1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DURRELL ANTHONY PUCKETT, No. 2:23-cv-00903 DB P 12 Plaintiff, 13 v. ORDER 14 JEFF LYNCH, et al., 15 Defendants. 16
17 18 Plaintiff, an inmate at Salinas Valley State Prison, proceeds without counsel and seeks 19 relief under 42 U.S.C. § 1983. This matter was referred to the undersigned by Local Rule 302 20 pursuant to 28 U.S.C. § 636(b)(1). Plaintiff’s first amended complaint and request for leave to file 21 the first amended complaint are before the court. (ECF Nos. 8, 9.) The request for leave to file the 22 first amended complaint is granted. The first amended complaint states a retaliation claim against 23 defendants Alfaro, Lozano, and Lynch and a due process claim against Alfaro. No other claims 24 are cognizable. Plaintiff may proceed on these claims or file a further amended complaint. 25 I. Screening Requirement 26 The court is required to screen complaints brought by prisoners seeking relief against a 27 governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The 28 court must dismiss a complaint or portion thereof if the prisoner has raised claims that are legally 1 “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek 2 monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1), (2). 3 A claim is legally frivolous when it lacks an arguable basis either in law or in fact. Neitzke v. 4 Williams, 490 U.S. 319, 325 (1989); Franklin v. Murphy, 745 F.2d 1221, 1227-28 (9th Cir. 5 1984). The court may dismiss a claim as frivolous if it is based on an indisputably meritless legal 6 theory or where the factual contentions are clearly baseless. Neitzke, 490 U.S. at 327. The critical 7 inquiry is whether a constitutional claim has an arguable legal and factual basis. See Jackson v. 8 Arizona, 885 F.2d 639, 640 (9th Cir. 1989); Franklin, 745 F.2d at 1227. 9 Rule 8(a)(2) of the Federal Rules of Civil Procedure requires a short and plain statement 10 of the claim that shows the pleader is entitled to relief. Bell Atlantic Corp. v. Twombly, 550 U.S. 11 544, 555 (2007). In order to state a cognizable claim, a complaint must contain more than “a 12 formulaic recitation of the elements of a cause of action;” it must contain factual allegations 13 sufficient “to raise a right to relief above the speculative level.” Id. The facts alleged must “give 14 the defendant fair notice of what the... claim is and the grounds upon which it rests.” Id. In 15 reviewing a complaint under this standard, the court accepts as true the allegations of the 16 complaint and construes the pleading in the light most favorable to the plaintiff. See id.; Scheuer 17 v. Rhodes, 416 U.S. 232, 236 (1974). 18 II. Allegations in the First Amended Complaint 19 Following an incident in court resulting in serious bodily injury, defendant Sandra Alfaro 20 placed plaintiff on an underground and “never heard” restriction to wear a bite mask. (ECF No. 9 21 at 3, 5.) Defendant Alfaro implemented the restriction in August of 2018 to last through January 22 31, 2023. (Id.) Plaintiff had to wear the bite mask for 1,632 days based on false claims that he 23 throws water or headbutts officers. (Id. at 3.) Alfaro informed plaintiff he could be off the bite 24 mask precautions if plaintiff stopped filing lawsuits. (Id.) 25 Under Alfaro’s orders, the review to be taken off the bite mask precautions is “at each 26 Warden’s classification.” (ECF No. 9 at 3.) On this basis, Associate Warden C. Rojas and 27 Associate Warden D. Baughman were involved in the deprivations plaintiff suffered. 