Parson v. Farley
Opinion
JODI F. JAYNE, MAGISTRATE JUDGE
Before the Court is the Motion of Eugene Volokh ("Volokh") (1) to Intervene, (2) Unseal Record Documents, (3) to File *1145Via CM/ECF, and (4) to Consider this Motion on an Expedited Basis ("Motion to Intervene and Unseal") (ECF No. 58), which was referred by United States District Judge John Dowdell.
For reasons explained below, the Court: (1) grants Volokh's motion to intervene for the limited purpose of requesting access to sealed documents pursuant to Federal Rule of Civil Procedure 24(b) ; (2) grants Volokh's motion to unseal all sealed documents in this case; (3) grants Volokh's motion to file documents electronically; and (4) denies Volokh's request for expedited consideration.
I. Magistrate Judge's Authority to Grant Motion to Intervene
"The jurisdiction and powers of magistrates are governed by
Motions to intervene are not expressly excepted from a magistrate judge's authority in § 636(b)(1)(A), but that does not end the inquiry. Under Tenth Circuit law, even "motions not designated on their face as one of those excepted in subsection (A) are nevertheless to be treated as such a motion when they have an identical effect." Ocelot Oil Corp. ,
In this case, granting Volokh's request to intervene for the limited purpose of seeking public access to court documents does not have any dispositive effect on the parties or claims, and the Court may rule on this non-dispositive matter by Order. See Day v. Sebelius ,
*1146II. Factual Background and Procedural History
Sometime prior to April 16, 2016, Plaintiff Carl Parson ("Parson") served as administrator of the estate of Defendant Don Farley's ("Farley") brother and sued Farley to recover property allegedly taken by Farley from his brother's estate. On April 16, 2016, Farley allegedly sent a letter containing false and defamatory statements about Parson to the Inola Chamber of Commerce (the "Letter").2 When the Letter was sent, Parson was a candidate for the Oklahoma House of Representatives. On May 23, 2016, Parson filed a Petition in Rogers County, Oklahoma, asserting claims against Farley for libel and false light invasion of privacy, seeking money damages, along with temporary and permanent injunctive relief. Parson alleges that Farley published the Letter to the Inola Chamber of Commerce out of "hatred, ill will, malice, and only with the desire to intentionally injury [Parson] as a business owner." ECF No. 2-1 at ¶ 17.
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JODI F. JAYNE, MAGISTRATE JUDGE
Before the Court is the Motion of Eugene Volokh ("Volokh") (1) to Intervene, (2) Unseal Record Documents, (3) to File *1145Via CM/ECF, and (4) to Consider this Motion on an Expedited Basis ("Motion to Intervene and Unseal") (ECF No. 58), which was referred by United States District Judge John Dowdell.
For reasons explained below, the Court: (1) grants Volokh's motion to intervene for the limited purpose of requesting access to sealed documents pursuant to Federal Rule of Civil Procedure 24(b) ; (2) grants Volokh's motion to unseal all sealed documents in this case; (3) grants Volokh's motion to file documents electronically; and (4) denies Volokh's request for expedited consideration.
I. Magistrate Judge's Authority to Grant Motion to Intervene
"The jurisdiction and powers of magistrates are governed by
Motions to intervene are not expressly excepted from a magistrate judge's authority in § 636(b)(1)(A), but that does not end the inquiry. Under Tenth Circuit law, even "motions not designated on their face as one of those excepted in subsection (A) are nevertheless to be treated as such a motion when they have an identical effect." Ocelot Oil Corp. ,
In this case, granting Volokh's request to intervene for the limited purpose of seeking public access to court documents does not have any dispositive effect on the parties or claims, and the Court may rule on this non-dispositive matter by Order. See Day v. Sebelius ,
*1146II. Factual Background and Procedural History
Sometime prior to April 16, 2016, Plaintiff Carl Parson ("Parson") served as administrator of the estate of Defendant Don Farley's ("Farley") brother and sued Farley to recover property allegedly taken by Farley from his brother's estate. On April 16, 2016, Farley allegedly sent a letter containing false and defamatory statements about Parson to the Inola Chamber of Commerce (the "Letter").2 When the Letter was sent, Parson was a candidate for the Oklahoma House of Representatives. On May 23, 2016, Parson filed a Petition in Rogers County, Oklahoma, asserting claims against Farley for libel and false light invasion of privacy, seeking money damages, along with temporary and permanent injunctive relief. Parson alleges that Farley published the Letter to the Inola Chamber of Commerce out of "hatred, ill will, malice, and only with the desire to intentionally injury [Parson] as a business owner." ECF No. 2-1 at ¶ 17.
