24CA0624 Peo in Interest of AF 10-24-2024
COLORADO COURT OF APPEALS
Court of Appeals No. 24CA0624 Jefferson County District Court No. 22JV30120 Honorable Blair Q. McCarthy, Judge
The People of the State of Colorado,
Appellee,
In the Interest of A.F., a Child,
and Concerning D.F.,
Appellant.
JUDGMENT AFFIRMED
Division I Opinion by JUDGE J. JONES Lipinsky and Sullivan, JJ., concur
NOT PUBLISHED PURSUANT TO C.A.R. 35(e) Announced October 24, 2024
Kimberly Sorrells, County Attorney, Sarah Oviatt, Assistant County Attorney, Golden, Colorado, for Appellee
Jenna L. Mazzucca, Guardian Ad Litem
The Morgan Law Office, Kristofr P. Morgan, Colorado Springs, Colorado, for Appellant ¶1 In this dependency and neglect proceeding, D.F. (father)
appeals the judgment allocating parental responsibilities for his
child, A.F. We affirm.
I. Background
¶2 In July 2022, the Jefferson County Division of Children, Youth
and Families (the Division) opened a voluntary case after Y.M.
(mother) was placed on a mental health hold. The Division and
mother entered into a safety plan prohibiting mother from having
unsupervised contact with A.F. and A.F.’s half-sister, N.W. The
safety plan also required that all contact be supervised by N.W.’s
father or N.W.’s paternal grandmother. However, after the Division
received a report that N.W.’s father was “severely intoxicated” while
caring for the children, the People of the State of Colorado (State)
filed a petition in dependency and neglect. The juvenile court
granted the Division temporary legal custody, and the Division
placed the children with N.W.’s paternal grandmother.
¶3 In the petition, the State alleged that father had not “been
involved in [the child’s] life or had contact with her for several years
and his whereabouts [were] unknown.” The juvenile court granted
1 the State’s request to serve father by publication, and after he failed
to appear, the court found that father had abandoned the child, see
§ 19-3-102(1)(a), C.R.S. 2024, and adjudicated her dependent and
neglected. In August 2022, the court adopted a treatment plan for
father, even though he had yet to appear in the case. After father
contacted the Division’s caseworker in December 2022, the court
adopted an amended treatment plan that required father to (1)
provide for the child’s needs; (2) engage in mental health treatment;
and (3) address his substance abuse problems.
¶4 In August 2023, the State moved for an allocation of parental
responsibilities (APR) to N.W.’s paternal grandmother. A few
months later, mother stipulated to an APR that gave her joint
decision-making responsibilities with N.W.’s paternal grandmother
and allowed mother to exercise parenting time on the weekends.
Following an evidentiary hearing, a magistrate adopted the
stipulation and declined to award father any parenting time.
¶5 Father then filed a petition for juvenile court review of the
magistrate’s judgment. In the petition, father asserted that the APR
should be reversed because the Division didn’t make reasonable
2 efforts to prevent out-of-home placement or to reunify him with the
child. The court affirmed the magistrate’s judgment.
II. Discussion
¶6 Father contends that the magistrate erred by “granting
permanent custody of the child to a legal stranger when [he] was
not given a sufficient amount of time or reasonable services from
the Division in order to have an opportunity to reunify with her.”
We disagree.
A. Preservation
¶7 To begin, we conclude that father didn’t preserve two of the
issues that he raises on appeal: (1) he wasn’t given sufficient time to
comply with his treatment plan and (2) the magistrate didn’t
determine whether he was entitled to the presumption that he was
a fit parent.
¶8 Generally, we won’t consider an issue that wasn’t raised or
ruled on in the juvenile court. See People in Interest of M.B., 2020
COA 13, ¶ 14. Because a petition for juvenile court review of a
magistrate’s judgment is a prerequisite to an appeal, § 19-1-
108(5.5), C.R.S 2024, a party must raise an issue in the juvenile
court so that the court has an opportunity to correct any error that 3 the magistrate may have made. People in Interest of K.L-P., 148
P.3d 402, 403 (Colo. App. 2006). When a party doesn’t raise an
issue before the juvenile court in a petition for review but raises the
issue for the first time on appeal, the party asks us to correct an
error that the juvenile court could have corrected. Id. Thus, a
party is required to present an issue to the juvenile court in a
petition for review before we may consider it on appeal. Id.
