(PC) Kamali v. Stevens

District Court, E.D. California·Decided September 30, 2022·No. 1:19-cv-01432·Unknown

Opinion

1 2

8 UNITED STATES DISTRICT COURT

9 EASTERN DISTRICT OF CALIFORNIA

11 ARBI KAMALI, Case No.: 1:19-cv-01432-JLT-GSA (PC)

12 Plaintiff, ORDER ADOPTING FINDINGS AND RECOMMENDATIONS IN PART 13 vs. (Doc. 49.)

14 STEVENS, et al., ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ 15 Defendants. MOTION FOR JUDGMENT ON THE PLEADINGS 16 (Doc. 37.) 17 18 Defendant moved for judgment on the pleadings, arguing that Plaintiff’s claims were barred by 19 the favorable termination rule set forth in Heck v. Humphrey, 512 U.S. 477 (1994). (Doc. 37.) The 20 Magistrate Judge recommended that the motion be denied. (Doc. 49.) Defendants filed objections to 21 the findings and recommendations. (Doc. 50.) 22 In accordance with the provisions of 28 U.S.C. § 636 (b)(1)(B) and Local Rule 304, this court 23 has conducted a de novo review of this case. Having carefully reviewed the entire file, including 24 Defendants’ objections, the Court finds the findings and recommendations to be supported by the 25 record and proper analysis, although the Court agrees with Defendants’ alternative objection that any 26 claims premised upon Plaintiff’s initial altercation with Defendants Villegas and Solis are barred by 27 Heck. 28 In their objections, Defendants argue that the magistrate judge did not directly address the 1 Heck-bar issue of whether success on the Plaintiff’s present claims would necessarily imply or 2 demonstrate that Plaintiff’s guilty conviction in a prison disciplinary hearing was invalid. (Doc. 50 at 3 2.) The findings and recommendations conclude that Plaintiff’s allegations could support a conclusion 4 that there was a distinct “break” in the events surrounding Plaintiff’s disciplinary infraction. (Doc. 49 5 at 13.) Specifically, the magistrate judge reasoned:

