Patrick Stockdale v. Kim Helper

979 F.3d 498
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 30, 2020
Docket20-5269
StatusPublished
Cited by17 cases

This text of 979 F.3d 498 (Patrick Stockdale v. Kim Helper) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patrick Stockdale v. Kim Helper, 979 F.3d 498 (6th Cir. 2020).

Opinion

RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b) File Name: 20a0349p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

┐ PATRICK H. STOCKDALE; SHANE DUNNING, │ Plaintiffs-Appellees, │ > No. 20-5269 │ v. │ │ KIM R. HELPER, │ Defendant-Appellant. │ ┘

Appeal from the United States District Court for the Middle District of Tennessee at Nashville. No. 3:17-cv-00241—Eli J. Richardson, District Judge.

Argued: October 7, 2020

Decided and Filed: October 30, 2020

Before: SILER, SUTTON, and LARSEN, Circuit Judges. _________________

COUNSEL

ARGUED: Heather C. Ross, TENNESSEE ATTORNEY GENERAL’S OFFICE, Nashville, Tennessee, for Appellant. Bryant Kroll, THE BLACKBURN FIRM, PLLC, Nashville, Tennessee, for Appellees. ON BRIEF: Heather C. Ross, Stephanie Bergmeyer, TENNESSEE ATTORNEY GENERAL’S OFFICE, Nashville, Tennessee, for Appellant. Bryant Kroll, W. Gary Blackburn, THE BLACKBURN FIRM, PLLC, Nashville, Tennessee, for Appellees. _________________

OPINION _________________

SUTTON, Circuit Judge. A prosecutor plays many roles on the stage of a criminal case. Sometimes an advocate, sometimes an investigator, and sometimes an administrator. As an No. 20-5269 Stockdale, et al. v. Helper Page 2

advocate, she can present her case with complete immunity from after-the-fact lawsuits about the prosecution. But as an investigator or administrator, the immunity comes with qualifications.

Officers Pat Stockdale and Shane Dunning sued prosecutor Kim Helper after she sent an email to the Fairview City Manager that prompted their firing. The district court denied Helper’s claims of absolute and qualified immunity. Because Helper’s actions were not closely tied to the judicial process, absolute immunity does not apply. But because her conduct did not violate any clearly established law, qualified immunity protects her. We affirm in part and reverse in part.

I.

In Fairview, Tennessee, old grudges generated new conflicts that produced mutinous lawsuits. As a lieutenant in the police department, Stockdale became concerned about the department’s relationship with two security firms and suspected that some officers had falsified documents to obtain secondary employment at the firms. He told Helper, the district attorney for Williamson County, that the wrongdoing had “reached a whole new level” and asked Helper to refer the matter to the Tennessee Bureau of Investigation. R.82-8 at 6. When she did not respond, Stockdale followed up four days later. Helper responded this time but said only that her “office will act as we deem appropriate.” Id. at 8.

Less than two weeks after Stockdale raised these concerns, Police Chief Terry Harris announced his retirement. Helper had thoughts about who should replace him, which apparently did not include Stockdale or Dunning—another lieutenant in the department—both of whom she described as “wannabe Chiefs.” R.1-3 at 3. She texted an associate, offering to go to bat for her preferred candidate. “God help us,” she added, “if it’s [D]unning [or] Stockdale.” R.1-2 at 2.

A few weeks later, the Fairview Board of Commissioners held a meeting, and the city manager requested that the Williamson County Sheriff investigate the Fairview Police Department. The city manager placed Stockdale and Dunning on administrative leave. Helper told a colleague that her preferred candidate now stood a better shot. The Sheriff’s office issued a report that included allegations of criminal conduct—that Stockdale used a credit card to break into a building and then assaulted someone. Helper did not bring criminal charges. No. 20-5269 Stockdale, et al. v. Helper Page 3

Stockdale and Dunning filed a lawsuit against Fairview and several others. They alleged violations of their free-speech rights under the First Amendment and Tennessee law. In the interim, Scott Collins became the city manager. After reviewing the Sheriff’s report, he concluded that the allegations were “old and/or unsubstantiated” and did not justify firing Stockdale and Dunning. R.65 at 1. Collins reinstated the two lieutenants. When the detective who led the Sheriff’s investigation emailed that “Pat and Shane will get $,” Helper replied: “How are they getting $$$. They have been on paid leave[.]” R.82-8 at 84. After the detective explained that they settled the lawsuit, Helper responded: “Thx [I] still won’t take their cases. So not sure how that will help them[.]” Id. at 85–86. She didn’t “trust them at all.” Id. at 86.

Stockdale and Dunning faced fresh troubles upon their return. The police department still lacked a chief, prompting Helper to recommend her preferred candidate. When she learned the department planned to eliminate some detective positions, she raised concerns about the decision, mentioned her concerns about the return of Stockdale and Dunning and her obligation to turn over exculpatory evidence, and offered her views about the departmental restructuring.

The mayor told Helper to speak to Collins, who decided to reinstate Stockdale and Dunning. Meanwhile, the mayor told Collins that Helper “did not like the proposed changes in the police department, and that she was considering . . . removing her prosecutors from Fairview court.” R.58-8 at 11. When Collins called Helper, the discussion became heated. “[S]he seemed agitated . . . at . . . the proposed changes that were about to take place within the police department[.]” Id. at 5. Helper “explained that she was dissatisfied with the quality of cases that were coming from” the department. R.82-2 at 17. Helper thought the changes would make things “worse,” leaving them with “inexperienced officers investigating cases.” Id.

The conversation turned to Stockdale and Dunning. Helper talked about “some historical things that [had] happened,” meaning “bringing people back to work who have sued,” and said that she did “not lik[e] the direction of the Fairview Police Department as she knew it.” Id. at 27. She explained that “she wouldn’t be able to trust” Stockdale and Dunning. Id. at 31. Collins told Helper that she should put her concerns about them in writing. No. 20-5269 Stockdale, et al. v. Helper Page 4

Helper did just that: “Mr. Collins, per our discussion, this Office has concerns about reports initiated/investigated solely by Officers Shane Dunning or Pat Stockdale.” R.1-12 at 2. Due to the information in the Sheriff’s report, she explained, “we will be required to turn that report over to defense counsel in cases where Officers Dunning and/or Stockdale are involved.” Id. As Helper put it, “[w]ithout independent corroboration from another law enforcement officer and/or independent witness, the[ir] testimony . . . may be impeached” under Giglio v. United States, 405 U.S. 150 (1972). R.1-12 at 2.

Collins disputed Helper’s assessment. But Helper refused to withdraw the email, insisting “she was comfortable” with it. R.82-2 at 34. Collins fired Stockdale and Dunning, explaining the email provided the “sole reason.” R.83 at 71.

Stockdale and Dunning sued Helper and the City of Fairview. They settled their claims against the city, leaving a First Amendment claim and state law claims against Helper.

At summary judgment, the district court denied (1) Helper’s claim of absolute immunity and (2) her claim for qualified immunity from the federal First Amendment retaliation claim. It also denied her summary judgment with respect to state law claims for official oppression and tortious interference with a business relationship.

II.

Absolute Immunity. Absolute immunity applies to functions “intimately associated with the judicial phase of the criminal process.” Imbler v. Pachtman, 424 U.S. 409

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979 F.3d 498, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patrick-stockdale-v-kim-helper-ca6-2020.