Patrick Hawkins v. Anonymous Medical Provider A

Indiana Court of Appeals·Decided June 5, 2026·No. 25A-CT-00945·Published·Judge Felix

Opinion

IN THE

Court of Appeals of Indiana FILED

Patrick Hawkins, Jun 05 2026, 9:29 am

CLERK

Appellant/Plaintiff Indiana Supreme Court Court of Appeals

and Tax Court

v.

Anonymous Medical Provider A, Anonymous Medical Provider B, Anonymous Medical Provider C, Anonymous Doctor A, Anonymous Doctor B, Anonymous Doctor C, Anonymous Doctor D, Anonymous Executive A, and Anonymous Executive B,

Appellees/Defendants

and

Amy Beard, Commissioner of the Indiana Department of Insurance, Party of Interest

June 5, 2026

Court of Appeals Case No.

25A-CT-945

Appeal from the Vigo Superior Court The Honorable Daniel W. Kelly, Judge Trial Court Cause No.

84D06-2109-CT-005179

Opinion by Judge Felix

Judges May and Mathias concur.

Felix, Judge.

Statement of the Case [1] Patrick Hawkins was seriously injured in a vehicle accident involving a driver

under the influence of prescribed methadone. Hawkins sued nine individuals and entities associated with the driver’s opioid abuse treatment, and he sought a preliminary determination that his claims against five of the defendants were ordinary negligence claims, not medical malpractice claims. A cross-motion for preliminary determination was filed seeking a determination that the claims against all defendants were medical malpractice claims. The five defendants named in Hawkins’s motion also filed a motion to strike certain evidence Hawkins had designated in support of his motion. The trial court granted the motion to strike, denied Hawkins’s motion, and granted the cross-motion. Hawkins now appeals and presents two issues for our review:

1. Whether the trial court abused its discretion by striking certain designated evidence; and 2. Whether the trial court erred by denying Hawkins’s motion for preliminary determination and granting the cross-motion for preliminary determination.

[2] We affirm.

Facts and Procedural History [3] On the morning of September 26, 2019, Ethan Luken was administered

methadone as part of his ongoing opioid abuse treatment, which he had begun one week before. Later that day, at approximately 5:30 p.m., both Hawkins and Luken were driving in Terre Haute, Indiana; Hawkins was operating a motorcycle and Luken was operating a vehicle. While the two were traveling in opposite directions on Maple Avenue, Luken turned left, colliding with Hawkins. Luken was uninjured; Hawkins suffered a broken neck, concussion, and road rash. In connection with this wreck, Luken was charged with and convicted of operating a vehicle while intoxicated.

[4] Thereafter, Hawkins filed a proposed complaint for negligence with the Indiana Department of Insurance (“IDOI”) and the trial court. Hawkins named nine defendants: Anonymous Medical Provider A, Anonymous Medical Provider B, Anonymous Medical Provider C, Anonymous Doctor A, Anonymous Doctor B, Anonymous Doctor C, Anonymous Doctor D, Anonymous Executive A, and Anonymous Executive B. Anonymous Medical Provider B (the “Treatment Program”) is the opioid treatment program in which Luken was participating when the wreck occurred. As relevant here, two separate entities ran the Treatment Program: (1) Anonymous Medical Provider A (the

“Administrator”), which held the state-issued license for the Treatment Program, provided administrative services like security and billing, and provided counseling services to the Treatment Program’s patients; and (2) Anonymous Medical Provider C (the “Operator”), which managed the Treatment Program’s day-to-day operations and provided medical services to the Treatment Program’s patients, including nurses and drug screen supplies. Anonymous Doctor A (the “Chief Medical Officer”) was the Administrator’s Chief Medical Officer. Anonymous Doctor B (the “Chief of Addictions Services”) was the Administrator’s Chief of Addictions Services. Anonymous Executive A (the “Sponsor-CEO”) is the Treatment Program’s sponsor and the Administrator’s Chief Executive Officer and President. Anonymous Executive B (the “Director-CEO”) was the Treatment Program’s director and the Operator’s Chief Executive Officer and President. Anonymous Doctor C is the medical director for the Treatment Program, and Anonymous Doctor D is the clinical physician at the Treatment Program.

