Nutter v. Dougherty

938 A.2d 401, 595 Pa. 340, 2007 Pa. LEXIS 2933
Supreme Court of Pennsylvania·Decided December 28, 2007·No. 5-9 EAP 2007·Published·Cited by 61 cases

Opinions

OPINION

Justice BAER.

We are called upon to consider whether the General Assembly, in enacting and later amending the Election Code,1 intended to preempt municipalities from legislating their own regulations limiting campaign contributions to candidates for [344] municipal office.2 The General Assembly has enacted modest limitations on the manner in which interested individuals, political action committees (PAC), and corporations may contribute to the campaign coffers of candidates for state or local office, and no material limits on the sums that may permissibly be given to candidates. In an effort to stem what has been characterized as a “pay to play” political culture, the Philadelphia City Council enacted an Ordinance in 2003 limiting campaign contributions to candidates for municipal office, and refined it by amendment in the years immediately thereafter. When Appellant Michael Nutter, now Mayor-Elect, filed a complaint in the trial court seeking to enforce the Ordinance against other putative mayoral candidates, those candidates challenged the validity of the Ordinance under state law. The trial court upheld these challenges, ruling that the Pennsylvania Election Code manifests the General Assembly’s intent to preempt all local campaign regulation to ensure the uniform elections provided by Article VII, § 6, of the Pennsylvania Constitution.3 On appeal, the Commonwealth [345] Court reversed, finding in the Election Code insufficient indicia of the legislature’s intent to preempt local regulation in the area of campaign contributions, and ruling that Philadelphia was free as a Home Rule municipality4 to enact campaign regulations governing campaign contributions to candidates for municipal office. See Nutter v. Dougherty, 921 A.2d 44 (Pa.Cmwlth.2007). We affirm.

Before relating the background of this case, it is necessary to establish, in broad strokes, the principle of state preemption of local lawmaking authority and its several forms. In Department of Licenses and Inspections, Board of License and Inspection Review v. Weber, 394 Pa. 466, 147 A.2d 326 (1959), this Court explained two of the three closely related forms of preemption as follows:

Of course, it is obvious that where a statute specifically declares it has planted the flag of preemption in a field, all ordinances on the subject die away as if they did not exist. It is also apparent that, even if the statute is silent on supersession, but proclaims a course of regulation and control which brooks no municipal intervention, all ordinances touching the topic of exclusive control fade away into the limbo of ‘innocuous desuetude.’

Id. at 327. In addition to those two forms of preemption, respectively “express” and “field preemption,” there is also a third, “conflict preemption,” which acts to preempt any local [346] law that contradicts or contravenes state law. See Mars Emergency Med. Servs. v. Township of Adams, 559 Pa. 309, 740 A.2d 193, 195 (1999) (citing, inter alia, W. Pennsylvania Rest. Ass’n v. Pittsburgh, 366 Pa. 374, 77 A.2d 616, 619-620 (1951)) (hereinafter Mars EMS). Having established the general import of these principles, we turn to the background of the case.

On December 18, 2003, the Philadelphia City Council passed an ordinance, effective January 1, 2004, establishing a $1000 limit on campaign contributions by “persons” to candidates for Mayor and City Council, and a $5000 limit on contributions by PACs. The Ordinance was amended on June 9, 2005, extending contribution limits to candidates for all other Philadelphia elective offices, and increasing the relevant limits to $2500 for individuals under § 20-1002(1) and $10,000 for non-individuals and PACs.5 Finally, on November 16, 2006, the Ordinance was once again amended — first, to define “candidate” as “(a) [a]n individual who files nomination papers or petitions for City elective office; [or] (b) [a]n individual who publicly announces his or her candidacy for City elective office;” and second, to provide that, should a candidate contribute $250,000 or more of his own money to his campaign, all limits under the Ordinance would double for all other candidates.6

Under these provisions, Appellee Nutter filed a complaint on April 12, 2006, in the Philadelphia County Court of Common Pleas against John Dougherty and Chaka Fattah; Dwight Evans; and Jonathan Saidel7 — all politicians Nutter maintained were exploring mayoral candidacies.8 Appellee [347] Nutter sought, in Count I, relief under the Declaratory Judgments Act, 42 Pa.C.S. §§ 7531, el seq., directing these putative mayoral candidates to abide by the Ordinance’s campaign finance limits. In Count II, Appellant Nutter sought an injunction directing the other candidates not to accept illegal contributions and to return any contributions already accepted that failed to pass muster under the Ordinance. Appellant Dougherty, in turned, filed a counterclaim. Therein, Dougherty challenged the constitutionality of the Ordinance, arguing that it was preempted by the Election Code.

After disposing of the preliminary matters addressed supra n. 8, the trial court invited the parties to file motions for judgment on the pleadings with respect to the validity of the Ordinance. The parties complied, and on December 13, 2006, the trial court entered an order granting judgment on the pleadings in favor of the named defendants, those mayoral candidates who challenged the Ordinance, based on its determination that the Ordinance contravened the General Assembly’s intention to preempt all local ordinances affecting elections except as expressly provided. Because the Election Code contained no express authorization pursuant to which municipalities might impose local campaign finance limitations, Philadelphia lacked authority to enact the Ordinance. Thus, the court ruled the Ordinance invalid.

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Nutter v. Dougherty, 938 A.2d 401, 595 Pa. 340, 2007 Pa. LEXIS 2933 (Pa. 2007).

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