28 //// 1 In addition, defendant A. Lozano, CDCR Associate Director, refused twice to lift 2 plaintiff’s bite mask precaution, stating the restrictions would remain until plaintiff was “RVR 3 free” for three years. (ECF No 9 at 3.) Lozano abused his authority because the maximum 4 confinement time on any disciplinary precaution/restriction should be 180 days. (Id.) Lozano also 5 told plaintiff to “stop suing th[e]n yes.” (Id.) 6 Defendant Ralph Diaz, CDCR Secretary, came to CSP-Sacramento on a tour escorted by 7 defendant, Warden Jeff Lynch. (ECF No. 9 at 3.) Plaintiff asked to speak with Diaz and was told 8 to stop advocating for others and filing lawsuits. (Id.) Plaintiff was informed “he’ll remove the 9 mask once Lynch described who I was.” (Id.) Lynch made plaintiff aware the mask would be 10 removed if plaintiff did not pursue a lawsuit. (Id.) 11 All the defendants abused their authority by keeping the bite mask on plaintiff even 12 though maximum confinement time on any precaution/restriction is 180 days. (ECF 9 at 3.) 13 Through this action, plaintiff seeks monetary damages and injunctive relief in the form of 14 permanent removal of the bite mask. (Id. at 4.) 15 III. Discussion 16 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege a deprivation of a 17 constitutional right or federal law under color of state law. See West v. Atkins, 487 U.S. 42, 48 18 (1988). Considering the applicable pleading standards set forth below, plaintiff states cognizable 19 claims against defendants Alfaro, Lozano, and Lynch. 20 A. Legal Standards for Retaliation Claim 21 A First Amendment retaliation claim in the prison context has five elements. Brodheim v. 22 Cry, 584 F.3d 1262, 1269 (9th Cir. 2009); Watison v. Carter, 668 F.3d 1108, 1114 (2012). A 23 plaintiff must first allege he engaged in protected conduct, such as the filing of an inmate 24 grievance. Rhodes v. Robinson, 408 F.3d 559, 567 (9th Cir. 2005). Second, the plaintiff must 25 allege the defendant took adverse action against the plaintiff. Id. Third, the plaintiff must allege a 26 causal connection between the adverse action and the protected conduct. Watison, 668 F.3d at 27 1114. Fourth, the plaintiff must allege that the “official’s acts would chill or silence a person of 28 ordinary firmness from future First Amendment activities.” Rhodes, 408 F.3d at 568-69 (internal 1 quotation marks and emphasis omitted). Fifth, the plaintiff must allege “the prison authorities’ 2 retaliatory action did not advance legitimate goals of the correctional institution or was not 3 tailored narrowly enough to achieve such goals.” Rizzo v. Dawson, 778 F.2d 527, 532 (9th Cir. 4 1985). A plaintiff successfully pleads a lack of valid penological purpose by alleging, in addition 5 to a retaliatory motive, that the defendant’s actions were arbitrary and capricious or unnecessary 6 to the maintenance of order in the institution. Watison, 668 F.3d at 1114-15. 7 B. Legal Standards for Due Process Claim 8 The Fourteenth Amendment guarantees due process where a constitutionally-protected 9 interest is at stake.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DURRELL ANTHONY PUCKETT, No. 2:23-cv-00903 DB P 12 Plaintiff, 13 v. ORDER 14 JEFF LYNCH, et al., 15 Defendants. 16
17 18 Plaintiff, an inmate at Salinas Valley State Prison, proceeds without counsel and seeks 19 relief under 42 U.S.C. § 1983. This matter was referred to the undersigned by Local Rule 302 20 pursuant to 28 U.S.C. § 636(b)(1). Plaintiff’s first amended complaint and request for leave to file 21 the first amended complaint are before the court. (ECF Nos. 8, 9.) The request for leave to file the 22 first amended complaint is granted. The first amended complaint states a retaliation claim against 23 defendants Alfaro, Lozano, and Lynch and a due process claim against Alfaro. No other claims 24 are cognizable. Plaintiff may proceed on these claims or file a further amended complaint. 25 I. Screening Requirement 26 The court is required to screen complaints brought by prisoners seeking relief against a 27 governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The 28 court must dismiss a complaint or portion thereof if the prisoner has raised claims that are legally 1 “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek 2 monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1), (2). 