¶9 The only issue father raised in his petition for juvenile court
review was whether the “Division failed to make reasonable efforts
by not providing [him] with the tools necessary to engage in his
treatment plan.” Because father didn’t raise these other issues in
his petition, we decline to address them for the first time on appeal.
See M.B., ¶ 14; K.L-P., 148 P.3d at 403.
¶ 10 The State also asserts that father failed to preserve his
argument about reasonable efforts because he didn’t raise it either
before or during the APR hearing. As noted above, father raised the
issue of reasonable efforts in his petition for juvenile court review,
and the court addressed that assertion in affirming the magistrate.
Therefore, the issue is preserved for our review. We need not
4 otherwise decide if father needed to raise a reasonable efforts
argument before the APR hearing because the outcome is the same
whether we conclude that father failed to preserve the issue for
appellate review or whether we address the issue. See L&R Expl.
Venture v. Grynberg, 271 P.3d 530, 536 (Colo. App. 2011) (declining
to resolve an issue where the outcome would not change); People in
Interest of R.R., 607 P.2d 1013, 1015 n.2 (Colo. App. 1979); compare
People in Interest of S.N-V., 300 P.3d 911, 916 (Colo. App. 2011)
(parties don’t need to raise reasonable efforts argument before a
termination hearing), with People in Interest of D.P., 160 P.3d 351,
355-56 (Colo. App. 2007) (reasonable efforts argument is waived if
not raised before the termination hearing).
B. Applicable Law and Standard of Review
¶ 11 When a juvenile court allocates parental responsibilities in a
dependency or neglect case, it must consider the purposes of the
Colorado Children’s Code under section 19-1-102, C.R.S. 2024, see
People in Interest of C.M., 116 P.3d 1278, 1281 (Colo. App. 2005),
and allocate parental responsibilities in accordance with the child’s
5 best interests, see People in Interest of L.B., 254 P.3d 1203, 1208
(Colo. App. 2011).
¶ 12 Granting an APR is within the juvenile court’s discretion, and
consequently we won’t disturb the judgment on review if competent
evidence supports it.
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24CA0624 Peo in Interest of AF 10-24-2024
COLORADO COURT OF APPEALS
Court of Appeals No. 24CA0624 Jefferson County District Court No. 22JV30120 Honorable Blair Q. McCarthy, Judge
The People of the State of Colorado,
Appellee,
In the Interest of A.F., a Child,
and Concerning D.F.,
Appellant.
JUDGMENT AFFIRMED
Division I Opinion by JUDGE J. JONES Lipinsky and Sullivan, JJ., concur
NOT PUBLISHED PURSUANT TO C.A.R. 35(e) Announced October 24, 2024
Kimberly Sorrells, County Attorney, Sarah Oviatt, Assistant County Attorney, Golden, Colorado, for Appellee
Jenna L. Mazzucca, Guardian Ad Litem
The Morgan Law Office, Kristofr P. Morgan, Colorado Springs, Colorado, for Appellant ¶1 In this dependency and neglect proceeding, D.F. (father)
appeals the judgment allocating parental responsibilities for his
child, A.F. We affirm.
I. Background
¶2 In July 2022, the Jefferson County Division of Children, Youth
and Families (the Division) opened a voluntary case after Y.M.
(mother) was placed on a mental health hold. The Division and
mother entered into a safety plan prohibiting mother from having
unsupervised contact with A.F. and A.F.’s half-sister, N.W. The
safety plan also required that all contact be supervised by N.W.’s
father or N.W.’s paternal grandmother. However, after the Division
received a report that N.W.’s father was “severely intoxicated” while
caring for the children, the People of the State of Colorado (State)
filed a petition in dependency and neglect. The juvenile court
granted the Division temporary legal custody, and the Division
placed the children with N.W.’s paternal grandmother.