6 In Hooper [v. County of San Diego], 629 F.3d [1127,] 1132 [(9th Cir. 2011)], the Ninth 7 Circuit held that excessive force claims can coexist with convictions for resisting arrest where there is a “break” between the Plaintiff’s criminal activity and the officer’s 8 response. In Hooper, Heck did not apply because although the chain of events constituting the plaintiff’s arrest was “one continuous transaction” for purposes of a 9 resisting-arrest conviction under state law, the conviction and the excessive-force claim 10 were based on different actions because of a “break” during that transaction. (Id.) Likewise in this case, according to Plaintiff there was a distinct “break” after Plaintiff’s 11 criminal activity because Plaintiff alleges that after the initial altercation with Defendants, Plaintiff then lost consciousness and when he came to he was in tight 12 handcuffs and all of the following then occurred: Defendant C/O J. Bryan was slapping 13 him, which turned into punches; C/O Hernandez punched Plaintiff in the face; C/O Bryan slammed Plaintiff headfirst into the floor; Defendant Hernandez then walked up 14 to him and gave him three to four kicks to the left side of his face and ear, penetrating 15 his ear. As a result, Plaintiff claims that he lost his hearing and started bleeding all over the floor from the left side of his face and mouth. Finally at the end, Plaintiff alleges 16 Defendant Stevens walked up to Plaintiff’s head, lifted it and sprayed his face with OC pepper spray. 17 18 Id. 19 Defendants object to these findings, arguing that the magistrate judge did not properly examine 20 the record to determine which acts necessarily formed the basis for the disciplinary conviction. (Doc. 21 50 at 2–3.) Defendants are correct that the Ninth Circuit’s recent decision in Lemos v. Cnty. of 22 Sonoma, 40 F.4th 1002, 1006 (9th Cir. 2022), confirmed that “[t]o decide whether success on a section 23 1983 claim would necessarily imply the invalidity of a conviction,” a court “must determine which acts 24 formed the basis for the conviction.” Id. When, as in this case, the conviction is based upon findings 25 made by a jury (i.e., a finder of fact), “a court must look at the record of the criminal case—including 26 the jury instructions—to determine which facts the jury necessarily found.” Id. Lemos reiterated that 27 “[a]n action under section 1983 is barred if—but only if—success in the action would undermine the 28 jury's findings in a way that ‘would necessarily imply or demonstrate that the plaintiff's earlier conviction was invalid.’” (Id. (citing Smith v. City of Hemet, 394 F.3d 689, 699 (9th Cir. 2005) (en 1 banc).) 2 In this case, Plaintiff was charged in a Rules Violation Report of violating Rule 3005(d)(1) of 3 4 Title 15 of the California Code of Regulations, which prohibits inmates from committing assault and 5 battery. Specifically, Plaintiff was charged with “Battery Causing Serious Injury” in connection with 6 an incident that took place on January 21, 2018. (Doc. 37-1, Ex. A. at AGO 167.) Plaintiff was found 7 “Guilty as Charged based on a preponderance of evidence.” (Id. at AGO 171.) 8 A judge of this Court has previously noted “the fact that Plaintiff battered a correctional officer 9 and refused orders from a correctional officer does not offer a blank check for use of force by 10 correctional officers.” Stevenson v. Holland, No. 1:16-CV-01831-AWI-SKO, 2018 WL 1109707, at *8 11 (E.D. Cal. Mar. 1, 2018). An earlier ruling in Stevenson provided a cogent summary of cases applying 12 Heck and Holland where an inmate has been convicted of battering a corrections officer. 13 A prisoner cannot challenge the fact or duration of his sentence by way of a Section 14 1983 claim. Wilkinson v. Dotson, 544 U.S. 74, 78 (2005). . . . 15 On the other hand, where the facts underlying the disciplinary conviction and the facts alleged in the Section 1983 action are separate incidents—i.e., the prisoner assaulted a 16 correctional officer necessitating the use of force, then after the force was no longer necessary, the officer used force in retaliation—Heck does not operate as a bar. See 17 Nettles v. Grounds, 830 F.3d 922, 928-929 (9th Cir. 2016) (en banc). Challenges to 18 disciplinary proceedings are only barred by Heck if the Section 1983 action “would be seeking a judgment at odds with . . . the State's calculation of time to be served” or the 19 validity of the disciplinary conviction. Id. at 929. . . . 20 [W]here a complaint alleges a continuous chain of events with two separate factual predicates—the first, acts by the prisoner leading to the prisoner's rules violation under 21 California Code of Regulations title 15, section 3005(d)(1) for battery, and the second, acts of excessive force in response to the prisoner's conduct by the officer—Heck would 22 not operate as a bar. Smith v. City of Hemet, 394 F.3d 689, 695 (9th Cir. 2005); 23 Cunningham v. Gates, 312 F.3d 1148, 1153-54 (9th Cir. 2002); Hernandez v. Holman, 2017 U.S. Dist. LEXIS 94202, *13 (C.D. Cal. June 19, 2017) (citing Brown v. Holland, 24 2014 WL 1339687, *4 (N.D. Cal. Mar. 28, 2014)). Such was the case in Brown v. Holland, 2014 WL 1339687, where a RVR was issued based on the prisoner's battery of 25 a police officer and a Section 1983 excessive force claim was maintained based on the 26 officer’s allegedly excessive response to that battery.

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Related

Heck v. Humphrey
512 U.S. 477 (Supreme Court, 1994)
Wilkinson v. Dotson
544 U.S. 74 (Supreme Court, 2005)
Smith v. City of Hemet
394 F.3d 689 (Ninth Circuit, 2005)
Damous Nettles v. Randy Grounds
830 F.3d 922 (Ninth Circuit, 2016)
Morgan Sanders v. City of Pittsburg
14 F.4th 968 (Ninth Circuit, 2021)
Gabbi Lemos v. County of Sonoma
40 F.4th 1002 (Ninth Circuit, 2022)
Cunningham v. Gates
312 F.3d 1148 (Ninth Circuit, 2002)