Paul Glikin, D/B/A Beltone Hearing Center v. Alonzo L. Smith

269 F.2d 641, 122 U.S.P.Q. (BNA) 432, 1959 U.S. App. LEXIS 5417
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 6, 1959
Docket17561_1
StatusPublished
Cited by12 cases

This text of 269 F.2d 641 (Paul Glikin, D/B/A Beltone Hearing Center v. Alonzo L. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paul Glikin, D/B/A Beltone Hearing Center v. Alonzo L. Smith, 269 F.2d 641, 122 U.S.P.Q. (BNA) 432, 1959 U.S. App. LEXIS 5417 (5th Cir. 1959).

Opinion

WISDOM, Circuit Judge.

The subject of this patent litigation is a hearing aid combined with eyeglasses.

Paul Glikin, doing business as Beltone Hearing Center in Houston, Texas, sold hearing aid eyeglasses in which an entire hearing aid was enclosed within one of the sides (temple members or side bows) of a conventional pair of eyeglasses. Alonzo L. Smith, plaintiff-appellee, sued Glikin alleging infringement of claims 1, 3 and 6 1 of United States Patent No. 2,-765,373, issued October 2, 1956, and entitled “Hearing Aid, Construction and Support therefor”. Smith asked for an injunction, an accounting, and damages. Beltone Hearing Aid Company, manufacturer of the defendant’s hearing aid eyeglasses, is in effect the real defendant. The district court found the patent valid and infringed. 163 F.Supp. 897. We reverse.

I.

Until recently, a conventional hearing aid consisted of a number of separate units: (1) a receiver placed in the ear, (2) a telltale wire from the receiver to the amplifier, and (3) an amplifier, batteries, and a microphone placed in the user’s clothes. Such hearing aids were conspicuous; inconvenient, especially when the user dressed and undressed; and inefficient in that they picked up static from the rustle of clothing. To overcome these disadvantages, some of the prior workers combined an entire hearing aid with eyeglasses. Other prior workers, because of limitations imposed by the large size of necessary hearing aid components, placed some of the components in the frame (front lens frame and side bows), but placed the battery or power pack in a pocket or attached it to the user’s clothes. Until the development of transistors, however, hearing aid components were too large for hearing aid eyeglasses to be practicable.

*643 In 1952 and 1953 Raytheon’s development of tiny transistors especially suitable for hearing aids quickly led to commercially successful and efficient hearing aid eyeglasses, first placed on the market in January, MSS. 2 By getting rid of large vacuum tubes and bulky batteries, and by substituting small components for equivalent large components, Beltone and others were able to enclose an entire hearing aid within one of the temple members of ordinary eyeglasses. Beltone credits the transistor developments of the Raytheon Company and the Bell Telephone Laboratories with making it possible to put miniature transistor circuits in the structures of Sargent, Baehmann, Scaife, and Cox, all of whom taught the idea of combining a hearing aid with a pair of glasses.

II.

Smith’s eyeglasses, as illustrated in the drawings of the structures, show two different forms of hearing aid eyeglasses :

1) The unitary type, illustrated by Figure 2, in which the complete hearing aid is enclosed in one or both temple members of the eyeglasses, except for wires running through the front lens frame connecting the hearing aid assemblies;
2) The hook-on type, illustrated by Figure 13, in which the hearing aid assembly is enclosed in a separate housing provided with hooks by means of which it is “adapted to be attached” to the temple members of a conventional pair of eyeglasses.

The unitary type is an unconventional pair of eyeglasses in that, as described in the patent, the temple members “are rigidly secured to such [lens] frame”; that is, they are not hinged to the front lens frame but molded with the lens frame so that the eyeglasses constitute a single integral unit. The patent describes the hook-on type as “separate from the glasses so that it can be removed while reading or otherwise not needed while the glasses are kept on”. The hook-on structure is not really a pair of hearing aid eyeglasses, but a hearing aid assembly to be mounted on eyeglasses.

The difference between the two physical forms, as illustrated in Figures 2 and 13, must be borne in mind since the defendant contends that the patentee’s claims 1, 3 and 6 — the claims in suit— do not cover, were not intended to cover, and cannot validly cover anything except the hook-on structure (Figure 13) “adapted to be attached” to a pair of conventional eyeglasses.

Smith argues that his invention lies in its novel combination: the location of the operative components of a hearing aid (microphone, amplifier, and receiver) wholly within either one or both temple members, completely away and separate *644 from the front frame or front lenses. In this proceeding (but not in his patent application, even as amended) Smith states that by dissociating the hearing aid components from the lenses, the eye specialist is able to perform his function of fitting and mounting the lenses and the ear specialist is able to perform his function without either interfering with the other. Smith argues that his combination was the first that had the practical advantage of separating these functions and it was this contribution to the hard of hearing that made hearing aid eyeglasses practicable and commercially successful.

III.

The history of the Patent Office prosecution is particularly important in this case because of the light it casts on the meaning, scope, and validity of the plaintiff’s claims.

Smith filed his first application February 20, 1951, making broad claims (1) covering virtually any combination of a hearing aid and eyeglasses and (2) covering also a radio receiving set built into eyeglasses. There is not a word in the original application to suggest that Smith considered his invention resided in devising a combination separating the functions of ear specialist and eye specialist. 3 The Patent Office rejected claims to both inventions, citing the Ben-way and Cox patents as authority for rejecting the hearing aid eyeglasses.

June 24, 1952 Smith filed an amendment electing to prosecute claims to the hearing aid device and requesting allowance of Smith’s claims over Cox, who *645 had located the microphone in the lens frame. The Patent Office again rejected Smith’s claims, this time citing Scaife alcng with Cox. 4 “The microphone”, said the Examiner, “might be positioned in the side bow without involving invention”.

July 6, 1953, in response to the rejection, Smith amended his application by cancelling claims 1-6 and 9-18, making *646 verbal changes in claims 7 and 8, and adding claims 19-21. Still, as far as the language of the amended patent goes, Smith saw no connection between his invention and separation of the function of the hearing aid specialist from the eye specialist. He was of the opinion that “the invention in this application resides in the concept of a hearing aid device adapted to be positioned on the head of the user”; that is, a device not having separate parts distributed about the user’s body.

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Bluebook (online)
269 F.2d 641, 122 U.S.P.Q. (BNA) 432, 1959 U.S. App. LEXIS 5417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paul-glikin-dba-beltone-hearing-center-v-alonzo-l-smith-ca5-1959.