Osage Tribe of Indians v. United States

81 Fed. Cl. 340, 172 Oil & Gas Rep. 67, 2008 U.S. Claims LEXIS 108, 2008 WL 1765484
CourtUnited States Court of Federal Claims
DecidedMarch 31, 2008
DocketNo. 99-550 L
StatusPublished
Cited by3 cases

This text of 81 Fed. Cl. 340 (Osage Tribe of Indians v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Osage Tribe of Indians v. United States, 81 Fed. Cl. 340, 172 Oil & Gas Rep. 67, 2008 U.S. Claims LEXIS 108, 2008 WL 1765484 (uscfc 2008).

Opinion

OPINION AND ORDER

EMILY C. HEWITT, Judge.

On October 15, 2007, eight individuals who identify themselves as “personal owners of allotted shares or ‘headrights’ of the Osage Tribe of Indians of Oklahoma” (proposed in-tervenors) filed their Motion to Intervene and Amend Complaint and Brief in Support (Mot. Int. or motion to intervene) 1. Plaintiff responded to the motion to intervene by filing Plaintiff Osage Nation’s1 Motion to Disqualify Bradley D. Brickell as Counsel for the Proposed Intervenors (Pl.’s Mot. or plaintiffs motion to disqualify) on November 16, 2007. The proposed intervenors filed their Response of Proposed Intervenors to the Osage Nation’s Motion to Disqualify (Prop. Int. Resp. or proposed intervenors’ response) on December 14, 2007. Plaintiff (plaintiff or the Osage) filed Plaintiff Osage [341]*341Nation’s Reply Brief in Support of its Motion to Disqualify Bradley D. Brickell as Counsel for the Proposed Intervenors (PL’s Reply or plaintiffs reply) on December 21, 2007. The court held a telephonic status conference with the parties on January 4, 2008 at which Mr. Brickell requested and was, by Order of January 4, 2008, granted an opportunity to provide further briefing. See Transcript of Jan. 4, 2008; Order of Jan. 4, 2008. The proposed intervenors filed their additional briefing on January 18,2008 (Prop. Int. Add’l Br. or Proposed Intervenors’ Additional Briefing) to which plaintiffs replied on January 25, 2008 (PL’s Add’l Br.). For the following reasons, plaintiffs motion to disqualify is GRANTED.

1. Background

Bradley D. Brickell previously represented plaintiff in both of the cases now consolidated in this ease. Mr. Brickell filed the complaint for case number 99-550 L on August 2, 1999 and the complaint for case number 00-169 L on March 31, 2000.2 See Case No. 99-550 L, Complaint and Case No. 00-169 L, Complaint.

On May 16, 2003, Wilson K. Pipestem became counsel for the Osage Nation in ease number 99-550 L. This court terminated Mr. Brickell as counsel of record in case number 00-169 L on April 23, 2003 by granting a motion to substitute Mr. Pipestem for Mr. Brickell. Order of Apr. 23, 2003,1. A similar motion was filed in case number 99-550 L and granted by Judge Williams on May 16, 2003. Case No. 99-550 L, Motion to Substitute Attorney William [sic] K. Pipestem in Place of Bradley Dean Brickell; Order of May 16,2003.

On July 1, 2003, Mr. Brickell filed a motion in ease number 00-169 L on behalf of six individual headlight owners seeking leave to appear as amicus curiae and to file a brief on the pending motion to dismiss. Case No. 00-169 L, Motion for Leave to File Memorandum Brief Amicus Curiae (filed July 1, 2003). The Osage Nation opposed the motion. See Case No. 00-169 L, Plaintiff Osage Tribe’s Opposition to Motion of Individual Osage to File Memorandum Brief Amicus Curiae (filed July 21, 2003). The court declared the ami-cus motion moot in light of its decision to deny the motion to dismiss. Case No. 00-169 L, Order of July 28, 2003.

Mr. Brickell then submitted a motion to seal a letter to Chief Gray, Motion to Place Exhibit Under Seal, which he signed as “Attorney for Proposed Amicus Curiae,” Case No. 00-169 L, Motion for Leave to file Memorandum Brief Amicus Curiae 2, a motion which the Osage opposed. Plaintiff Osage Tribe’s Response to Former Counsel’s Motion to Place Exhibit Under Seal. The court, noting that “former counsel is not an attorney of record in the ease,” denied the motion to seal and stated that “[f]ormer counsel shall not file additional briefing in this case unless first granted amicus curiae status in this case or unless requested by the court.” Case No. 00-169 L, Order of Aug. 27, 2003, 1.3

Mr. Brickell filed the proposed interve-nors’ motion to intervene on October 15, 2007.4 Plaintiff filed its motion to disqualify in response. This Opinion and Order reviews the briefing submitted by plaintiffs counsel and Mr. Brickell. For the following [342]*342reasons, plaintiffs motion to disqualify Mr. Brickell is GRANTED.

II. Discussion

A. Legal Standards

The Code of Responsibility that governs this court is the American Bar Association Model Rules of Professional Conduct (ABA Model Rules). Rules of the Court of Federal Claims (RCFC) 83.2(c)(2).5 ABA Model Rule 1.9(a) provides that “[a] lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person’s interests are materially adverse to the interests of the former client unless the former client gives informed consent, confirmed in writing.” ABA Model Rule 1.9(a). ABA Model Rule 1.9(a) contains several elements, including the following: the rule applies to 1) a lawyer who once had an attorney-client relationship with a former client; 2) to prohibit representation in the same or substantially related matter when; 3) there is material adversity between the interests of the former and current clients; unless 4) the former client “gives informed consent, confirmed in writing.” Id.

Several courts, including two federal appellate courts, have addressed ABA Model Rule 1.9(a) in their rulings. In Cole v. Ruidoso Municipal Schools (Cole), 43 F.3d 1373 (10th Cir.1994), the Tenth Circuit set out a three-pronged test for determining whether a lawyer has violated ABA Model Rule 1.9(a), which appears to the court to follow closely the terms of the rule:

A party seeking to disqualify opposing counsel on the ground of a former representation must establish that: (1) an actual attorney-client relationship existed between the moving party and the opposing counsel; (2) the present litigation involves a matter that is ‘substantially related’ to the subject of the movant’s prior representation; and (3) the interests of the opposing counsel’s present client are materially adverse to the movant.

Cole, 43 F.3d at 1384 (citations omitted).6 The court understands the omission of a reference to “the same matter,” as stated in the rule, to be the use of the shorthand because “the same ... matter” could be viewed as subsumed in the category of “substantially related matter.”

The Supreme Court of New Hampshire articulated a test, one that includes four prongs and highlights the requirement addressed in ABA Model rule 1.9(a)—that the moving party did not grant informed consent to its former attorney:

First, there must have been a valid attorney-client relationship between the attorney and the former client. Second, the interests of the present and former clients must be materially adverse. Third, the former client must not have consented, in an informed manner, to the new representation. Finally, the current matter and the former matter must be the same or substantially related.

Sullivan County Reg’l Refuse Disposal Dist. v. Town of Acworth (Sullivan), 141 N.H. 479, 686 A.2d 755, 757 (1996) (citations omitted). Consent is not an issue in this case. There is [343]*343no consent. The case turns on the other elements in ABA Model Rule 1.9(a).

B.

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81 Fed. Cl. 340, 172 Oil & Gas Rep. 67, 2008 U.S. Claims LEXIS 108, 2008 WL 1765484, Counsel Stack Legal Research, https://law.counselstack.com/opinion/osage-tribe-of-indians-v-united-states-uscfc-2008.