Patent Office Professional Ass'n v. Federal Labor Relations Authority

26 F.3d 1148, 307 U.S. App. D.C. 84, 146 L.R.R.M. (BNA) 2705, 1994 U.S. App. LEXIS 16164, 1994 WL 283006
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 28, 1994
DocketNos. 93-1255, 93-1293
StatusPublished
Cited by11 cases

This text of 26 F.3d 1148 (Patent Office Professional Ass'n v. Federal Labor Relations Authority) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Patent Office Professional Ass'n v. Federal Labor Relations Authority, 26 F.3d 1148, 307 U.S. App. D.C. 84, 146 L.R.R.M. (BNA) 2705, 1994 U.S. App. LEXIS 16164, 1994 WL 283006 (D.C. Cir. 1994).

Opinion

Opinion for the Court filed by Circuit Judge EDWARDS.

HARRY T. EDWARDS, Circuit Judge:

This case arises from a dispute between the Patent and Trademark Office, Department of Commerce (“PTO” or “Agency”), and the Patent Office Professional Association (“POPA” or “Union”) over the negotiability of proposed contract provisions covering employee performance appraisals. At issue here is a decision by the Federal Labor Relations Authority (“Authority”) under the Federal Service Labor-Management Relations Statute, 5 U.S.C. §§ 7101-35 (1988) (“FSLMRS” or “Statute”), upholding the jurisdiction of an interest arbitrator and addressing the negotiability of forty-eight performance appraisal proposals that were awarded by the interest arbitrator.

PTO and POPA first submitted their dispute to an interest arbitrator, after having reached an impasse over various proposals, including some that involved the evaluation of employees under a comprehensive performance appraisal plan. The arbitrator resolved many of the outstanding issues, but withheld action on the performance appraisal proposals pending resolution of their negotiability by the Authority. The Authority eventually issued its decision on the negotiability questions, and the bargaining process was set to continue. The Union then submitted a revised package of performance appraisal proposals. Many of the proposals included in the revised package had not been previously presented by the Union to PTO for negotiation. The Agency refused to bargain over most of the new proposals on the grounds that they were either nonnegotiable or untimely. The Union responded by filing an unfair labor practice charge with the Authority, which was dismissed as untimely.

Undeterred, the Union submitted the entire package of revised proposals (including both the new proposals and those that already had been on the negotiating table) to the interest arbitrator, who proceeded with a hearing. The Agency refused to participate [1150]*1150in the hearing, insisting that the existence of a bargaining impasse was a precondition to the exercise of the arbitrator’s authority; on this point, PTO asserted that the arbitrator lacked jurisdiction over the new proposals because the parties had never bargained over those proposals. Over the Agency’s objections, the interest arbitrator issued an award that included several of the newly presented proposals. The arbitrator directed that his award be included as “Article 19” of the parties’ collective bargaining agreement. PTO’s Acting Director for Personnel disapproved Article 19 in its entirety, and the Union, in turn, filed a negotiability appeal with the Authority.

The Authority addressed several issues in its decision. First, it rejected the Agency’s contention that the interest arbitrator lacked jurisdiction to award Article 19. Second, the Authority expressly declined to consider the Agency’s duty-to-bargain objections to the new proposals, stating that those questions would have to be resolved in some other “appropriate proceeding.” Last, the Authority addressed the negotiability of each of the Union’s forty-eight performance appraisal proposals that had been incorporated into Article 19 by the arbitrator.

The Agency now petitions for review, challenging the Authority’s ruling that the interest arbitrator had jurisdiction over the new proposals. PTO also contests several of the Authority’s negotiability holdings. The Union, in a separate petition for review, contests two of the Authority’s negotiability determinations. We first hold that the Authority erred in finding that the interest arbitrator had jurisdiction to award proposals over which the parties never bargained. Neither the interest arbitrator nor the Authority could require the Agency to accept any such proposals as a part of the parties’ collective bargaining agreement. As to the Authority’s negotiability decisions, we reverse in part and affirm in part.

I. BACKGROUND

PTO and POPA began negotiating a basic collective bargaining agreement in 1981. One subject of negotiation was a performance appraisal plan designed to govern Agency evaluations of employee performance. The parties bargained intermittently over performance appraisal issues until 1985, when the Agency objected that certain proposals presented by the Union were nonnegotiable. The Union responded by petitioning the Authority to review the negotiability of the proposals.

In the interim, PTO sought the assistance of the Federal Service Impasses Panel (“Panel”) with respect to those issues over which the parties had reached impasse. See 5 U.S.C. § 7119(c)(1) (1988). The Panel is empowered to recommend a course of action, such as mediation, for resolving negotiation disputes. If the parties remain at loggerheads after pursuing the Panel’s recommended course of action, the Panel has the authority to “take whatever action is necessary ... to resolve the impasse.” Id. § 7119(e)(5)(B)(iii) (1988). This includes imposing disputed contract terms on the parties. See American Fed’n of Gov’t Employees v. FLRA, 778 F.2d 850, 857 (D.C.Cir.1985). In this case, the Panel directed the parties to select an interest arbitrator to resolve their disputes.

After considering the parties’ positions, the interest arbitrator issued an award resolving most of the disputed issues of the basic agreement, but withheld consideration of Article 19, which covered performance appraisals, pending a decision by the Authority on the negotiability of certain proposals contained within the article. Subsequently, in 1987, the Authority issued two decisions that resolved the outstanding negotiability issues, and the parties were poised to resume negotiations over performance appraisal plans.

In January 1988, the Union submitted a revised package of performance appraisal proposals to the Agency for negotiation. In addition to proposals that were already on the table, the package included a number of new proposals that the parties had not previously discussed, and which had not precipitated the original 1986 impasse. The Agency informed the Union that it would not bargain over most of the new proposals, because the proposals were either nonnegotiable or untimely. See POPA’s July 22, 1988 Letter, reprinted in Joint Appendix (“J.A.”) [1151]*1151167; POPA’s August 2, 1988 Letter, reprinted in J.A. 170. Specifically, the Agency refused to bargain because, in its opinion, each proposal was either inconsistent with the parties’ basic agreement; beyond the scope of the performance appraisal negotiations that had led to the impasse presently before the interest arbitrator; or inconsistent with law, rule, or regulation. The Union responded by filing an unfair labor practice charge with the Authority, alleging that the Agency unlawfully refused to bargain. The Authority, however, dismissed the Union’s charge as untimely.

In June 1989, the arbitrator directed the parties to commit to writing their respective positions on the performance appraisal proposals. The Agency requested that the newly submitted proposals not be included for consideration. The Union, on the other hand, insisted that the arbitrator consider the entire revised package of proposals.

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26 F.3d 1148, 307 U.S. App. D.C. 84, 146 L.R.R.M. (BNA) 2705, 1994 U.S. App. LEXIS 16164, 1994 WL 283006, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patent-office-professional-assn-v-federal-labor-relations-authority-cadc-1994.