Noble v. Commissioner

79 T.C. No. 48, 79 T.C. 751, 1982 U.S. Tax Ct. LEXIS 24
CourtUnited States Tax Court
DecidedNovember 8, 1982
DocketDocket Nos. 9179-79, 9180-79
StatusPublished
Cited by13 cases

This text of 79 T.C. No. 48 (Noble v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Noble v. Commissioner, 79 T.C. No. 48, 79 T.C. 751, 1982 U.S. Tax Ct. LEXIS 24 (tax 1982).

Opinion

Irwin, Judge:

In these consolidated cases, respondent determined the following deficiencies in petitioner^’ Federal income taxes:

Docket No. Petitioners Year Deficiency

9179-79 John B. Noble, Jr., 1974 $48,723.84 and Susan S. Noble

9180-79 James W. Rutland, Jr., 1974 9,063.30 and Lucile H. Rutland 1975 24,021.06

Concessions having been made by the parties, the issues remaining for our decision are: (1) Whether petitioners John B. Noble, Jr. (Noble), and James W. Rutland, Jr. (Rutland), "paid” certain interest charges and fees representing interest within the meaning of section 163(a)1 when they issued checks in satisfaction of such interest charges and fees to the First National Bank of Montgomery (FNB); (2) if the charges and fees are not considered to have been paid when such checks were issued, whether they must be amortized over a 23-year financing period; and (3) whether petitioners John B. Noble, Jr., and Susan S. Noble must amortize "construction loan legal fees” in the amount of $6,349.25 over a 23-year financing period.

FINDINGS OF FACT

Some of the facts have been stipulated. The stipulation of facts, the supplemental stipulation of facts, and the exhibits attached to each stipulation are incorporated herein by this reference.

At the time of the filing of their petitions herein, Mr. and Mrs. Noble and Mr. and Mrs. Rutland resided in Montgomery, Ala. Each couple filed a joint Federal income tax return for the year 1974 with the Internal Revenue Service, Chamblee, Ga.

Noble and Rutland both keep their books on the cash basis.

In the early 1970’s, Noble was the sole proprietor of J. Noble Construction Co. The company engaged in construction of shopping centers, schools, hospitals, and the like. At that time, Rutland was employed by Alabama Farm Bureau. In connection with such employment, he was responsible for "a lot [of] shopping center development.” Noble was the general contractor on several of the shopping center jobs managed by Rutland. In 1972, Noble and Rutland decided that they would "join forces” to develop shopping centers for themselves.

During 1974 and 1975, Noble and Rutland each owned a one-half interest in the following shopping centers, which were in various stages of development:

Center Center location

Moulton East .Moulton, Ala.

Forestdale Plaza .Forestdale, Ala.

Irwin Square .Foley, Ala.

Childersburg Shopping Mart .Childersburg, Ala.

Grant City .Niceville, Fla.

Grant City .Marianna, Fla.

Saufley Square .Pensacola, Fla.

Background on Financing of Shopping Centers

After finding a suitable location for a shopping center and contacting prospective tenants, Noble and Rutland would enter into an oral understanding with FNB2 for a construction loan relative to the proposed center. They would also contact Jackson Co. (Jackson), a mortgage broker, for assistance in obtaining permanent financing for the proposed center.

Noble and Rutland engaged in separate negotiations for construction loans from FNB and for permanent loans. Since FNB could not make a construction loan for a period longer than 3 years, it required Noble and Rutland to secure a permanent loan that would be funded within that time. Otherwise FNB was uninterested as to the terms of the permanent loans negotiated by Noble and Rutland. A permanent lender is likewise not concerned about the identity of the construction lender, since a permanent lender is not obligated to, and will not, fund its loan until construction is completed and the terms contained in its commitment letter have been satisfied.

After arranging for both a construction loan and a permanent loan for a proposed center, Noble and Rutland entered into a triparty agreement. A triparty agreement is an agreement between the two lenders and the borrower. It consists of three separate documents: a note, a mortgage, and an agreement to assign. Detailed descriptions of the pertinent provisions contained in the agreements to assign and the notes follow later in these findings of fact. By using a triparty agreement, a permanent lender gains added assurance that if the rate of interest charged by permanent lenders were to decrease significantly between the time when it issues its commitment letter and the time when construction of a project is completed, the borrower would not borrow from another lender. The agreement gives this additional confidence to the permanent lender because once it is executed, the permanent lender has not only the borrower’s promise to incur the debt, but it, in effect, also has the construction lender’s promise that it will not allow anyone else to fund the permanent loan.

Construction Loans

FNB was the construction lender for each of the shopping centers listed on pages 753-754. For each construction loan, Noble and Rutland entered into a separate agreement with FNB. The loan agreements were standard forms used by FNB. Section 4 of each agreement provides that proceeds of the loan are "to be advanced from time to time” for specified expense items, including construction interest and a commitment fee.3 Section 4 further provides as follows:

Elsewhere in this Agreement it is provided that advances from loan proceeds for construction costs and other amounts payable to the general contractor pursuant to the terms of the construction contract between Borrower and the general contractor shall be payable to the general contractor alone. It is agreed that interest on the construction mortgage loan of Borrower in favor of Lender shall be charged directly against loan proceeds, and such charges shall constitute disbursement of loan proceeds hereunder. Nothing herein contained, however, shall mitigate Borrower’s obligation to pay to Lender on demand said interest if Lender has exercised its option hereafter provided for to make no further advances of loan proceeds.

Although Noble and Rutland were not required by FNB to deposit construction loan proceeds in accounts at FNB, they chose to maintain a separate bank account for each shopping center at FNB. A separate account was kept for each center to facilitate accounting for the costs of each project. Nevertheless, when Noble and Rutland needed to transfer funds out of one project’s account in order to pay liabilities incurred relative to construction of another project, they would do so. FNB knew that Noble and Rutland were using funds borrowed for one project to pay for costs of other projects.

Despite the above-quoted provisions of the construction loan agreements, FNB disbursed all loan proceeds to Noble and Rutland, without withholding any amounts for fees and interest. Noble and Rutland deposited the loan proceeds in the shopping centers’ accounts at FNB. They then drew checks on the shopping centers’ accounts for the interest and the commitment fees when they were due. The parties have stipulated that the comitment fees paid4 to FNB represent interest charged by FNB.

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Noble v. Commissioner
79 T.C. No. 48 (U.S. Tax Court, 1982)

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Bluebook (online)
79 T.C. No. 48, 79 T.C. 751, 1982 U.S. Tax Ct. LEXIS 24, Counsel Stack Legal Research, https://law.counselstack.com/opinion/noble-v-commissioner-tax-1982.