When filing the Petition, Plaintiff moved to file the Letter under seal pursuant to Oklahoma law governing sealed court records. See Okla. Stat. tit. 51, § 24A.30 ("If confidentiality is not required by statute, the court may seal a record or portion of a record only if a compelling privacy interest exists which outweighs the public's interest in the record."). On May 23, 2016, the state court entered an Order to Seal a Portion of the Record with Findings of Fact and Conclusions of Law ("Sealing Order") pursuant to Okla. Stat. tit. 51, § 24A.30. The court found in relevant part: (1) the Letter contains words that "without hearing on the merits tend to be actionable by themselves or are opprobrious and that the Letter clearly refers to the Plaintiff"; (2) "additional publication by filing in the public record of the Letter ... would only serve to further harm the Plaintiff's right to privacy"; and (3) "an order can be narrowly tailored ... to keep that portion of the record sealed and prevent irreparable harm to the Plaintiff ... until such time as the matter can be heard on its merits or further order of this Court." ECF No. 7-1.
Farley removed the case to this Court based on diversity jurisdiction and filed a motion to file documents under seal in accordance with the Sealing Order, which Judge Dowdell granted by minute order. ECF No. 8. On July 28, 2016, Farley filed an Answer (ECF No. 10), a Motion to Dismiss ("7/28/16 Motion to Dismiss") (ECF No. 11), and a sealed version of the 7/28/16 Motion to Dismiss, which attaches the Letter (ECF No. 9). Parson filed a Motion to Remand two days later. Judge Dowdell entered an Opinion and Order that (1) denied Parson's Motion to Remand on grounds that Farley is a citizen of Alabama; and (2) denied Farley's 7/28/16 Motion to Dismiss on grounds that Parson's allegations are sufficient to "plausibly assert actual malice" for purposes of the standard in New York Times v. Sullivan ,
On January 12, 2018, several months before the dispositive motion deadline, Farley filed a pro se motion seeking dismissal, summary judgment, or, alternatively, an order to compel Parson to respond to Farley's discovery requests ("1/12/18 *1147Dispositive Motion"). ECF Nos. 46, 47. Because the 1/12/18 Dispositive Motion referenced the contents of the Letter, Farley sought and received permission to file it under seal. ECF Nos. 48, 49. Parson publicly responded to the 1/12/18 Dispositive Motion (ECF No. 50), but he filed his attached affidavit under seal. ECF No. 51. The undersigned denied Farley's alternative request to compel further discovery responses, (see ECF No. 56), and the remaining aspects of the 1/12/18 Dispositive Motion are pending.
On June 5, 2017, proposed intervenor Volokh, who appears pro se, moved to permissively intervene pursuant to Federal Rule of Civil Procedure 24(b). Volokh is a law professor "who writes for the Volokh Conspiracy, a prominent legal blog hosted by Reason Magazine" and who "would like to have access to the full record in this case so that both he and members of the public may better understand" the issues. ECF No. 58 at 2. Volokh moves the Court to unseal all sealed documents and provide public access to the Letter and related filings. Id. at 2-3. In addition to requesting intervention and unsealing of documents, Volokh seeks expedited consideration of his motion and permission to file future documents via the Court's electronic filing system.
Parson objects to the Motion to Intervene and Unseal, while Farley does not object. In his response, Parson raises the following procedural and substantive arguments: (1) the Motion to Intervene and Unseal is untimely and prejudicial to Parson's rights (ECF No. 60 at 2-5); (2) Volokh's interests are adequately represented by Farley (id. at 5-8); (3) the Sealing Order controls the outcome of Volokh's pending motion to unseal (id. at 8-9); and (4) Parson's privacy interests in the contents of the Letter outweigh the presumption of public access (id. at 9-14). The Court addresses all arguments but organizes this Opinion and Order into two sections addressing the motion to intervene and motion to unseal.
III. Motion to Intervene
For reasons explained below, Volokh has demonstrated Article III standing and has satisfied Rule 24(b)'s procedural requirements.
A. Volokh Has Independent Article III Standing
Article III standing is a threshold issue that must be considered at all stages of the proceedings. See City of Colo. Springs v. Climax Molybdenum Co. ,
Generally, a proposed intervenor can establish independent Article III standing by showing:
(1) [that] it has suffered an 'injury in fact' that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the [opposing party]; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.
