Original Appalachian Artworks, Inc. v. Toy Loft, Inc.

684 F.2d 821, 215 U.S.P.Q. (BNA) 745
CourtCourt of Appeals for the Eleventh Circuit
DecidedSeptember 3, 1982
DocketNo. 81-7214
StatusPublished
Cited by145 cases

This text of 684 F.2d 821 (Original Appalachian Artworks, Inc. v. Toy Loft, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Original Appalachian Artworks, Inc. v. Toy Loft, Inc., 684 F.2d 821, 215 U.S.P.Q. (BNA) 745 (11th Cir. 1982).

Opinion

KRAVITCH, Circuit Judge:

The Toy Loft appeals from judgment of the district court, 489 F.Supp. 174, entered after a bench trial, granting Original Appalachian Artworks [OAA] damages for copyright infringement, injunctive relief against future copying and against infringement of trade dress, and $10,000 in attorneys’ fees. The Toy Loft asserts that the trial court erred in finding that OAA had a valid copyright and that the Toy Loft had infringed both that copyright and OAA’s distinctive “trade dress,” and also erred in awarding attorneys’ fees. For the reasons stated below, we affirm.

I. Background

Xavier Roberts president of plaintiff-ap-pellee OAA, has an extensive background in art and soft sculpture. In 1976 and 1977 while employed as the manager of Unicoi State Park’s craft shop, Roberts became acquainted with Martha Nelson, a local artist who made soft-sculpture dolls. Roberts bought several of Ms. Nelson’s dolls for resale at the craft shop, but due to a subsequent dispute she refused to sell Roberts any additional dolls. As a result, in May 1977 Roberts and an artist friend, Debbie Morehead, began making and selling a soft-sculpture doll of their own. During the ten months between May, 1977 and January, 1978, Roberts sold approximately 80 soft-sculpture dolls of varying designs. Approximately half of these dolls contained no copyright notice; the other half had a notice on a tag pinned to the doll.

According to Roberts, he and Morehead were attempting to develop a distinctive soft-sculpture doll during this period, and by February 1978 they had produced what they considered to be an acceptable prototype for general sale. Roberts began producing and selling dolls based on this prototype, all of which carried some copyright notice. The early production dolls had a pinned-on notice which was later replaced with a sewn-in notice. Roberts incorporated OAA in the fall of 1978, and on June 1, 1979 obtained a copyright certificate for the dolls.1

OAA’s dolls, sold under the trade name “The Little People,” have achieved considerable commercial success, in part due to a unique combination of marketing techniques. These techniques include treating the dolls as “babies” who are “adopted” rather than sold; providing the customer with a “birth certificate” and “Official Adoption Papers” which include an “oath of adoption” to be subscribed to by the buyer; individually naming each doll that is produced and communicating this fact by means of a name tag affixed to each doll’s clothing; sending the buyer a birthday card for his “little person” on the first anniversary of the date of sale; and signing each doll’s derriere “Xavier” while advertising that the dolls are a “limited signed edition.”

Appellant David A. Lawson, owner of the Toy Loft, first became aware of OAA’s products when he saw them displayed for sale at Hartsfield Airport in Atlanta in late 1978 or early 1979. The Toy Loft began selling the OAA dolls in May, 1979, after receiving an order of dolls and details of the marketing scheme. Subsequently, Lawson discovered that Martha Nelson had made soft-sculpture dolls prior to OAA, and apparently decided to reap some of the doll business for himself. In November, 1979, Lawson began selling dolls using marketing techniques similar to OAA’s, including of[824]*824fering the dolls for “adoption,” providing a “birth certificate,” and signing the dolls’ derrieres “Mama Stork” with a registration number. Lawson’s dolls, which are called “The Love Me Babies,” have copyright notices affixed by means of a sewn-in tag.

Upon discovering that Lawson was selling his own soft-sculpture dolls, OAA sued for copyright infringement, infringement of trade dress, and unfair competition. After a bench trial, the district court found that the OAA dolls were copyrightable “original works” under the copyright laws; that the 1978 dolls were “new works” so that the sale of the 1977 dolls without proper copyright notices did not invalidate the copyright in the 1978 dolls; that Lawson and the Toy Loft had infringed OAA’s copyright; and that Lawson had also infringed OAA’s distinctive “trade dress” and thus had committed unfair competition.

II. Copyright Infringement

OAA’s primary claim below was that Lawson had infringed its copyright in its dolls. In order to prove a claim of infringement a plaintiff must show (1) that he owns a valid copyright in the work and (2) copying by the defendant. Miller v. Universal City Studios, Inc., 650 F.2d 1365, 1375 (5th Cir. 1981); Ferguson v. National Broadcasting Co., 584 F.2d 111, 113 (5th Cir. 1978). Accord Kamar International, Inc. v. Russ Berrie & Co., 657 F.2d 1059, 1062 (9th Cir. 1981); Durham Industries, Inc. v. Tomy Corp., 630 F.2d 905, 911 (2d Cir. 1980) (quoting Novelty Textile Mills, Inc. v. Joan Fabrics Corp., 558 F.2d 1090, 1092-93 (2d Cir. 1977)). See generally 3 M. Nimmer, Copyright § 13.07 (1981). Lawson claims on appeal that neither of these elements was proven.

A. Validity of OAA’s Copyright

1. The Originality Requirement

Lawson’s first challenge to the validity of OAA’s copyright is that the OAA dolls are “copies” of the pre-existing Martha Nelson dolls and thus lack the originality essential to copyright protection.2 We disagree.

The central requirement of copyright protection for a work is that the work must have an element of originality. 17 U.S.C. § 102 (copyright protection extends to “original works of authorship”); Imperial Homes Corp. v. Lamont, 458 F.2d 895, 897 (5th Cir. 1972); Donald v. Zack Meyer’s T.V. Sales and Service, 426 F.2d 1027, 1029 (5th Cir. 1970), cert. denied, 400 U.S. 992, 91 S.Ct. 459, 27 L.Ed.2d 441 (1971). Accord Kamar International, Inc. v. Russ Berrie & Co., 657 F.2d 1059, 1061 (9th Cir. 1981); Durham Industries, Inc. v. Tomy Corp., 630 F.2d 905, 908-11 (2d Cir. 1980). See generally 1M. Nimmer, Copyright § 2.01 (1981). Although the originality concept defies exact definition, courts generally agree that “originality” for copyright purposes is something less than the novelty or uniqueness necessary for patent protection. Durham Industries, supra, 630 F.2d at 910; Imperial Homes, supra, 458 F.2d at 897; Zack Meyer’s, supra, 426 F.2d at 1029; Nimmer, supra. The test of originality variously has been characterized as “modest,” “minimal,” and “a low threshold.” Durham Industries, supra. Perhaps the most firmly entrenched definition of originality, however, is that first formulated by the Second Circuit and later adopted by the former Fifth:

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684 F.2d 821, 215 U.S.P.Q. (BNA) 745, Counsel Stack Legal Research, https://law.counselstack.com/opinion/original-appalachian-artworks-inc-v-toy-loft-inc-ca11-1982.