Office of Lawyer Regulation v. Steven D. Johnson

2023 WI 73
Wisconsin Supreme Court·Decided November 2, 2023·No. 2022AP000011-D·Published·Cited by 1 cases

Opinion

2023 WI 73

SUPREME COURT OF WISCONSIN CASE NO.: 2022AP11-D

COMPLETE TITLE: In the Matter of Disciplinary Proceedings Against

Steven D. Johnson, Attorney at Law:

Office of Lawyer Regulation, Complainant-Respondent,

v.

Steven D. Johnson,

Respondent-Appellant.

DISCIPLINARY PROCEEDINGS AGAINST JOHNSON

OPINION FILED: November 2, 2023 SUBMITTED ON BRIEFS: ORAL ARGUMENT:

SOURCE OF APPEAL:

COURT:

COUNTY:

JUDGE:

JUSTICES: Per curiam.

ATTORNEYS:

2023 WI 73

NOTICE

This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.

No. 2022AP11-D STATE OF WISCONSIN : IN SUPREME COURT

In the Matter of Disciplinary Proceedings Against Steven D. Johnson, Attorney at Law:

Office of Lawyer Regulation, FILED Complainant-Respondent, NOV 2, 2023 v. Samuel A. Christensen Clerk of Supreme Court

Steven D. Johnson,

Respondent-Appellant.

ATTORNEY disciplinary proceeding. Attorney's license suspended.

¶1 PER CURIAM. This disciplinary matter comes to the court on Attorney Steven D. Johnson's appeal of a report and recommendation of Referee Sue E. Bischel. After holding an evidentiary hearing, the referee concluded that the Office of Lawyer Regulation (OLR) had proven the five misconduct charges asserted in its complaint; namely, one count of engaging in offensive personality, in violation of Supreme Court Rule (SCR)

20:8.4(g)1 and SCR 40.15;2 one count of failing to adequately supervise nonlawyer staff members, in violation of SCR 20:5.3(a)3 and (b);4 two counts of violating the duty of candor toward a tribunal, in violation of SCR 20:3.3(a)(1);5 and one count of failing to properly communicate with his client in violation of SCR 20:1.4(b).6 As a sanction, the referee recommended that the court suspend Attorney Johnson's Wisconsin law license for six months and order him to pay the full costs of this disciplinary

1 SCR 20:8.4(g) provides: "It is professional misconduct for a lawyer to violate the attorney's oath."

2 SCR 40.15 provides, in pertinent part: "I will abstain from all offensive personality and advance no fact prejudicial to the honor or reputation of a party or witness, unless required by the justice of the cause with which I am charged."

3 SCR 20:5.3(a) provides: "With respect to a nonlawyer employed or retained by or associated with a lawyer a partner, and a lawyer who individually or together with other lawyers possesses comparable managerial authority in a law firm shall make reasonable efforts to ensure that the firm has in effect measures giving reasonable assurance that the person's conduct is compatible with the professional obligations of the lawyer."

4 SCR 20:5.3(b) provides: "With respect to a nonlawyer employed or retained by or associated with a lawyer a lawyer having direct supervisory authority over the nonlawyer shall make reasonable efforts to ensure that the person's conduct is compatible with the professional obligations of the lawyer."

5 SCR 20:3.3(a)(1) provides: "A lawyer shall not knowingly make a false statement of fact or law to a tribunal or fail to correct a false statement of material fact or law previously made to the tribunal by the lawyer."

6 SCR 20:1.4(b) provides: "A lawyer shall explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation."

matter, which, as of June 14, 2023, total $33,001.74. Restitution is not at issue.

¶2 Attorney Johnson has appealed the referee's report and recommendation. In his appellate briefing, Attorney Johnson argues that the referee made certain incorrect factual findings; that the OLR failed to meet its burden of proof; and that a six- month suspension of his license to practice law is an excessive sanction.7

¶3 After reviewing this matter and considering Attorney Johnson's appeal, we accept the referee's factual findings, and we agree with the referee that Attorney Johnson committed the charged violations. We further agree with the referee that Attorney Johnson's misconduct warrants a six-month license suspension. We impose full costs.

¶4 Attorney Johnson was admitted to practice law in Wisconsin in July 2005 and practices in Appleton, Wisconsin. He has a disciplinary history. In August 2008, he received a

private reprimand for being convicted of one count of misdemeanor battery as a domestic abuse incident. Private

Reprimand No. 2008-21.8 In May 2010, he received a public

7At oral argument, Attorney Johnson modified his argument regarding the factual accuracy of the referee's report. While registering general disagreement with the referee's findings, he argued that even if all of the findings are accepted, they are insufficient to justify the recommended six-month suspension.

8Electronic copy available at https://compendium.wicourts.gov/app/54621f3d2a71043b345c4c516a74 3019494e1732.continue?action=detail&detailOffset=13.

reprimand for being convicted of one count of felony child abuse (recklessly causing harm), which related to an incident occurring at Attorney Johnson's home involving his 12-year-old son. Public Reprimand of Steven D. Johnson, No. 2010-4.9

¶5 Attorney Johnson has been a solo practitioner at Johnson Law Firm SC in Appleton, Wisconsin during his entire legal career. All of Attorney Johnson's employees are nonlawyers. His areas of practice are criminal defense, family law, personal injury, and bankruptcy. He takes public defender appointments in certain types of cases.

¶6 The behavior in question took place from late 2018 to late 2020. As mentioned above, Attorney Johnson's behavior gave rise to five counts of misconduct.

 Count One

¶7 In Count One, the OLR alleged that Attorney Johnson engaged in offensive personality toward his staff in violation of the Attorney's Oath in SCR 40.15, which is enforced via SCR

20:8.4(g). Several members of Attorney Johnson's staff testified at the evidentiary hearing regarding his office

conduct. Attorney Johnson also testified regarding his office conduct. After hearing competing testimony on the issue, the referee chose to believe the version of events to which several of his staff members testified. Specifically, the referee found that, starting in late 2018 and continuing to April 2020,

Electronic 9 copy available at https://compendium.wicourts.gov/app/280d26380115475582510c652e62 7c1c456d1251.continue?action=detail&detailOffset=1.

Attorney Johnson repeatedly used the words "bitches," "stupid bitches," "whores," "idiots," "retard," and "retarded" when addressing staff. The referee further found that Attorney Johnson yelled at staff, sometimes for an extended period of time, and occasionally hit the counter or wall when upset. The referee further found that Attorney Johnson yelled at three of his staff members, "I hope you and all your fucking children die," causing one staff member to quit immediately because she had a young child suffering from cancer. The referee further found that on one occasion, Attorney Johnson uttered a racial slur that was overheard by two employees. Finally, the referee found that at least five of Attorney Johnson's staff members left their employment primarily because of Attorney Johnson's behavior.

¶8 Based on these findings, the referee concluded that Attorney Johnson failed to refrain from all offensive personality in his interactions with his employees from late

2018 through April 2020, and therefore violated the Attorney's Oath in SCR 40.15, which is enforced via SCR 20:8.4(g).

 Count Two

¶9 Count Two concerns Attorney Johnson's alleged failure to review documents prepared by his staff prior to those documents being filed with the court, and alleged failure to adequately supervise and train his staff, in violation of SCR 20:5.3(a) and (b). Several members of Attorney Johnson's staff

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