¶3 In the petition, the State alleged that father had not “been
involved in [the child’s] life or had contact with her for several years
and his whereabouts [were] unknown.” The juvenile court granted
1 the State’s request to serve father by publication, and after he failed
to appear, the court found that father had abandoned the child, see
§ 19-3-102(1)(a), C.R.S. 2024, and adjudicated her dependent and
neglected. In August 2022, the court adopted a treatment plan for
father, even though he had yet to appear in the case. After father
contacted the Division’s caseworker in December 2022, the court
adopted an amended treatment plan that required father to (1)
provide for the child’s needs; (2) engage in mental health treatment;
and (3) address his substance abuse problems.
¶4 In August 2023, the State moved for an allocation of parental
responsibilities (APR) to N.W.’s paternal grandmother. A few
months later, mother stipulated to an APR that gave her joint
decision-making responsibilities with N.W.’s paternal grandmother
and allowed mother to exercise parenting time on the weekends.
Following an evidentiary hearing, a magistrate adopted the
stipulation and declined to award father any parenting time.
¶5 Father then filed a petition for juvenile court review of the
magistrate’s judgment. In the petition, father asserted that the APR
should be reversed because the Division didn’t make reasonable
2 efforts to prevent out-of-home placement or to reunify him with the
child. The court affirmed the magistrate’s judgment.
II. Discussion
¶6 Father contends that the magistrate erred by “granting
permanent custody of the child to a legal stranger when [he] was
not given a sufficient amount of time or reasonable services from
the Division in order to have an opportunity to reunify with her.”
We disagree.
A. Preservation
¶7 To begin, we conclude that father didn’t preserve two of the
issues that he raises on appeal: (1) he wasn’t given sufficient time to
comply with his treatment plan and (2) the magistrate didn’t
determine whether he was entitled to the presumption that he was
a fit parent.
¶8 Generally, we won’t consider an issue that wasn’t raised or
ruled on in the juvenile court. See People in Interest of M.B., 2020
COA 13, ¶ 14. Because a petition for juvenile court review of a
magistrate’s judgment is a prerequisite to an appeal, § 19-1-
108(5.5), C.R.S 2024, a party must raise an issue in the juvenile
court so that the court has an opportunity to correct any error that 3 the magistrate may have made. People in Interest of K.L-P., 148
P.3d 402, 403 (Colo. App. 2006). When a party doesn’t raise an
issue before the juvenile court in a petition for review but raises the
issue for the first time on appeal, the party asks us to correct an
error that the juvenile court could have corrected. Id. Thus, a
party is required to present an issue to the juvenile court in a
petition for review before we may consider it on appeal. Id.
¶9 The only issue father raised in his petition for juvenile court
review was whether the “Division failed to make reasonable efforts
by not providing [him] with the tools necessary to engage in his
treatment plan.” Because father didn’t raise these other issues in
his petition, we decline to address them for the first time on appeal.
See M.B., ¶ 14; K.L-P., 148 P.3d at 403.
¶ 10 The State also asserts that father failed to preserve his
argument about reasonable efforts because he didn’t raise it either
before or during the APR hearing. As noted above, father raised the
issue of reasonable efforts in his petition for juvenile court review,
and the court addressed that assertion in affirming the magistrate.
Therefore, the issue is preserved for our review. We need not
4 otherwise decide if father needed to raise a reasonable efforts
argument before the APR hearing because the outcome is the same
whether we conclude that father failed to preserve the issue for
appellate review or whether we address the issue. See L&R Expl.
Venture v. Grynberg, 271 P.3d 530, 536 (Colo. App. 2011) (declining
to resolve an issue where the outcome would not change); People in
Interest of R.R., 607 P.2d 1013, 1015 n.2 (Colo. App. 1979); compare
People in Interest of S.N-V., 300 P.3d 911, 916 (Colo. App. 2011)
(parties don’t need to raise reasonable efforts argument before a
termination hearing), with People in Interest of D.P., 160 P.3d 351,
355-56 (Colo. App. 2007) (reasonable efforts argument is waived if
not raised before the termination hearing).