Climax Molybdenum Co. ,
In this case, Volokh seeks to establish independent Article III standing (see ECF No. 58 at 4-5), and Parson has not challenged Volokh's standing. The Court finds that Volokh has established independent Article III standing to intervene for the limited purpose of seeking public access to judicial records. First, Volokh has shown a concrete and particularized injury to his right of public access caused by the Sealing Order because, but for the Sealing Order, Volokh would be able to gather information from the record and disseminate his opinion regarding this litigation through his blog. See Okla. Hosp. Ass'n ,
Volokh correctly argues that this Court's Opinion and Order in Young v. Glanz , No. 13-CV-315-JED-JFJ,
B. Volokh Satisfied Rule 24(b)'s Requirements
Federal Rule of Civil Procedure 24(b), which governs permissive intervention, is the proper procedural mechanism for a non-party to seek access to judicial documents. See United Nuclear Corp. v. Cranford Ins. Co. ,
"Timeliness is to be determined from all the circumstances," and the question of timeliness is one left to the Court's discretion. NAACP v. New York ,
Considering all of the circumstances, the Court finds that Volokh's Motion *1150to Intervene and Unseal is timely. Volokh filed his motion shortly after the dispositive motion deadline. Farley's pro se dispositive motion is still pending, and the litigation is still active. As explained above, courts have granted motions to intervene to unseal documents even after the case is concluded. See San Jose Mercury News, Inc. v. U.S. Dist. Court-N. Dist. (San Jose) ,
Nor will Parson suffer prejudice from Volokh's intervention. In the context of permissive intervention, prejudice arises when the "intervention will unduly delay or prejudice the adjudication of the original parties' rights." Fed. R. Civ. P. 24(b)(3) ; see also United Nuclear ,
C. Volokh's Interests Are Not Adequately Represented by Farley
Although not listed in the text of Rule 24(b), adequate representation by an existing party is a relevant consideration and can support a court's denial of permissive intervention. See Tri-State Generation and Transmission Ass'n, Inc. v. New Mexico Pub. Regulation Comm'n ,
Farley and Volokh do not have identical interests in this litigation, and the Court wholly rejects Parson's "adequate representation" argument. See ECF No. 60 at 7 (arguing that Volokh and Farley have "the same objective: First Amendment public speech"). Although Farley is arguing that he has a First Amendment right to publicly criticize a candidate for public office, his interest differs from Volokh's interest in obtaining public access to judicial documents. Farley has never challenged the Sealing Order or otherwise sought to vindicate the principle of public access to judicial records. Although Farley does not oppose Volokh's Motion to Intervene and Unseal, Farley lacks the same incentive to invest time and resources in the "public access" issue, given that he already has access to the Letter and related judicial records. While the First Amendment plays some role in both Farley's *1151and Volokh's interests in the litigation, their interests are far from identical.
IV. Motion to Unseal
Having granted Volokh's intervenor status, the Court turns to Volokh's motion to unseal. All parties have had an opportunity to fully brief the unsealing issue, and it is ripe for determination.
The Court concludes that the Letter, and other sealed court filings referencing the Letter, shall be unsealed and made available to the public. In reaching this conclusion, the Court reaches the following resolutions of the parties' specific arguments: (1) the Sealing Order entered by the state court prior to removal is not controlling; (2) the Letter and other sealed filings are judicial documents to which a strong presumption of public access attaches; and (3) Parson has not rebutted the strong presumption in favor of public access.
