Paul Guidry v. John Durkin

834 F.2d 1465, 1988 A.M.C. 1979, 1987 U.S. App. LEXIS 16608, 1987 WL 24427
Court of Appeals for the Ninth Circuit·Decided December 22, 1987·No. 86-2200·Published·Cited by 46 cases

Opinion

O’SCANNLAIN, Circuit Judge:

We set sail on a voyage over the waters of the ancient law of admiralty, swept along by our need to deal with one seaman’s claim that he was defamed by another in a telex message signaled from a Navy ship on the high seas. Following removal of this state court action to federal district court, the trial judge entered summary judgment against seaman Guidry on the ground of seaman Durkin’s absolute immunity as a federal official. After weathering the storms of conflicting jurisdictional arguments, we conclude that safe harbor cannot be found to hear this complaint in either court.

FACTS

Durkin was a civilian employed by the Department of the Navy (“Navy”) as Chief Engineer on the United States Naval Ship Passumpsic, a public vessel of the United States. On October 1,1984 the ship was at sea when Durkin received a telex message stating that Guidry, also a civilian employee of the Navy, would be assigned to the Passumpsic as Engine Utilityman.

In response to this news, Durkin drafted the following message and handed it to the telex operator on board the Passumpsic for transmission to shore:

1. Due to past previous working experiences Chf. Engr. requests reconsideration of placement of Mr. Paul Guidry vice Mr. Robert Warren as per ref (A).
2. ORIG, in need of a [sic] engine utility man who can handle their [sic] share of workload without constant directions and supervision as per MSCPA-CINST. 125123.3 CH-1.

Durkin’s message was sent to and received by the Navy’s Military Sealift Command, Pacific in Oakland, California. 1 Thereafter, the Master of the Passumpsic requested that Guidry not be assigned to his ship.

Guidry filed suit against Durkin in California state court on August 21, 1985, claiming the intentional tort of libel and general negligence. 2 Durkin, represented by attorneys for the United States, removed the state court action to federal district court pursuant to 28 U.S.C. § 1442(a)(1). Durkin then filed an answer to Guidry’s complaint, raising the affirmative defenses of lack of subject matter jurisdiction and immunity from state and common law tort liability. Durkin subsequently filed motions to dismiss and for summary judgment under Fed.R.Civ.P. 12(b)(1) and 56(b).

The district court granted Durkin’s motion for summary judgment and dismissed *1468 the complaint, finding that Durkin’s actions fell within the outer perimeter of his duties and holding that, as a federal official, he was absolutely immune from tort liability for those actions. The question of the court’s subject matter jurisdiction, however, does not appear to have been considered.

STANDARD OF REVIEW

We review de novo a district court’s entry of summary judgment, see National Basketball Ass’n v. SDC Basketball Club, Inc., 815 F.2d 562, 565 (9th Cir.1987), cert. pending, but our initial inquiry here is with respect to jurisdiction. Questions of subject matter jurisdiction are also reviewed de novo. Gerritsen v. de la Madrid Hurtado, 819 F.2d 1511, 1515 (9th Cir.1987).

DISCUSSION

We are confronted with the somewhat anomalous situation in which two conflicting and potentially mutually exclusive grounds for jurisdiction have been asserted by the parties. Neither side alleges diversity jurisdiction. Guidry argues that, despite his filing originally in state court, the district court acquired jurisdiction under 28 U.S.C. § 1442(a)(1) and properly kept the case. Durkin urges instead that, because Guidry’s claims sound in admiralty under 28 U.S.C. § 1333(1), the state court lacked subject matter jurisdiction over this action and the district court acquired none upon removal. 3 We turn now to an examination of the merits of these arguments.

I

Title 28 of the United States Code, section 1442(a), reads in relevant part:

A civil action ... commenced in a State court against any of the following persons may be removed by them to the district court of the United States for the district and division embracing the place wherein it is pending: (1) Any officer of the United States or any agency thereof, or person acting under him, for any act under color of such office....

The purpose of this statute is to provide a federal forum, presumably free of whatever local prejudice might exist in a state court, in which federal officers may defend claims arising out of the performance of their duties. Arizona v. Manypenny, 451 U.S. 232, 241-42, 101 S.Ct. 1657, 1664-65, 68 L.Ed.2d 58 (1981); Willingham v. Morgan, 395 U.S. 402, 406-07, 89 S.Ct. 1813, 1815-16, 23 L.Ed.2d 396 (1969); Nationwide Investors v. Miller, 793 F.2d 1044, 1046 (9th Cir.1986) (per curiam). “[I]t is a purely derivative form of jurisdiction, neither enlarging nor contracting the rights of the parties.” Manypenny, 451 U.S. at 242, 101 S.Ct. at 1664 (footnote omitted). Thus, the net effect of section 1442(a)(1) is to provide a federal officer with a federal forum in which the federal rules of procedure will be applied without changing the substantive law relevant to the plaintiff’s claims. See id. at 241-42, 101 S.Ct. at 1664-65.

However, because of the derivative nature of the jurisdiction conferred on the district court by this statute, 4 the federal court may not exercise jurisdiction over the removed action unless the state court initially had subject matter jurisdiction. Id. at 242 n. 17, 101 S.Ct. at 1665 n. 17. Accord Miller, 793 F.2d at 1048 (citing Aminoil U.S.A., Inc. v. California Water Resources Control Bd., 674 F.2d 1227, 1232, 1237 (9th Cir.1982)). We turn, therefore, to *1469 an examination of Guidry’s claims 5 to see whether, as argued by Durkin, they sound in admiralty, beyond state court subject matter jurisdiction.

II

The scope and extent of the admiralty jurisdiction of the United States district courts is set forth at 28 U.S.C. § 1333(1), which reads as follows:

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Paul Guidry v. John Durkin, 834 F.2d 1465, 1988 A.M.C. 1979, 1987 U.S. App. LEXIS 16608, 1987 WL 24427 (9th Cir. 1987).

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