Otis Elevator Co. v. Pacific Finance Corp.

71 F.2d 641, 22 U.S.P.Q. (BNA) 121, 1934 U.S. App. LEXIS 3163
Court of Appeals for the Ninth Circuit·Decided June 15, 1934·No. No. 6996·Published·Cited by 2 cases

Opinion

MACK, Circuit Judge.

Plaintiff’s petition for rehearing indicates the desirability of some amplification of the view heretofore expressed that the master in effect held Claim. 37 invalid because it was functional. See (C. C. A.) 68 F.(2d) 664.

Claim 37 purports to be a claim for “a control system for an elevator car.” The results to be accomplished by this system are thus stated in the claim: “The stopping of the car at the respective landings upon its approaching said landings in the up direction/' “the stopping of the car at the respective landings upon its approaching said landings in the down direction,” and “the starting of the car from each and every landing in either direction.” The means explicitly described for accomplishing these resulte are a plurality of up and down switches within and also- without the ear for stopping the car on its approaching the landings, and switching mechanism within the car for starting from each landing. Conspicuously lacking from this description of means is any ref erence to the circuits and circuit closing means described in the specifications. The master hold that the circuits and circuit closing means so described could not be read into the claim by reference to the specifications, because they were “not included in tlie claim in any way, even in general terms, such as the ‘means’ or ‘mechanism’ found in the other claims.” As some kind of circuit closing means is essential to the operation, the omission in this claim of the specific means, implies that any circuit or arrangement of circuits operable in connection with the described switches and switching mechanism may be used to accomplish the desired imilts. We are not now concerned as to whether the master was right or wrong in not reading into this claim the circuits and circuit closing- means of the specifications ; accepting his views, the claim hv coupling the functional description with an incomplete structural description, is broader than it would have been if those specified circuits and circuit closing means had been, expressly stated as elements of the combination claimed.

The master held Claim 37 invalid for insufficiency of description under Rev. St. § 4888 (35 USCA § 33). This does not of itself preclude the interpretation that in effect he was holding Claim 37 invalid as functional. Although it is true, as petitioner suggests, that a function is not patentable because it is not within the patentable subject-matter defined in Rev. St. § 4880 (35 USCA § 31), it is also true that a patent claim may bo in[642] valid for insufficiency of description under section 4888, because it describes tbe invention in terms of function or result without sufficient description of the means devised to accomplish that function or result. See Holland Furniture Co. v. Perkins Glue Co., 277 U. S. 245, 257, 48 S. Ct. 474, 72 L. Ed. 868 (1928); O’Reilly v. Morse, 15 How. 62, 117, 119, 14 L. Ed. 601 (1853); ef. The Incandescent Lamp Patent, 159 U. S. 465,16 S. Ct. .75, 40 L. Ed. 221 (1895). The complete functional description of the invention contained in Claim 37, which we have elaborated above, was noted by the master in his discussion of the elaim; this description, he correctly said, was not in itself objectionable. But the insufficiency of description, the master explicitly said, lay in the omission of the circuits and circuit closing means, the arrangement and interrelation of whieh he had found, in discussing Claim 3', constituted the novelty of the Parker disclosure. Thus the master found, in effect, that Claim 37 was invalid because it attempted to secure a monopoly of the results to be attained through the patentee’s invention without limiting the monopoly to the particular means invented for the accomplishment of those results. Cf. Davis Sewing Mach. Co. v. New Departure Mfg. Co., 217 F. 775, 782 (C. C. A. 6, 1914).

‘Petitioner seems to place the same interpretation upon Claim 37 whieh we have above stated. It contends that Claim 37 was valid as a. elaim for a subeombination comprising the electric switches and switching mechanism described, operable in connection with the circuit and circuit closing means shown in the specifications. This contention, in the light of the well-settled law exemplified in the very eases upon which petitioner relies (see Peering v. Winona Harvester Works, 155 U. S. 286, 302, 15 S. Ct. 118', 39 L. Ed. 153 [1894]; Roberts v. H. P. Nail Co., 53 F. 916, 921 [C. C. Ohio, 1892]; Thomson-Houston Electric Co. v. Black River Traction Co., 135 F. 759, 763 [C. C. A. 2,1905]), must mean that the claim would also protect the same subeombination if used for the purposes described in the elaim in connection with any operable circuit or arrangement of circuits, whether disclosed in the Parker patent, known to the prior art or subsequently invented. Petitioner contends, it is true, that the “operable” clauses import into the elaim the circuits shown in the specifications. But if Claim 37 is to be regarded as a elaim for a subeombination and not as a claim for the whole invention, this last contention must mean that the circuits and circuit closing means are imported into the claim only for the purpose of showing that the subeombination is in fact operable, and not for the purpose of limiting the elaim to that particular arrangement of circuits.

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Otis Elevator Co. v. Pacific Finance Corp., 71 F.2d 641, 22 U.S.P.Q. (BNA) 121, 1934 U.S. App. LEXIS 3163 (9th Cir. 1934).

71 F.2d 641 (Otis Elevator Co. v. Pacific Finance Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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