B. Applicable Law and Standard of Review
¶ 11 When a juvenile court allocates parental responsibilities in a
dependency or neglect case, it must consider the purposes of the
Colorado Children’s Code under section 19-1-102, C.R.S. 2024, see
People in Interest of C.M., 116 P.3d 1278, 1281 (Colo. App. 2005),
and allocate parental responsibilities in accordance with the child’s
5 best interests, see People in Interest of L.B., 254 P.3d 1203, 1208
(Colo. App. 2011).
¶ 12 Granting an APR is within the juvenile court’s discretion, and
consequently we won’t disturb the judgment on review if competent
evidence supports it. See People in Interest of A.M.K., 68 P.3d 563,
565 (Colo. App. 2003). It is for the court, as the trier of fact, to
determine the sufficiency, probative effect, and weight of the
evidence, and to assess the credibility of witnesses. People in
Interest of A.J.L., 243 P.3d 244, 249-50 (Colo. 2010); see also In re
Parental Responsibilities Concerning B.R.D., 2012 COA 63, ¶ 15
(when there is record support for the court’s findings, its resolution
of conflicting evidence is binding on review). But whether the court
applied the correct legal standard in making its findings is a
question of law that we review de novo. People in Interest of N.G.G.,
2020 COA 6, ¶ 10.
¶ 13 Before a juvenile court may grant an APR to a nonparent, a
county department must make reasonable efforts to prevent out-of-
home placement and reunify the family whenever appropriate. See
People in Interest of A.S.L., 2022 COA 146, ¶ 20; see also § 19-3-
6 100.5(1), C.R.S. 2024. And if the court grants an APR in a
permanency planning hearing, then it should also consider whether
the department made reasonable efforts to finalize the permanency
plan. § 19-3-702(3)(b), C.R.S. 2024.
¶ 14 Reasonable efforts means the “exercise of diligence and care”
to reunify parents with their children. § 19-1-103(114), C.R.S.
2024. Services provided in accordance with section 19-3-208,
C.R.S. 2024, satisfy the reasonable efforts standard.
§ 19-1-103(114). Among the services required under section
19-3-208 are screenings, assessments, and individual case plans
for the provision of services; home-based family and crisis
counseling; information and referral services to available public and
private assistance resources; family time; and placement services.
§ 19-3-208(2)(b). If funding is available, a department must also
provide mental health and substance abuse treatment services.
§ 19-3-208(2)(d)(IV)-(V).
¶ 15 The juvenile court should consider whether the services
provided were appropriate to support the parent’s treatment plan,
S.N-V., 300 P.3d at 915, by “considering the totality of the
7 circumstances and accounting for all services and resources
provided to a parent to ensure the completion of the entire
treatment plan,” People in Interest of My.K.M. v. V.K.L., 2022 CO 35,
¶ 33. The parent is ultimately responsible for using the services to
comply with the plan, People in Interest of J.C.R., 259 P.3d 1279,
1285 (Colo. App. 2011), and the court may consider a parent’s
unwillingness to participate in treatment in determining whether
the department made reasonable efforts, see People in Interest of
A.V., 2012 COA 210, ¶ 12.
¶ 16 Whether a department of human services satisfied its
obligation to make reasonable efforts is a mixed question of fact and
law. A.S.L., ¶ 8. We review the juvenile court’s factual findings for
clear error but review de novo its legal determination, based on
those findings, as to whether the department satisfied its
reasonable efforts obligation. Id.
C. Juvenile Court Review of a Magistrate’s Judgment
¶ 17 The juvenile court has exclusive, original jurisdiction in
proceedings to determine the legal custody of a child who comes
within its jurisdiction. § 19-1-104(1)(c), C.R.S. 2024. But the court
8 may delegate to magistrates its authority to hear such proceedings.
§ 19-1-108(1); see also People in Interest of L.B-H-P., 2021 COA 5,
¶ 9. In a case heard by a magistrate, the parties are bound by the
magistrate’s findings and recommendations, subject to a request for
juvenile court review. § 19-1-108(3)(a.5).
