear that DEP did not intend to invalidate a permit renewal application merely because an application was not submitted 180 days before the expiration date of the existing permit; no where in its policy does it suggest that a renewal application submitted after the 180 day renewal date would not be accepted by DEP. To the contrary, DEP’s policy provides a series of steps which could take up to 150 days before any action against a permit is to be taken when an operator fails to submit its renewal application and during which time DEP would accept a renewal application for processing. Because it is DEP’s policy that a mine operator’s failure to meet the 180 day requirement set forth in 25 Pa.Code § 86.55(c) does not result in the invalidation of the permit renewal process, that section is directory.

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Bluebook (online)
792 A.2d 1, 2001 Pa. Commw. LEXIS 976, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-united-to-save-homes-v-department-of-environmental-protection-pacommwct-2001.