3 A claim is legally frivolous when it lacks an arguable basis either in law or in fact. Neitzke v. 4 Williams, 490 U.S. 319, 325 (1989); Franklin v. Murphy, 745 F.2d 1221, 1227-28 (9th Cir. 5 1984). The court may dismiss a claim as frivolous if it is based on an indisputably meritless legal 6 theory or where the factual contentions are clearly baseless. Neitzke, 490 U.S. at 327. The critical 7 inquiry is whether a constitutional claim has an arguable legal and factual basis. See Jackson v. 8 Arizona, 885 F.2d 639, 640 (9th Cir. 1989); Franklin, 745 F.2d at 1227. 9 Rule 8(a)(2) of the Federal Rules of Civil Procedure requires a short and plain statement 10 of the claim that shows the pleader is entitled to relief. Bell Atlantic Corp. v. Twombly, 550 U.S. 11 544, 555 (2007). In order to state a cognizable claim, a complaint must contain more than “a 12 formulaic recitation of the elements of a cause of action;” it must contain factual allegations 13 sufficient “to raise a right to relief above the speculative level.” Id. The facts alleged must “give 14 the defendant fair notice of what the... claim is and the grounds upon which it rests.” Id. In 15 reviewing a complaint under this standard, the court accepts as true the allegations of the 16 complaint and construes the pleading in the light most favorable to the plaintiff. See id.; Scheuer 17 v. Rhodes, 416 U.S. 232, 236 (1974). 18 II. Allegations in the First Amended Complaint 19 Following an incident in court resulting in serious bodily injury, defendant Sandra Alfaro 20 placed plaintiff on an underground and “never heard” restriction to wear a bite mask. (ECF No. 9 21 at 3, 5.) Defendant Alfaro implemented the restriction in August of 2018 to last through January 22 31, 2023. (Id.) Plaintiff had to wear the bite mask for 1,632 days based on false claims that he 23 throws water or headbutts officers. (Id. at 3.) Alfaro informed plaintiff he could be off the bite 24 mask precautions if plaintiff stopped filing lawsuits. (Id.) 25 Under Alfaro’s orders, the review to be taken off the bite mask precautions is “at each 26 Warden’s classification.” (ECF No. 9 at 3.) On this basis, Associate Warden C. Rojas and 27 Associate Warden D. Baughman were involved in the deprivations plaintiff suffered. 28 //// 1 In addition, defendant A. Lozano, CDCR Associate Director, refused twice to lift 2 plaintiff’s bite mask precaution, stating the restrictions would remain until plaintiff was “RVR 3 free” for three years. (ECF No 9 at 3.) Lozano abused his authority because the maximum 4 confinement time on any disciplinary precaution/restriction should be 180 days. (Id.) Lozano also 5 told plaintiff to “stop suing th[e]n yes.” (Id.) 6 Defendant Ralph Diaz, CDCR Secretary, came to CSP-Sacramento on a tour escorted by 7 defendant, Warden Jeff Lynch. (ECF No. 9 at 3.) Plaintiff asked to speak with Diaz and was told 8 to stop advocating for others and filing lawsuits. (Id.) Plaintiff was informed “he’ll remove the 9 mask once Lynch described who I was.” (Id.) Lynch made plaintiff aware the mask would be 10 removed if plaintiff did not pursue a lawsuit. (Id.) 11 All the defendants abused their authority by keeping the bite mask on plaintiff even 12 though maximum confinement time on any precaution/restriction is 180 days. (ECF 9 at 3.) 13 Through this action, plaintiff seeks monetary damages and injunctive relief in the form of 14 permanent removal of the bite mask. (Id. at 4.) 15 III. Discussion 16 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege a deprivation of a 17 constitutional right or federal law under color of state law. See West v. Atkins, 487 U.S. 42, 48 18 (1988). Considering the applicable pleading standards set forth below, plaintiff states cognizable 19 claims against defendants Alfaro, Lozano, and Lynch. 