[5] In November 2024, Hawkins filed a motion for preliminary determination of law, asking the trial court to decide that the Indiana Medical Malpractice Act (the “MMA”) does not apply to his claim against the Administrator, the Chief Medical Officer, the Chief of Addictions Services, the Sponsor-CEO, and the Director-CEO (collectively, the “Appellees”). In support, Hawkins designated the probable cause affidavit and plea agreement in Luken’s criminal case; an excerpt from the Substance Abuse and Mental Health Services

Administration’s 1 Treatment Improvement Protocol 63 (“the Protocol 63 Excerpt”); depositions of the Sponsor-CEO, the Director-CEO, the Chief Medical Officer, the Chief of Addictions Services, and Anonymous Doctors C and D; exhibits from those depositions; and various filings in this case.

[6] The Director-CEO filed a cross-motion for a preliminary determination of law and for summary judgment, asking the trial court to decide that the MMA applies to Hawkins’s claims against him. In support, the Director-CEO designated his own affidavit, with attachments, regarding his professional liability insurance coverage as well as a letter from the IDOI to that effect. The other four Appellees filed a joint brief in opposition to Hawkins’s motion and in support designated several of Hawkins’s designated exhibits; affidavits from the Chief Medical Officer, the Chief of Addictions Services, and the Sponsor-CEO; and various filings in this case. The Appellees also filed a joint motion to strike the probable cause affidavit and the Protocol 63 Excerpt, “including all attachments in their entirety, as well as the facts designated within [Hawkins’s] brief in support of the motion for preliminary determination of law that were pulled from those documents.” Appellant’s App. Vol. VI at 196.

[7] The trial court (1) denied Hawkins’s motion for a preliminary determination, (2) granted the Director-CEO’s cross-motion for a preliminary determination

1 “The Substance Abuse and Mental Health Services Administration (SAMHSA) is the U.S. Department of Health and Human Services agency that leads public health efforts to reduce the impact of substance abuse and mental illness on America’s communities.” Appellant’s App. Vol. II at 127.

Court of Appeals of Indiana | Opinion 25A-CT-945 | June 5, 2026 Page 5 of 19 and for summary judgment, and (3) granted the Appellees’ motion to strike. Upon the parties’ request, the trial court entered final judgment as to these rulings. This appeal ensued.2

Discussion and Decision [8] Hawkins’s appeal stems from his and the Director-CEO’s motions for

preliminary determination. Pursuant to the MMA, a party to a malpractice action may request the appropriate trial court to “preliminarily determine an . . . issue of law or fact.” Ind. Code § 34-18-11-1(a)(1). “A preliminary- determination proceeding is unique in nature but is inextricably linked to the larger medical malpractice case as a mechanism to decide threshold issues.” Anonymous Hosp. v. Spencer, 158 N.E.3d 380, 384 (Ind. Ct. App. 2020) (citing Ramsey v. Moore, 959 N.E.2d 246, 253 (Ind. 2012)), trans. denied. And where, as here, “evidence accompanies a motion for preliminary determination, the motion is akin to a motion for summary judgment,” Lorenz v. Anonymous Physician #1, 51 N.E.3d 391, 396 (Ind. Ct. App. 2016) (footnote omitted) (citing Haggerty v. Anonymous Party 1, 998 N.E.2d 286, 294 (Ind. Ct. App. 2013)), and is thus “subject to the same standard of appellate review as a summary- judgment motion,” Haggerty, 998 N.E.2d at 294 (citing Hodge v. Johnson, 852 N.E.2d 650, 652 (Ind. Ct. App. 2006), trans. denied).

2 The Treatment Program, the Operator, and Anonymous Doctors C and D do not participate in this appeal.

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