¶ 18 A juvenile court reviewing a magistrate’s decision must adopt,
reject, or modify the magistrate’s initial order or judgment. C.R.M.
7(a)(10). The court may not alter the magistrate’s findings unless
they are clearly erroneous. C.R.M. 7(a)(9). The failure of a
petitioner to file a transcript of the proceeding before the magistrate
isn’t grounds to deny a petition for review but, under those
circumstances, the reviewing judge must presume that the record
would support the magistrate’s judgment. C.R.M. 7(a)(9); In re
Marriage of Rivera, 91 P.3d 464, 466 (Colo. App. 2004).
¶ 19 Our review of the juvenile court’s decision is effectively a
second layer of appellate review, and, like the juvenile court, we
must accept the magistrate’s factual findings unless they are clearly
erroneous. People in Interest of N.G., 2012 COA 131, ¶ 37.
Additionally, when a hearing transcript that wasn’t provided to the
9 juvenile court for its review is included in the appellate record, we
may not consider it. In re Marriage of Dean, 2017 COA 51, ¶ 14.
Rather, we are limited to the record that was before the juvenile
court. Rivera, 91 P.3d at 466 (because its review was limited to the
record considered by the district court, a division of this court only
considered the party’s legal arguments).
D. Analysis
¶ 20 The magistrate found that (1) the APR was in the child’s best
interests, see L.B., 254 P.3d at 1208, and (2) there was a compelling
reason for not returning the child to father, see C.M., 116 P.3d at
1283. In support, the magistrate found, among other things, that
father (1) had limited contact with the caseworker; (2) didn’t
successfully engage in any aspect of his treatment plan; (3) had a
history of substance abuse and mental health problems; and (4)
hadn’t had any contact with the child for at least six years. The
magistrate also found that the Division had made reasonable
efforts. Based on this information, the magistrate determined that
father should not have parenting time with the child. See A.S.L., ¶
26 (affirming the juvenile court’s decision that limited the mother’s
10 parenting time because the record supported a finding that it was
in the child’s best interests).
¶ 21 Father asked the juvenile court to reverse the magistrate’s
judgment because the record didn’t establish that the Division
made reasonable efforts. Specifically, father asserted that the
Division should have (1) given him a cell phone or tablet and (2)
provided him with housing resources. In reaching its decision, the
court considered some of the information contained in the
Division’s Family Services Plan (FSP) report — which was admitted
as an exhibit at the hearing and made part of the court file — but
then noted that, “[w]ithout a transcript of the hearing in question,
[it must] presume that the record would support [the magistrate’s]
finding” that the Division made reasonable efforts. It therefore
affirmed the magistrate’s decision.
¶ 22 Although father provided the hearing transcript in the
appellate record, he didn’t provide it to the juvenile court when he
sought review of the magistrate’s judgment. Consequently, we must
confine our review to the record that the juvenile court considered,
which included only the FSP report but not any transcripts. See
11 Dean, ¶ 14. The information contained in the FSP report supports
the magistrate’s finding that the Division made reasonable efforts.
But, without reviewing the transcript, we can’t fully evaluate the
evidence to determine whether it supports the magistrate’s
judgment. See id. Rather, like the juvenile court, we must presume
that the record supports the magistrate’s decision. See id.
¶ 23 Nor does father present any wholly legal arguments that we
could review without referencing the transcripts. See Rivera, 91
P.3d at 466; see A.S.L., ¶ 8 (whether the department made
reasonable efforts presents a mixed question of law and fact). The
magistrate otherwise applied the proper legal standards, see N.G.G.,
¶ 10, and its findings and conclusions conform with the
requirements of the Colorado Children’s Code, see L.B., 254 P.3d at
1208. Cf. People in Interest of T.L.B., 148 P.3d 450, 457 (Colo. App.
2006) (“The findings supporting an order terminating the parent-
child legal relationship are adequate as long as they conform to the
criteria set forth” in the statute.).
¶ 24 We therefore don’t see any basis for reversal.
12 III. Disposition
¶ 25 The judgment is affirmed.
JUDGE LIPINSKY and JUDGE SULLIVAN concur.