O'NEAL v. SmithKline Beecham Corp.

551 F. Supp. 2d 993, 2008 U.S. Dist. LEXIS 6804, 2008 WL 275782
CourtDistrict Court, E.D. California
DecidedJanuary 30, 2008
DocketCIV S-06-1063 FCD/DAD
StatusPublished
Cited by3 cases

This text of 551 F. Supp. 2d 993 (O'NEAL v. SmithKline Beecham Corp.) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'NEAL v. SmithKline Beecham Corp., 551 F. Supp. 2d 993, 2008 U.S. Dist. LEXIS 6804, 2008 WL 275782 (E.D. Cal. 2008).

Opinion

MEMORANDUM AND ORDER

FRANK C. DAMRELL, JR., District Judge.

This matter is before the court on defendant SmithKline Beecham Corporation, d/b/a GlaxoSmithKline’s (“GSK”) motion for summary judgment on the ground plaintiffs Terri O’Neal and Barry Bratt’s (“plaintiffs”) state tort claims are preempted by federal law, ie., the Federal Food, Drug, and Cosmetic Act (“FDCA”), 21 U.S.C. § 301 et seq., and its implementing regulations, because they require warnings that directly conflict with federal law governing the labeling and warnings for Pax-il® (“Paxil”). Plaintiffs bring this action for the wrongful death of their son, Benjamin Bratt (“Benjamin”), who attempted suicide, on February 14,1997, at the age of 13, while being treated with Paxil, an antidepressant medication manufactured and sold by GSK. Benjamin died on February 15, 1997 from injuries sustained from his suicide attempt.

The gravamen of plaintiffs’ claims is that GSK should have provided, at the time of Benjamin’s death, a warning that Paxil is associated with suicidality 1 in pediatric patients. GSK contends, however, that plaintiffs’ state tort claims directly conflict with the FDA’s-mandated labeling for Pax-il in February 1997, and implementation of the warning urged by plaintiffs would have rendered Paxil’s prescribing information false and misleading under federal law, as no reasonable evidence existed, at the time, to support implementation of the warning. As such, because there is a di *995 rect and actual conflict between plaintiffs’ state law claims and federal law, GSK asserts plaintiffs’ claims are preempted and must be dismissed.

The court heard oral argument on the motion on January 18, 2008. By this order, the court now renders its decision, granting GSK’s motion in its entirety. For the reasons set forth below, the court finds that federal law preempts plaintiffs’ instant action against GSK.

BACKGROUND

A. FDA Regulation of Drug Labeling Generally

The Federal Drug Administration (“FDA”) is responsible for enforcing the FDCA. In the FDCA, Congress broadly charged the FDA with promoting “the public health by promptly and efficiently reviewing clinical research and taking appropriate action on the marketing of regulated products,” 21 U.S.C. § 393(b)(1), and with ensuring that “drugs are safe and effective,” 21 U.S.C. § 393(b) (2)(B). Congress also provided the FDA with exclusive authority to enforce the FDCA, and litigants cannot enforce the FDCA through private actions. 21 U.S.C. § 337(a); Buckman Co. v. Plaintiffs’ Legal Comm., 531 U.S. 341, 349 n. 4, 121 S.Ct. 1012, 148 L.Ed.2d 854 (2001).

As part of its regulatory mission, the FDA undertakes an extensive review of new drugs before they are allowed on the market. See 21 U.S.C. § 355 (outlining the New Drug Application [“NDA”], which requires, among many other things, evidence establishing whether the drug is safe and effective in its use and proposed labeling). Most prescription drugs, including Paxil, begin the regulatory approval process as a “new drug.” 21 U.S.C. § 321(p). The FDA carefully reviews the NDA and identifies the actual and potential safety risks the drug poses and decides how these risks should be disclosed in the prescribing information. The FDA approves the NDA only after it concludes that a prescription drug is both “safe” and “effective” under the conditions of use specified in the proposed prescribing information. 21 C.F.R. §§ 201.56(d), 201.57 (FDA must be satisfied that the drug’s labeling accurately describes its indications, dosages, administration, contraindications, warnings and precausations, adverse reactions, interactions, and use in specific populations). The FDA must disapprove a NDA if it finds that: (1) investigations conducted to establish safety and effectiveness were not adequate; (2) the prescription drug is not safe for use under the conditions provided in the proposed labeling; or (3) the proposed labeling is false and misleading. 21 U.S.C. § 355(d); 21 C.F.R. § 314.125(b)(2), (3), (6).

As part of the approval process, manufacturers of new drugs submit to the FDA “specimens of the labeling proposed to be used for such drug.” 21 U.S.C. § 355(b)(1). While there are several mandatory aspects of included drug information (see 21 C.F.R. § 201.56-57), the aspect relevant to the present case involves the “warnings” section. This section must describe “clinically significant adverse reactions (including any that are potentially fatal, are serious even if infrequent, or can be prevented or mitigated through appropriate use of the drug).” 21 C.F.R. § 201.57(c)(6)(I). Under the FDA’s regulations, warnings must be included on a label “as soon as there is reasonable evidence of a casual association [of a serious hazard] with a drug.” Id. 2

*996 The FDA communicates its decision to approve the NDA through an approval letter that sets out FDA’s terms for approving both the drug and its labeling. FDA approval of a NDA is expressly conditioned on the development and use of “final printed labeling” (prescribing information) that is identical, in every material respect, to the labeling that accompanies the approval letter. 21 C.F.R. § 314.105(b). Use of the FDA-approved prescribing information is mandatory and failure to comply may lead to civil and criminal enforcement. The FDCA envisions a number of remedies against violators, including in rem forfeiture, injunction, and/or criminal prosecution against the manufacturer or responsible person if a “misbranded” drug is distributed. 21 U.S.C. §§ 332(a), 333, 334(a)

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Related

Forst v. SmithKline Beecham Corp.
639 F. Supp. 2d 948 (E.D. Wisconsin, 2009)
Knipe v. SmithKline Beecham
583 F. Supp. 2d 553 (E.D. Pennsylvania, 2008)
Horne v. Novartis Pharmaceuticals Corp.
541 F. Supp. 2d 768 (W.D. North Carolina, 2008)

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Bluebook (online)
551 F. Supp. 2d 993, 2008 U.S. Dist. LEXIS 6804, 2008 WL 275782, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oneal-v-smithkline-beecham-corp-caed-2008.