Peltier v. McCloud River Railroad

34 Cal. App. 4th 1809, 41 Cal. Rptr. 2d 182, 95 Daily Journal DAR 6574, 95 Cal. Daily Op. Serv. 3835, 1995 Cal. App. LEXIS 463
CourtCalifornia Court of Appeal
DecidedMay 22, 1995
DocketC018729
StatusPublished
Cited by55 cases

This text of 34 Cal. App. 4th 1809 (Peltier v. McCloud River Railroad) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Peltier v. McCloud River Railroad, 34 Cal. App. 4th 1809, 41 Cal. Rptr. 2d 182, 95 Daily Journal DAR 6574, 95 Cal. Daily Op. Serv. 3835, 1995 Cal. App. LEXIS 463 (Cal. Ct. App. 1995).

Opinion

Opinion

SIMS, Acting P. J.

The trial court dismissed plaintiff Timothy P. Peltier’s personal injury suit for failure to bring the case to trial within three years (Code Civ. Proc., § 583.410; all further undesignated section references are to this code). He moved for relief under section 473, asserting that his attorney’s decision not to move the case forward until plaintiff’s condition had stabilized constituted mistake or neglect within the meaning of that provision. Denied relief in the trial court, he makes the same contention here. We shall affirm.

Background

On June 28, 1990, plaintiff filed an action against defendant McCloud River Railroad Company seeking damages for work-related injuries under the Federal Employers’ Liability Act (45 U.S.C. §51 et seq.). Defendant answered the complaint on October 11,1990. Discovery ensued, and defendant took plaintiff’s deposition on April 5, 1991. Plaintiff took no further action to move the case forward for 22 months.

On March 4, 1993, plaintiff filed an at-issue memorandum and a certificate of readiness for trial. However, following plaintiff’s failure to file a pretrial conference statement as ordered by the trial court, the matter was dropped from (he calendar.

*1813 On July 15,1993, defendant moved to dismiss the case for failure to bring to trial within three years.

On August 18, 1993, plaintiff filed opposition to the motion. His counsel asserted that he had not moved the case forward faster because plaintiff’s condition had deteriorated following his deposition in April 1991, rendering his ultimate damages uncertain, and that his condition had remained unstable from then on, even after counsel filed the at-issue memorandum in April 1993.

Following defendant’s response, the trial court entered a minute order dismissing the complaint on September 8, 1993. A formal order ensued on September 29, 1993.

On September 18, 1993, counsel moved for reconsideration under section 1008, asserting that he had been unable to obtain an expert opinion as to causation until April 29, 1992. Following defendant’s opposition to the motion, on October 27,1993, the trial court denied the motion on the ground that it failed to state new or different facts as required by section 1008.

On November 8, 1993, plaintiff filed a notice of appeal from the order of dismissal and the order denying reconsideration. On December 20, 1993, however, after retaining new counsel, he abandoned this appeal and moved to vacate the dismissal under section 473. 1

Plaintiff’s section 473 motion argued that the dismissal of his case stemmed from the mistake or neglect of counsel because his former attorney had allegedly failed to move the case forward due to a mistaken legal strategy. If the trial court believed the attorney’s explanation of his strategy in his opposition to the dismissal motion but found it legally insufficient, this proved “mistake,” while if the court suspected that this strategy was not the real reason for the delay (as defendant had argued), the court in effect found “neglect.”

In support of his motion plaintiff submitted a declaration from his former attorney, who averred that whether or not the trial court had believed his *1814 explanation of his strategy “the decision to proceed at the pace and as plaintiff did [sz'c] was solely mine.”

Following opposition, the trial court issued an order denying the motion on May 5, 1994.

Plaintiff filed a notice of appeal from the order denying his motion to vacate the dismissal of the action.

Discussion

I

Before reaching the merits of plaintiff’s arguments concerning section 473, we must address defendant’s contention that the order denying the section 473 motion is not appealable. As will appear, this contention lacks merit.

More than 30 years ago, in Daley v. County of Butte (1964) 227 Cal.App.2d 380 [38 Cal.Rptr. 693], this court had occasion to determine whether the denial of a section 473 motion, seeking to set aside a discretionary dismissal, was appealable. Concluding the order was appealable, we said, “As a general rule, such an order is not appealable. [Citations.] The theory is that a plaintiff may not utilize an appeal from an order refusing to vacate as an indirect means of attacking an appealable order of dismissal. [^ A party seeking under section 473 to relieve himself of a dismissal injects into the case new elements of mistake, inadvertence, surprise and excusable neglect. Newly revealed facts, or the hitherto unrevealed impact of known facts, may demonstrate that the moving party was effectually deprived of a meaningful opportunity to defend against the original motion. The newly revealed circumstances may also persuade the trial court that the dismissal should not have been ordered, that it would not have been ordered had the plaintiff an opportunity to present the circumstances to the court in the first instance. Thus, the discretion of the trial court in disposing of the motion to vacate will be affected or controlled by facts not before it on the original hearing [citation]; and the action of the appellate court will be based upon a record not available to the plaintiff had he appealed from the dismissal itself.” (Daley v. County of Butte, supra, 227 Cal.App.2d at pp. 388-389.)

Here, plaintiff introduced new evidence on the motion to vacate, to wit, counsel’s declaration for the first time taking full responsibility for the delay in prosecution of the case. Moreover, for the first time, plaintiff tendered the argument that section 473 itself operated so as to compel setting aside of the *1815 dismissal. This latter ground tendered a “hitherto unrevealed impact of known facts.” (Daley v. County of Butte, supra, 227 Cal.App.2d at p. 388.) In short, under Daley, the order denying the motion to vacate the dismissal is appealable.

Defendant asserts, however, that our Supreme Court has recently held that orders denying section 473 motions are not directly appealable and may be reviewed only on appeal from the underlying judgment. (Rappleyea v. Campbell (1994) 8 Cal.4th 975, 981 [35 Cal.Rptr.2d 669, 884 P.2d 126].) Noting that plaintiff abandoned his appeal from the judgment of dismissal, defendant concludes that since there is no appeal from the underlying judgment before us Rappleyea bars us from entertaining plaintiff’s appeal from the order denying his section 473 motion. Defendant reads Rappleyea too broadly.

In the passage defendant relies on, the Supreme Court states: “[T]he order denying the motion to vacate the default is not independently appeal-able. . . . However, there is authority for the view that it may be reviewed on an appeal from the judgment . . . .” (Rappleyea v. Campbell, supra, 8 Cal.4th at p.

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34 Cal. App. 4th 1809, 41 Cal. Rptr. 2d 182, 95 Daily Journal DAR 6574, 95 Cal. Daily Op. Serv. 3835, 1995 Cal. App. LEXIS 463, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peltier-v-mccloud-river-railroad-calctapp-1995.