Opinion of the Justices to the Senate

764 N.E.2d 343, 436 Mass. 1201, 30 Media L. Rep. (BNA) 1522, 2002 Mass. LEXIS 148
CourtMassachusetts Supreme Judicial Court
DecidedMarch 14, 2002
StatusPublished
Cited by6 cases

This text of 764 N.E.2d 343 (Opinion of the Justices to the Senate) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Opinion of the Justices to the Senate, 764 N.E.2d 343, 436 Mass. 1201, 30 Media L. Rep. (BNA) 1522, 2002 Mass. LEXIS 148 (Mass. 2002).

Opinion

To the Honorable the Senate of the Commonwealth of Massachusetts:

The Justices of the Supreme Judicial Court respectfully submit their answer to the question set forth in an order adopted by the Senate on September 17, 2001, and transmitted to the Justices on September 21, 2001.1 The order indicates that there is pending before the General Court a bill, Senate No. 1939, [1202]*1202entitled “An Act relative to profits from crime.” A copy of the bill was transmitted with the order. The bill adds c. 258D to the General Laws, which requires that certain contracts with a person who committed a crime be submitted to the division of victim compensation and assistance within the Department of the Attorney General (division) for its determination whether the proceeds under the contract are substantially related to a crime. If so, the contracting entity must pay over to the division any monies which would otherwise be owed to the person who committed the crime. The funds are then to be deposited into an escrow account and made available to the victims of the crime.

The order indicates that grave doubt exists as to the constitutionality of the bill, if enacted into law, and requests our opinion on this question:

“Does Senate No. 1939, by restricting the ability of criminal offenders to profit from their crimes, violate the right of freedom of speech as provided by the First Amendment to the Constitution of the United States (which the Fourteenth Amendment applies to the Commonwealth) or as provided in Article XVI of the Declaration of Rights of the Commonwealth?”2

1. Provisions of the bill. Proposed G. L. c. 258D requires any entity (contracting party) contracting with a “defendant” to submit a copy of the contract to the division within thirty days of the agreement if the contracting party knows or reasonably should know that the consideration to be paid to the defendant would constitute “[p]roceeds related to a crime.” §§ 1, 2. It defines “[defendant” as “a person who is the subject of pending criminal charges or has been convicted of a crime or has voluntarily admitted the commission of a crime.” § 1. It defines “[pjroceeds related to a crime” as “any assets, material objects, monies, and property obtained through the use of unique knowledge or notoriety acquired by means and in consequence [1203]*1203of the commission of a crime from whatever source received by or owing to a defendant or his representative, whether earned, accrued, or paid before or after the disposition of criminal charges against the defendant.” Id. Within thirty days of receipt of the contract, the division must determine whether the proceeds under the contract are “substantially related to a crime, rather than relating only tangentially to, or containing only passing references to, a crime,” and must notify the contracting party of its determination. §§ 3, 4. If the division determines that the proceeds under the contract are substantially related to a crime, the contracting party has fifteen days in which to pay to the division the monies owed to the defendant under the contract or post a bond covering such amount. § 5. The contracting party may seek reconsideration of the division’s determination, and may seek judicial review of the decision in accordance with G. L. c. 30A, § 14. § 6. However, the obligation to make payment to the division (or post a bond) is not stayed pending a decision on reconsideration or pending judicial review. Id.

The monies paid over by the contracting party are placed in an escrow account for the benefit of the victims of the defendant’s crime. § 5. The division must notify all known victims of the defendant’s crime that the defendant has such a contract and must publish a general notice in a newspaper every six months for a year. § 8. Within three years from the date of the last publication, victims may bring a civil action against the defendant, regardless of the earlier expiration of any applicable statute of limitations. § 9. The escrowed funds are used to satisfy any judgment obtained by the victim against the defendant; however, no funds can be transferred until the defendant is convicted of the crime or has voluntarily admitted the commission of the crime.3 § 11. After all judgments against the defendant are paid, or if no victim files an action within the required three-year period, one-half the remaining escrowed funds are returned to the contracting party. § 13. The other half is deposited into the victim compensation fund maintained under G. L. c. 258C, § 4 (c). § 13.

2. Background of the proposed legislation. Many States have enacted statutes similar to Senate No. 1939 in an attempt to [1204]*1204prevent defendants from reaping financial gain from their crimes and to redirect a defendant’s funds to the compensation of crime victims.4 In 1977, New York enacted the nation’s first such statute in response to the lucrative opportunities presented to the serial killer David Berkowitz, popularly known as the “Son of Sam,” for the rights to his story. That statute required any entity contracting with a “person convicted of a crime”5 for the “reenactment of [the] crime, by way of a movie, book, magazine article ... or from the expression of such accused or convicted person’s thoughts, feelings, opinions or emotions regarding such crime” to submit a copy of the contract and pay over any income under that contract to the State’s Crime Victims Board. N.Y. Exec. Law § 632-a(l) (McKinney 1982 & Supp. 1991). Several States, including Massachusetts, quickly followed by enacting similar laws. The first such statute in Massachusetts was modeled after the New York statute and followed its language closely. See G. L. c. 258A, § 8.

[1205]*1205In 1991, the United States Supreme Court struck down the New York statute, declaring it unconstitutionally overbroad. Simon & Schuster, Inc. v. New York Crime Victims Bd., 502 U.S. 105 (1991) (Simon & Schuster). Applying a standard of strict scrutiny, the Court found that the statute was not narrowly tailored to serve the State’s compelling interests in ensuring that victims are compensated by those who harm them and in preventing criminals from profiting from their crimes. Id. at 121-123. Consequently, both New York and Massachusetts repealed their respective statutes. See N.Y. Exec. Law § 632-a (McKinney 1982 & Supp. 1991), repealed by L. 1992, c. 618, § 10; G. L. c. 258A, § 8, repealed by St. 1993, c. 478, § 3.

Senate No. 1939 is an attempt to reenact a similar statute in Massachusetts, addressing the concerns articulated by the United States Supreme Court in Simon & Schuster, supra. We are of the opinion that Senate No. 1939 has not successfully addressed those concerns and therefore still violates the First Amendment to the United States Constitution and art. 16 of the Declaration of Rights, as amended by art. 77 of the Amendments to the Massachusetts Constitution.6

3. Analysis. We note at the outset that portions of Senate No.

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764 N.E.2d 343, 436 Mass. 1201, 30 Media L. Rep. (BNA) 1522, 2002 Mass. LEXIS 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/opinion-of-the-justices-to-the-senate-mass-2002.