Office of Disciplinary Counsel v. Gould

195 P.3d 1197, 119 Haw. 265, 2008 Haw. LEXIS 268
CourtHawaii Supreme Court
DecidedNovember 20, 2008
Docket22239
StatusPublished
Cited by6 cases

This text of 195 P.3d 1197 (Office of Disciplinary Counsel v. Gould) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Disciplinary Counsel v. Gould, 195 P.3d 1197, 119 Haw. 265, 2008 Haw. LEXIS 268 (haw 2008).

Opinion

Opinion of the Court by

MOON, C. J.

The Disciplinary Board of the Hawaii Supreme Court, pursuant to Rule 2.17(c) of the Rules of the Supreme Court of the State of Hawaii (RSCH), submitted its report and recommendation on September 26, 2008, recommending that Petitioner Burton D. Gould’s “Petition for Reinstatement be granted and that he be reinstated to the practice of law in the State of Hawaii.” For the reasons discussed below, we respectfully disagree with the Disciplinary Board’s recommendation.

The Disciplinary Board concluded that Gould—while suspended'—committed multiple violations of the following Hawaii Rules of Professional Conduct (HRPC):

(1) Rule 84(c) (relating to conduct involving dishonesty, fraud, deceit, or misrepresentation);
(2) Rule 84(a) (violating a rule of professional conduct);
(3) Rule 34(e) (knowingly disobeying an obligation under the rules of a tribunal); and
(4) Rule 5.5(a) (practicing in a jurisdiction where doing so violates the regulation of the legal profession).

In our view, Gould’s additional violations while suspended, coupled with his explanations in regard thereto, belie the Disciplinary Board’s conclusion that Gould “has overcome the weaknesses which produced the earlier misconduct[.]” Moreover, given these additional violations, it appears that Gould’s cavalier disregard of the ethical rules that led to the underlying five-year suspension has not abated. Consequently, we deny Gould’s petition for reinstatement to the practice of law.

I. BACKGROUND

A. Gould’s Five-Year Suspension

On September 15, 1999, the supreme court rejected the Disciplinary Board’s recommended one year and one day suspension *267 and suspended Gould for five years. 1 supreme court’s order stated, in part: The

The record establishes a cavalier disregard of clear rules regarding settlement of claims, contingent fee agreements, false statements, and misrepresentation. But for the mitigating fact that Respondent Gould did not benefit financially, the egregious nature of Respondent Gould’s actions would merit disbarment.

(Emphasis added.)

In addition to imposing the five-year suspension, the supreme court’s order required “full compliance with RSCH [Rule] 2.16(d)” and “restitution to Fireman’s Fund [of] all amounts [Gould] received ... that were not subsequently paid to his client, [the client’s] health care providers, or others on [the client’s] behalf.” The supreme court denied Gould’s motion for reconsideration and awarded costs to the Office of Disciplinary Counsel (ODC). The awarded costs were subsequently paid.

Gould’s suspension commenced October 15, 1999. Gould was eligible to apply for reinstatement after April 15, 2002. See RSCH Rule 2.17(b) (“An attorney suspended from practice for more than one year may not apply for reinstatement until the expiration of at least one-half of the period of suspension.”). On October 21, 2005, Gould petitioned the supreme court for reinstatement. On November 8, 2005, the petition was rejected without prejudice to filing with the Disciplinary Board, as required by RSCH Rule 2.17(e) (“Petitions for reinstatement by a disbarred or suspended attorney shall be filed with the Board and served upon Counsel.”). 2 The Disciplinary Board received Gould’s petition for reinstatement on January 22, 2007.

Gould’s Actions While Suspended B.

First, Gould did not timely comply with RSCH Rule 2.16. Indeed, his RSCH Rule 2.16(d) affidavit, due by October 25, 1999, was not filed until May 1, 2008. Second, between February 1, 2005 and March 8, 2006, ODC received the following complaints against Gould:

1. ODC 8165: Tina Bass & Barry Shapiro

According to the hearing committee’s findings of fact (FOF) 12, Tina Bass and Barry Shapiro, tenants evicted from Gould’s wife’s Maui property, complained that Gould was using the designation “J.D.” (or Juris Doctor) after his name on his office door.

In a letter dated February 21, 2005, Gould explained that he had two law degrees—a Bachelor of Science in Law (or B.S.L.) and a Bachelor of Laws (or L.L.B.). He indicated he had contacted Northwestern University School of Law and learned that Northwestern did not convert their L.L.B.s to J.D.s and promised to change “all signage ... to Burton D. Gould B.S.L., L.L.B.”

In a letter to Gould, dated March 28, 2008, the ODC advised Gould that it had determined that Gould’s “improper use of the signage, ‘J.D.,’ instead of ‘L.L.B.,’ violated ” HRPC 8.4(c) (“conduct involving dishonesty, fraud, deceit, or misrepresentation”) and HRPC 8.4(a) (violating a rule of professional conduct), but that no discipline would be imposed because neither Bass and Shapiro nor the legal system were substantively harmed and because Gould stopped using the “ ‘J.D.’ signage.” (Emphasis added.)

*268 2.ODC 8166: James L. Worley-Pali Kai Realtors

On December 29, 2004, under the letterhead of “Burton D. Gould, J.D.,” Gould wrote to “Robert” [James] Worley of “Poly” [Pali] Kai Realty. The letter indicated that Gould was acting as “agent for Mr. Alan Bradbury and Ms. Geneen Summer[.]” The letter complained of mold and fungus in a purchased property and said “[t]hey would like to resolve this problem without the intervention of attorneys and protracted litigation.” Worley wrote to ODC on January 17, 2005 “with the concern that Mr. Gould, by the tenure [sic] and the J.D. portion of his letter is possibly acting as an attorney[.]”

During the investigation of the Worley matter, the ODC requested from attorney William McKeon, attorney for the property’s homeowner’s association, information regarding his dealings with Gould. In response, McKeon provided copies of various correspondence, one of which was a November 11, 2004 letter from Gould, as agent for Bradbury and Summer, to McKeon, attempting to “clarify” the “Bradbury-Summer position” with regard to the mold/fungus problem. Upon verifying that Gould was suspended, McKeon wrote to Bradbury and Summer, on November 19, 2004, requesting that any further correspondence come from Bradbury, the unit owner, not Gould.

In response to the Worley complaint, Gould stated, in a letter dated February 7, 2005, that he had “agreed to act as [Bradbury’s and Summer’s] agent” and, with regard to “the use of J.D., [indicated] that is one of my degrees.” In a subsequent letter to ODC, dated June 11, 2007, Gould—responding specifically to inquiries regarding his correspondence with McKeon—stated that he was “acting as an agent and not as an attorney” and that he had stopped acting as Bradbury’s agent when McKeon informed him of McKeon’s concerns.

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195 P.3d 1197, 119 Haw. 265, 2008 Haw. LEXIS 268, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-disciplinary-counsel-v-gould-haw-2008.