20 A. Legal Standards for Retaliation Claim 21 A First Amendment retaliation claim in the prison context has five elements. Brodheim v. 22 Cry, 584 F.3d 1262, 1269 (9th Cir. 2009); Watison v. Carter, 668 F.3d 1108, 1114 (2012). A 23 plaintiff must first allege he engaged in protected conduct, such as the filing of an inmate 24 grievance. Rhodes v. Robinson, 408 F.3d 559, 567 (9th Cir. 2005). Second, the plaintiff must 25 allege the defendant took adverse action against the plaintiff. Id. Third, the plaintiff must allege a 26 causal connection between the adverse action and the protected conduct. Watison, 668 F.3d at 27 1114. Fourth, the plaintiff must allege that the “official’s acts would chill or silence a person of 28 ordinary firmness from future First Amendment activities.” Rhodes, 408 F.3d at 568-69 (internal 1 quotation marks and emphasis omitted). Fifth, the plaintiff must allege “the prison authorities’ 2 retaliatory action did not advance legitimate goals of the correctional institution or was not 3 tailored narrowly enough to achieve such goals.” Rizzo v. Dawson, 778 F.2d 527, 532 (9th Cir. 4 1985). A plaintiff successfully pleads a lack of valid penological purpose by alleging, in addition 5 to a retaliatory motive, that the defendant’s actions were arbitrary and capricious or unnecessary 6 to the maintenance of order in the institution. Watison, 668 F.3d at 1114-15. 7 B. Legal Standards for Due Process Claim 8 The Fourteenth Amendment guarantees due process where a constitutionally-protected 9 interest is at stake. See Wilkinson v. Austin, 545 U.S. 209, 221 (2005); Board of Regents v. Roth, 10 408 U.S. 564, 569 (1972). A protected liberty interest arises when prison officials’ conduct alters 11 an inmate’s term of imprisonment or imposes an atypical and significant hardship in relation to 12 the ordinary incidents of prison life. See Sandin v. Conner, 515 U.S. 472, 484 (1995). In order to 13 state a procedural due process claim, a prisoner must show that a governmental actor interfered 14 with a recognized liberty interest and that the procedures surrounding the alleged interference 15 were constitutionally insufficient. Kentucky Dep’t Corrs. v. Thompson, 490 U.S. 454, 460 16 (1989); Chappell v. Mandeville, 706 F.3d 1052, 1062 (9th Cir. 2013). 17 To determine whether a condition of confinement imposes an atypical and significant 18 hardship, the court examines: “‘1) whether the challenged condition ‘mirrored those conditions 19 imposed upon inmates in administrative segregation and protective custody,’ and thus comported 20 with the prison's discretionary authority; 2) the duration of the condition, and the degree of 21 restraint imposed; and 3) whether the state’s action will invariably affect the duration of the 22 prisoner’s sentence.’” Brown v. Oregon Dep’t of Corrs., 751 F.3d 983, 987 (9th Cir. 2014) 23 (quoting Ramirez v. Galaza, 334 F.3d 850, 861 (9th Cir. 2003)). The court examines the 24 circumstances of each case “rather than invoking a single standard.” Chappell, 706 F.3d at 1064 25 (inquiry is “context-dependent” and requires “fact by fact consideration”) (citing Keenan v. Hall, 26 83 F.3d 1083, 1089 (9th Cir. 1996)). If the court determines that a liberty interest is at stake, the 27 court then determines whether the procedures used to deprive that liberty satisfied due process. 28 Sandin, 515 U.S. at 487. 1 C. Cognizable Claims 2 Defendant Alfaro allegedly put plaintiff on “bite mask” precautions lasting for 1,632 days. 3 For screening purposes, this constituted an atypical and significant hardship in relation to the 4 ordinary incidents of prison life sufficient to show the deprivation of a liberty interest. See 5 Sandin, 515 U.S. at 484. Plaintiff alleges the precautions were underground and “never heard” 6 which the court will liberally construe to allege a lack of any process prior to the deprivation. 7 Based on the current allegations, plaintiff states a procedural due process claim against defendant 8 Alfaro only. 9 Defendant Alfaro allegedly informed plaintiff she would remove the restriction if plaintiff 10 stopped filing grievances, lawsuits and contacting the courts. Defendant Lozano allegedly told 11 plaintiff to “stop suing” in order to have the restrictions lifted. (ECF No. 9 at 3.) Defendant 12 Lynch allegedly made plaintiff aware that Lynch would remove the mask if plaintiff did not 13 pursue further lawsuits. (ECF No. 9 at 3.) Based on these allegations, plaintiff states retaliation 14 claims against defendants Alfaro, Lozano, and Lynch. 