Olaf A. Hallstrom and Mary E. Hallstrom, Husband and Wife, and Cross-Appellees v. Tillamook County, a Municipal Corporation, and Cross-Appellant

831 F.2d 889
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 3, 1987
Docket86-4016, 86-4100 and 86-4257
StatusPublished
Cited by8 cases

This text of 831 F.2d 889 (Olaf A. Hallstrom and Mary E. Hallstrom, Husband and Wife, and Cross-Appellees v. Tillamook County, a Municipal Corporation, and Cross-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Olaf A. Hallstrom and Mary E. Hallstrom, Husband and Wife, and Cross-Appellees v. Tillamook County, a Municipal Corporation, and Cross-Appellant, 831 F.2d 889 (9th Cir. 1987).

Opinions

EUGENE A. WRIGHT, Circuit Judge:

This case requires us to determine whether failure to comply with the 60 day notice requirement of the Resource Conservation and Recovery Act of 1976 (RCRA) [890]*890deprived the district court of subject matter jurisdiction to hear this case. Of the seven circuits that have considered this issue, three have found that notice is a jurisdictional prerequisite and four have held that notice is merely procedural.

We hold that proper notice is a precondition of the district court’s jurisdiction. Because the Hallstroms failed to notify the Environmental Protection Agency (EPA) and the Oregon Department of Environmental Quality (DEQ) before filing suit, the district court lacked subject matter jurisdiction to hear the case. We remand for dismissal.

BACKGROUND

The Hallstroms own property near the Tillamook County landfill. They allege that leachate (contaminated liquid) discharged from the landfill caused or contributed to bacterial and chemical pollution of their surface and ground water. In April 1982, they filed suit against the county under 42 U.S.C. § 6972, claiming that the county was violating RCRA, 42 U.S.C. § 6901, et seq. Nine months later they notified in writing the EPA and the DEQ of the suit. They also made pendent state law claims for common law nuisance, trespass, and inverse condemnation.

The district court found that leachate from the landfill was polluting the Hallstroms’ land in violation of RCRA and the Oregon State-Wide Water Quality Management Plan, which is incorporated by RCRA. The court ordered the county to contain the leachate within two years. The state claims were heard by a jury, which found for the county on all three claims. DISCUSSION

42 U.S.C. § 6972(b)(1) provides:

No action may be commenced under ... this section ... prior to sixty days after the plaintiff has given notice of the violation to — (i) the Administrator [of the EPA]; (ii) the State in which the allege violation occurs; and (iii) any alleged violator of [any] permit, standard, regulation, condition, requirement, prohibition, or order [pursuant to RCRA] ...

At least eight environmental statutes contain identical or similar notice provisions. Susquehanna Valley Alliance v. Three Mile Island, 619 F.2d 231, 242 n. 12 (3d Cir.1980), cert. denied, 449 U.S. 1096, 101 S.Ct. 893, 66 L.Ed.2d 824 (1981). Courts have construed these provisions identically despite slight differences in wording. See, e.g., Garcia v. Cecos Int’l, Inc., 761 F.2d 76, 79 (1st Cir.1985); Natural Resources Defense Council v. Train, 510 F.2d 692, 699-700 (D.C.Cir.1974).

This notice requirement is designed to balance the value of citizen enforcement of federal environmental policies against the burdens that such enforcement places on the EPA and the federal courts. By notifying the EPA and the state of potential legal action, the citizen plaintiff allows them to avoid litigation by investigating and correcting the alleged violation through nonjudicial means. Garcia, 761 F.2d at 81; National Resources Defense Council, 510 F.2d at 700 (D.C.Cir.1974).

This court considers for the first time the significance of the § 6972(b)(1) requirement. Two conflicting interpretations divide the circuits that have considered this section.

The “pragmatic approach,” adopted by the Second, Third, Eighth, and District of Columbia Circuits, treats the notice requirement in the federal environmental statutes as procedural. See, e.g., Natural Resources Defense Council v. Callaway, 524 F.2d 79, 83-84 (2d Cir.1975); Susquehanna Valley Alliance, 619 F.2d at 243; Hempstead County and Nevada County Project v. U.S.E.P.A., 700 F.2d 459, 463 (8th Cir.1983); Natural Resources Defense Council v. Train, 510 F.2d 692 (D.C.Cir. 1974). Failure to satisfy its terms may be cured by the court staying proceedings for 60 days so that the purpose of the notice requirement may be met. Under this approach, so long as 60 days elapse before the district court takes action, formal compliance with the terms of the requirement is not required.

This approach focuses on the role and right of the citizen in enforcing federal environmental policies. See, e.g., Natural Resources Defense Council, 510 F.2d at [891]*891700 (“[citizens can be a useful instrument for detecting violations and bringing them to the attention of the enforcement agencies and courts alike.”) Adherents of this view believe that strict application and enforcement of the notice requirement is contrary to Congress’ intent in permitting citizen actions. Such a construction would frustrate citizen enforcement of the act, Pymatuning Water Shed Citizens, etc. v. Eaton, 644 F.2d 995, 996 (3d Cir.1981), and treat citizens as “troublemakers” rather than “welcome participants in the vindication of environmental interests.” Proffitt v. Commissioners, Township of Bristol, 754 F.2d 504, 506 (3d Cir.1985)

We adopt Judge Wisdom’s better reasoned “jurisdictional prerequisite approach,” set forth in Garcia, 761 F.2d at 78. See also Walls v. Waste Resource Corp., 761 F.2d 811, 316 (6th Cir.1985); City of Highland Park v. Train, 519 F.2d 681 (7th Cir.1975), cert. denied, 424 U.S. 927, 96 S.Ct. 1141, 47 L.Ed.2d 337 (1976). This approach focuses on the plain language of the statute and the policy concerns underlying the notice requirement.

Judge Wisdom wrote, “The plain language of § 6972(b) commands sixty days’ notice before commencement of the suit. To accept anything less ‘constitutes, in effect, judicial amendment in abrogation of explicit, unconditional statutory language.’ ” Garcia, 761 F.2d at 78. “The notice requirement is not a technical wrinkle or superfluous formality that federal courts may waive at will____ [I]t is part of the jurisdictional conferral from Congress that cannot be altered by the courts.” Id. at 79.

Strict application of the notice requirement is supported by an exception within § 6972 which waives the 60 day notice requirement if the alleged violation involves hazardous waste. 42 U.S.C. § 6972.

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