OverDrive, Inc. v. The Open eBook Forum

CourtDistrict of Columbia Court of Appeals
DecidedJanuary 26, 2023
Docket20-CV-746
StatusPublished

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OverDrive, Inc. v. The Open eBook Forum, (D.C. 2023).

Opinion

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DISTRICT OF COLUMBIA COURT OF APPEALS

No. 20-CV-0746

OVERDRIVE, INC., APPELLANT,

V.

THE OPEN EBOOK FORUM, APPELLEE.

Appeal from the Superior Court of the District of Columbia (2016-CA-007768-B)

(Hon. José M. López, Trial Judge)

(Argued March 29, 2022 Decided January 26, 2023)

Andrew G. Fiorella, with whom Erin L. Hamilton and Martin J. Amundson were on the brief, for appellant.

David G. Ross, with whom Benjamin Takis was on the brief, for appellee.

Before MCLEESE and DEAHL, Associate Judges, and GLICKMAN, ∗ Senior Judge.

DEAHL, Associate Judge: The Open eBook Forum, doing business as

International Digital Publishing Forum (IDPF), is a nonprofit corporation focused

∗ Judge Glickman was an Associate Judge of the court at the time of argument. He began his service as a Senior Judge on December 21, 2022. 2

on advancing electronic books and digital publishing. IDPF is the developer of

EPUB, a popular file format for e-books. About a decade ago, IDPF’s board of

directors—faced with precarious finances, declining membership, and competitive

threats—determined the organization’s long-term viability was in jeopardy. After

considering a variety of options, the board negotiated a merger with the World Wide

Web Consortium (W3C), a much larger organization with the broader purpose of

establishing standards for the World Wide Web to ensure its long-term growth.

OverDrive, Inc., a member of IDPF, opposed the merger and lobbied against

it. When IDPF’s board nonetheless approved the merger and put it to a membership

vote, OverDrive petitioned the Superior Court to preclude that vote and—when that

failed and IDPF’s membership approved the merger—to block the merger until a

new vote could be held. OverDrive brought its petition under D.C. Code § 29-

401.22(a), which permits members of nonprofit corporations to challenge corporate

actions in certain circumstances. But the court’s review authority under that

provision does not extend to instances where the “nonprofit corporation has provided

in its articles of incorporation or bylaws for a means of resolving a challenge to a

corporate action.” Id. § 29-401.22(c). The Superior Court found that to be the case

here, as IDPF’s bylaws permitted any group of fourteen members—equal to the

number of directors on the board—to petition the board for a rescission vote, which 3

would trigger a new vote of the full membership. Because IDPF’s bylaws provided

a mechanism for OverDrive to raise an internal challenge to the merger, the trial

court concluded that its own review under § 29-401.22(a) was limited to ensuring

that the merger complied with IDPF’s articles and bylaws. It did, in the court’s view.

In this appeal, OverDrive argues that (1) this court already rejected the trial

court’s reasoning when, in a prior appeal, we concluded that § 29-401.22(c) is not a

jurisdiction-stripping statute; (2) the provision in IDPF’s bylaws permitting a

challenge to a corporate action is too ineffectual to strip the Superior Court of its

authority to entertain OverDrive’s challenge under § 29-401.22(a); (3) even if the

trial court’s statutory authority was limited to reviewing only the merger’s

compliance with IDPF’s bylaws and articles, as the trial court reasoned, this merger

was non-compliant because those documents required that any transfer of IDPF

assets be to organizations that “engage in activities substantially similar to those of”

IDPF, and W3C does not meet that description; and (4) putting § 29-401.22(a) aside,

the trial court also had freestanding equitable authority to block the merger and it

should have done so for a host of reasons. We disagree as to each point and affirm. 4

I.

IDPF is a nonprofit corporation, formed in the District of Columbia, dedicated

to developing and promoting digital publishing. Its members include other nonprofit

organizations, educational institutions, publishers, and technology companies. IDPF

was formerly known as the Open eBook Forum, and its original articles of

incorporation (adopted in 2000) stated that its purposes were to “create and maintain

standards and promote the successful adoption of electronic books; to provide a

forum for the discussion of issues and technologies related to electronic books; [and

to] develop, publish, and maintain common specifications relating to electronic

books.” About five years after it was incorporated, IDPF modestly expanded that

mission statement to focus on digital publishing more generally, rather than just e-

books. IDPF’s most important contribution to digital publishing is the EPUB file

format, the “most widely supported non-proprietary” e-book standard in the world.

EPUB “allows publishers to produce and send a single digital publication file”

providing “consumers interoperability between software/hardware” platforms for

digital books and other publications.

OverDrive is a leading platform for e-books, audiobooks, and other digital

media. It was among IDPF’s members, of which there were about 130 in good 5

standing at the time of the relevant membership vote discussed below. OverDrive’s

founder and CEO is Steven Potash, who also helped found IDPF and served as one

of its board members during its first decade of existence.

Bill McCoy became IDPF’s executive director in 2011. McCoy grew

concerned about IDPF’s finances and declining membership over the years, and

during his tenure he and the board considered strategies to ensure IDPF’s long-term

viability. By the spring of 2016, he and other directors believed the best option

available was to merge with W3C, a joint collaborative project between the

Massachusetts Institute of Technology and three other educational institutions.

W3C and its member organizations “work together to develop Web standards” and

seek “to lead the World Wide Web to its full potential.” While W3C was not focused

exclusively on e-books or digital publishing, it had a digital publishing interest group

and collaborated with IDPF to adopt and implement digital publishing standards.

IDPF’s board was concerned that if it did not merge with W3C it risked getting

pushed out of the digital publishing space altogether by larger and better-resourced

competitors (including W3C itself). In April 2016, IDPF’s board notified its

membership of the proposed merger and solicited input. The following month, IDPF

issued a public notice of the proposed merger and held a meeting in Chicago, open

to both members and the public, where the proposed merger was discussed. 6

The merger negotiations between IDPF and W3C continued throughout the

spring and summer of 2016. By late September 2016, the organizations agreed to a

memorandum of understanding under which the merger would take place in two key

steps: (1) W3C would acquire IDPF’s members under a so-called “membership

exchange,” see D.C. Code § 29-409.03, and (2) W3C would acquire IDPF’s assets,

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