15 As currently pleaded, the allegations against defendants Diaz, Rojas, and Baughman fall 16 short of stating a claim. The complaint lacks adequate allegations of personal involvement or 17 causal connection to the deprivations suffered by these defendants. See Johnson v. Duffy, 588 18 F.2d 740, 743-44 (9th Cir. 1978); Leer v. Murphy, 844 F.2d 628, 633 (9th Cir. 1988). Liability 19 may not be based on respondeat superior. Monell v. New York City Dep’t of Social Servs., 436 20 U.S. 658, 694 (1978); see Maxwell v. County of San Diego, 708 F.3d 1075, 1086 (9th Cir. 2013) 21 (holding that supervisors cannot be liable for civil rights violations unless they “participated in or 22 directed the violations, or knew of the violations and failed to act to prevent them”) (internal 23 quotation marks omitted). 24 IV. Conclusion and Order 25 The first amended complaint states a retaliation claim against defendants Alfaro, Lozano, 26 and Lynch and a due process claim against Alfaro. Following receipt of a notice from plaintiff 27 electing to proceed on the complaint as screened, the court will order service on defendants 28 Alfaro, Lozano, and Lynch. 1 No other claims are stated, but plaintiff is granted another opportunity to amend. Plaintiff 2 | may use the attached form to notify the court whether he will proceed on the first amended 3 | complaint as screened or file a second amended complaint. 4 If plaintiff chooses to file an amended complaint, he has thirty days so to do. This 5 || opportunity to amend is not for the purposes of adding new and unrelated claims. George v. 6 | Smith, 507 F.3d 605, 607 (7th Cir. 2007). Local Rule 220 requires that an amended complaint be 7 | complete without reference to any prior pleading. See Loux v. Rhay, 375 F.2d 55, 57 (9th Cir. 8 | 1967). The amended complaint should be titled “Second Amended Complaint” and should 9 | reference the case number. 10 In accordance with the above, IT IS HEREBY ORDERED as follows: 11 1. Plaintiff's request for leave to file the first amended complaint (ECF No. 8) is granted. 12 2. The Clerk’s Office shall send plaintiff a blank civil rights complaint form. 13 3. The first amended complaint (ECF No. 9) states cognizable retaliation claims against 14 | defendants Alfaro, Lozano, and Lynch, and states a procedural due process claim against 15 | defendant Alfaro only; no other claims are stated. 16 4. Within thirty (30) days of the date of this order plaintiff shall notify the court how he 17 | chooses to proceed. Plaintiff may use the form included with this order for this purpose. 18 5. Plaintiff is warned that failure to respond to this order will result in a recommendation 19 | that this action be dismissed for failure to obey a court order and failure to prosecute. 20 | Dated: March 5, 2024
22 3 ORAH BARNES UNITED STATES MAGISTRATE JUDGE 24 DLB7 25 || puck0903.scrn.fac 26 27 28
1 UNITED STATES DISTRICT COURT 2 FOR THE EASTERN DISTRICT OF CALIFORNIA 3 4 DURRELL ANTHONY PUCKETT, No. No. 2:23-cv-00903 DB P 5 Plaintiff, 6 v. PLAINTIFF’S NOTICE OF ELECTION 7 JEFF LYNCH, et al., 8 Defendants 9 10 Check one: 11 12 _____ Plaintiff wants to proceed on the first amended complaint as screened with retaliation 13 claims against defendants Alfaro, Lozano, and Lynch, and a due process claim against 14 defendant Alfaro. Plaintiff understands that by going forward without amending the 15 complaint he is voluntarily dismissing all other claims and defendants. 16 17 ____ Plaintiff wants to amend the complaint. 18 19 20 ____ Plaintiff wants to stand on the first amended complaint as filed after which the magistrate 21 judge will issue findings and recommendations to dismiss all non-cognizable claims and a 22 district judge will be assigned to the case and will determine what claims are stated. 23 24 25 DATED:_______________________ 26 Durrell Anthony Puckett Plaintiff pro se 27 28