A. Sealing Order Is Not Controlling
The Letter was originally sealed pursuant to the Sealing Order entered in state court, and other documents were filed under seal post-removal based on the Sealing Order. The Supreme Court has held that Congress "intended to preserve the effectiveness of state court orders after removal" and that a federal court simply "takes the case up where the State court left it off." Granny Goose Foods, Inc. v. Bhd. of Teamsters and Auto Truck Drivers Local No. 70 of Alameda Cnty. ,
The Sealing Order does not control the outcome of Volokh's motion to unseal for several reasons. First, Volokh's motion to unseal was filed in federal court after removal and is governed by federal law. Granny Goose Foods, Inc. ,
B. Requested Court Records are "Judicial Documents" to Which Strong Presumption of Public Access Attaches
"Courts have long recognized a common-law right of access to judicial records." Mann v. Boatright ,
In Lugosch , the court held that merely filing a document with the court is insufficient to render that paper a judicial document; instead, it must be "relevant to the performance of the judicial function and useful in the judicial process." Lugosch ,
*1153IDT Corp. v. eBay ,
Volokh seeks access to the following sealed filings in this case: (1) the 7/28/16 Motion to Dismiss, including the Letter, which is attached as Exhibit A (ECF No. 9, filed under seal); (2) the 1/12/18 Dispositive Motion (ECF No. 46, filed under seal); and (3) Parson's Affidavit, which is an exhibit to Parson's response to the 1/12/18 Dispositive Motion (ECF No. 51, filed under seal).6 These documents easily qualify as judicial documents. The Letter itself is at the center of the controversy and forms the basis of both legal claims; the public cannot understand this litigation without access to the Letter. See Burke ,
Next, the Court must determine the weight to be given to the presumption, considering the "role of the material at issue in the exercise of Article III judicial power and the resultant value of such information to those monitoring the federal courts." Lugosch ,
C. Parson's Interests in Avoiding Injury to Reputation or Embarrassment Do Not Outweigh Presumption in Favor of Access
The common-law right of access to judicial records recognized by the Tenth Circuit "is not absolute." Mann ,
Parson argues that the Letter should remain sealed because it is false, libelous, injures his business reputation, and contains private information that will subject him to "suffering and embarrassment." ECF No. 60 at 11. Parson argues his privacy interests are substantial due to the "outrageousness" of the allegations and his strong likelihood of success. Volokh contends that, if the Court accepts Parson's argument, "all libel cases would be litigated with the key underlying allegations kept secret," and that "any defamation plaintiff could demand secrecy, which would leave the public in the dark as to just why courts are being asked to restrict speech." ECF No. 58 at 10. Volokh also argues that Parson's request for injunctive relief restricting future speech weighs in favor of public access because the public has an "interest in seeing what could possibly lead a candidate for public office to seek such a drastic remedy." Id. at 8.
Upon weighing Parson's interests in maintaining the privacy of the disputed judicial documents against the public's interest in access to the adjudicative process, the Court concludes public access must prevail. The Letter accuses Parson of scurrilous behavior, calls him names, and essentially seeks to dissuade others from supporting Parson in his candidacy for state representative. It is less than one page long and written in the form of a bulletin or flyer. If believed, the Letter could potentially damage Parson's reputation, business, and political ambitions. However, the Letter does not reference Parson's sensitive or private information, such as bank account records, social security numbers, or family members' names. Nor does it reference or name any third parties or their sensitive information. This is a garden-variety libel case involving a few allegedly false statements about an individual running for office that are embarrassing and potentially injurious to his reputation and business dealings. Parson has failed to articulate any privacy interests that "heavily outweigh" public access and warrant the drastic remedy of preventing the public from understanding the *1155nature of his lawsuit. Courts have held that injury to one's reputation and potential embarrassment generally do not outweigh the strong presumption of public access attaching to judicial documents. See Mann ,
Parson seems to assert that the Court should test Farley's defenses and, presumably, deny the motion to unseal if Parson is likely to succeed on the merits of his libel or false light invasion of privacy claims. This argument misses the point. If Parson succeeds at summary judgment or trial, the Letter's contents will be the focal point of that adjudicatory process.7 If the Letter and its contents remain sealed, future court proceedings would need to remain sealed, and the public would be excluded from the process. The public would be unable to determine whether and to what extent a candidate for public office successfully prosecuted a libel claim and obtained compensatory and/or injunctive relief. Volokh, the proposed intervenor, wants to review, understand, and comment on these legal proceedings both due to his interest in First Amendment jurisprudence and to assist the public in checking the integrity of the judicial branch. These are proper and laudable purposes. Although Parson appears to believe his lawsuit is a private matter, he is mistaken. By seeking money damages and injunctive relief in a court of law, he subjected himself to public court proceedings, including any consequences of further public disclosure of the Letter. See Brown v. Advantage Eng'g, Inc. ,
V. Conclusion
For the reasons set forth in this Opinion and Order, Professor Volokh's Motion to Intervene and Unseal (ECF No. 58) is GRANTED in part and DENIED in part as follows:
Volokh's motion to intervene is granted, and Volokh is granted intervention for the limited purpose of seeking access to sealed records in this litigation.
*1156Volokh's motion to unseal is granted, and the Clerk is directed to unseal the following documents: ECF No. 9; ECF No. 46; ECF No. 51. This effectuates the unsealing of all sealed documents in these proceedings.
Volokh's motion to register as a CM/ECF user and file electronically is granted, and the Clerk is directed to mail Plaintiff a CM-ECF registration form. Upon receipt, Plaintiff is directed to complete the CM-ECF registration form and return it to the Court Clerk's office for processing.
Volokh's motion for expedited consideration is denied.8
The Court STAYS this Order for fourteen (14) days to allow Parson the opportunity to object to this Opinion and Order, if desired.
SO ORDERED this 2nd day of November, 2018.
Footnotes
352 F. Supp. 3d 1141 (Parson v. Farley) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.