Office of Public Advocacy v. Superior Court, Third Judicial District

462 P.3d 1000
Alaska Supreme Court·Decided May 1, 2020·No. S17330·Published·Cited by 3 cases

Opinion

Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.us.

THE SUPREME COURT OF THE STATE OF ALASKA

OFFICE OF PUBLIC ADVOCACY, )

) Supreme Court No. S-17330 Petitioner, )

) Superior Court No. 3PA-18-00204 CN v. )

) OPINION SUPERIOR COURT, THIRD JUDICIAL ) DISTRICT, ) No. 7448 – May 1, 2020 )

Respondent. )

)

Petition for Review from the Superior Court of the State of Alaska, Third Judicial District, Palmer, Kari Kristiansen, Judge.

Appearances: Olena Kalytiak Davis, Anchorage, for Petitioner. Dunnington Babb, Cashion Gilmore LLC, Anchorage, for Respondent. Renee McFarland, Assistant Public Defender, and Beth Goldstein, Acting Public Defender, Anchorage, for Public Defender Agency. Maria Bahr, Assistant Attorney General, Anchorage, and Kevin G. Clarkson, Attorney General, Juneau, for Office of Children’s Services.

Before: Bolger, Chief Justice, Winfree, Stowers, Maassen, and Carney, Justices.

WINFREE, Justice.

I. INTRODUCTION The primary issue in this child in need of aid (CINA) proceeding is whether a putative father’s parentage may be judicially established by “sufficient evidence” presented to the superior court — or must be established by scientific, genetic testing — to allow appointment of public agency counsel to the putative father in a CINA proceeding. We conclude that a judicial determination of paternity does not necessarily need underlying scientific, genetic testing in this context, and we affirm the superior court’s decision. II. FACTS AND PROCEEDINGS A. Emergency Custody In early December 2018 Jan K. gave birth to Ada K. in Anchorage.1 Within a few days the Office of Children’s Services (OCS) took emergency custody of Ada2 and filed an emergency petition to adjudicate her as a child in need of aid.3 OCS’s petition identified Ralph W. as Ada’s father. OCS indicated Jan had reported that Ralph was the “biological father” and that he “had intended to be at the hospital for the birth.”

OCS asserted in its petition that Jan and Ralph did not reside together, but that both lived in Wasilla. OCS indicated that Ralph had “presented at the office and wanted a paternity test done.” According to OCS, Ralph said he had known Jan for “approximately one year”; Ralph “was aware of the pregnancy and was certain that he was the father and wanted the child to be placed with him.” OCS also asserted that

1 Pseudonyms are used to protect the parties’ privacy.

2 See AS 47.10.142 (authorizing OCS to take emergency custody of child).

3 See AS 47.10.142(c) (“If the department determines that continued custody is necessary to protect the child, the department shall notify the court of the emergency custody by filing, within 24 hours after custody was assumed, a petition alleging that the child is a child in need of aid.”).

Ralph said he had been present at all of Jan’s prenatal appointments and they planned to marry. According to OCS, Ralph explained he had not been present at the birth because Jan had been unable to call him, and no one else had called him. OCS noted that Ralph took a paternity test that day.

B. CINA Proceedings The superior court held an emergency temporary custody hearing concerning Ada the next day.4 Jan and Ralph were present and identified themselves as Ada’s mother and father. When asked whether they wanted lawyers, Jan and Ralph answered affirmatively; OCS then argued that Ralph was a “putative father” and that the court could not appoint a lawyer for him until his paternity was established through the previous day’s paternity test, although the results were not expected for approximately two weeks.

To obtain “testimony about the appointment of counsel,” the court placed Jan and Ralph under oath and inquired about their financial circumstances and relationships to Ada. After confirming that the Public Defender Agency represented Jan in other proceedings and that her financial situation had not substantially improved, the court appointed the Agency to represent Jan. The court determined Ralph also was financially eligible and asked more questions regarding paternity:

The Court: Are you on the birth certificate? Jan: We didn’t get to fill out the paperwork — Ralph: Yeah. I didn’t — Jan: — before [Ada] was removed. I’m not even on the birth certificate, as far as I know.

4 See AS 47.10.142(d) (requiring court to hold temporary custody hearing within 48 hours of when court is notified of emergency custody of child alleged to be in need of aid).

The Court: Okay. Ralph: Yeah. I wasn’t able to make it into Anchorage. The Court: All right. And [Jan], I’m sorry I don’t know the answer to this question. Are you married to anybody else currently? Jan: No. The Court: Okay. So you’re not married. And do you believe [Ralph] is the father? Jan: Oh, yes. Ralph: Oh, yeah. The Court: And [Ralph], you believe you’re — Ralph: Yeah, there’s no doubt. The Court: — the father? I understand a paternity test has been taken, but there’s nobody else who would — who is claiming to be the father and there’s no one else who would be the legal father of this child, so I’m going to appoint the father a public defender at this point.

The public defender in court indicated that the Office of Public Advocacy (OPA) would have to substitute as counsel for Ralph because of the Agency’s conflict in representing Jan and that it was unclear how OPA would respond.

That same day the court ordered appointment of counsel for Ralph in the CINA proceedings. When the parties next returned to court, Jan’s public defender informed the court that OPA had refused to stipulate to a substitution of counsel. The public defender indicated that OPA believed the previous testimony was insufficient to establish Ralph’s paternity.

The initial superior court judge was preempted and a second superior court judge then held a hearing to “clarify [Ralph’s] appointment.” After learning that Jan and

Ralph had testified under oath to their belief that Ralph was the father, the court issued an order directly appointing OPA to represent Ralph. The court stated:

And [OPA] can file a motion with the court, but my position in these cases has always been that I’m not going to wait for a DNA test to tell the court . . . whether somebody is verifiably a father or not if the parents are willing to affirmatively state so under oath. I don’t think that parents should have to wait to get counsel appointed to represent them, and I don’t – ....

– think it’s the court system’s duty to do that either. Jan’s public defender agreed that doing so “better preserve[d] [the] father’s constitutional rights” and validated Ralph’s concerns about the first few weeks with a child being “very important.” Ralph asked the court about the soonest date Ada could be placed with him. OCS indicated that it was still waiting for the paternity test results and “looking into [Ralph’s] background.”

At a mid-December hearing OPA’s deputy director appeared in an administrative capacity and stated OPA’s position that, despite the previous paternity testimony, without paternity test results appointment of counsel is “not authorized” for a “putative father.” OPA’s deputy director explained that the court could appoint Administrative Rule 12(e)5 counsel for Ralph and that OPA could take the case once positive paternity test results were received. The court responded:

[I]f parents have, under oath, both testified that they believe that the father, although he’s not actually been DNA-tested, the results are not in, and they’re not married, that based on that testimony, that that’s . . . sufficient evidence to show that

5 See Alaska Admin. R. 12(e)(1), (5) (providing for constitutionally required appointment of counsel at court system expense when appointment of Public Defender Agency or OPA is not authorized).

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Office of Public Advocacy v. Superior Court, Third Judicial District, 462 P.3d 1000 (Ala. 2020).

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