Nichols v. State

425 P.2d 247, 1967 Alas. LEXIS 199
CourtAlaska Supreme Court
DecidedMarch 13, 1967
Docket713
StatusPublished
Cited by24 cases

This text of 425 P.2d 247 (Nichols v. State) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nichols v. State, 425 P.2d 247, 1967 Alas. LEXIS 199 (Ala. 1967).

Opinions

DIMOND, Justice.

Appellant waived his right to indictment by a grand jury, entered a plea of guilty to an information charging him with embezzlement, and was sentenced to imprisonment for a term of from one to ten years. Nearly a year later appellant moved the sentencing court to vacate or set aside the sentence on the ground that his plea of guilty had been coerced by threats and promises of a state probation officer. After a hearing, the court below denied the motion, and appellant brought this appeal.

Appellant previously had been convicted of another crime and released on parole. The parole had been revoked and defendant was in jail at the time he entered his plea to the crime of embezzlement in this case. In his motion to vacate or set aside sentence, appellant alleged that a state parole and probation officer had coerced him into entering a guilty plea by telling appellant that if he would plead guilty to the charge of embezzlement, his original parole would be reinstated and he would be placed on probation with respect to the embezzlement conviction.

At the hearing of appellant’s motion to vacate sentence, those present were the appellant, the district attorney, and Mr. Renfrew, an attorney, who had represented appellant at the time he entered his plea of guilty to the embezzlement charge and was sentenced. Mr. Renfrew appeared at the request of the court in order that the court could determine whether there was any merit in appellant’s motion which would necessitate counsel being appointed to represent him. Mr. Renfrew made it clear that he was not representing appellant at this hearing.

In response to questioning by the court, Mr. Renfrew stated that there was no question in his mind but that appellant knew what he was doing when he entered his plea of guilty, and that based upon the record and his own recollection, he could see no merit to appellant’s motion to vacate sentence. However, Mr. Ren-frew also stated that at the time the plea of guilty was entered, he was under the impression that the probation officer had promised him, Mr. Renfrew, that he was going to reinstate appellant’s parole.

Following this exchange between the court and Mr. Renfrew, appellant was placed under oath and interrogated by the court. He testified thát the probation officer told him that his parole would be reinstated if he had the power to do so if appellant would plead guilty, and that if he did not plead guilty he, the probation officer, “would see that my parole was revoked completely and that I would be charged * * * as a habitual criminal.” Appellant stated that he was not in fact guilty of the crime of embezzlement, and that when he said that he was guilty at the time of his plea, he was lying to get back on parole because of the probation officer’s alleged promise. Appellant was then cross-examined briefly by the district attorney, and at the conclusion of the cross-examination the court found that appellant was not- truthful and denied the motion to vacate.

[249]*249In the case of Thompson v. State,1 the appellant claimed that he was coerced into withdrawing his plea of not guilty and entering a guilty plea by his court appointed counsel, who had threatened to withdraw if this was not done, at the same time assuring appellant that if he did so he (counsel) would guarantee that the probation officer would recommend probation. We remanded that case to the trial court for further proceedings because the appellant’s only point on appeal presented an issue of fact which could not be resolved on appeal and which should have been determined in an acceptable manner by the trial court. We said in Thompson:

We are now able to perceive in hindsight that what should have been done at the hearing was to place appellant, his counsel and the probation officer under oath and conduct a full fact hearing on the record on appellant’s charges, giving full opportunity for cross-examination. The trial court should then have weighed the testimony and filed written findings of fact and a decision.
* * * * * *
Upon remand it shall become the duty of the trial court to resolve the issue of fact presented by appellant’s charges against his court appointed' counsel and the probation officer and to file written findings and decision.
* * ⅜ # * ⅝
At the fact hearing to be held in this case it is suggested to the trial court that the proceeding be expanded sufficiently to create a record upon which specific findings can be made upon as many of the following matters as may be applicable, in addition to any others that may be raised by appellant:
(1) Did the court have jurisdiction; (2)’ Was the plea of guilty voluntarily made; (3) Was petitioner adequately represented by competent counsel at time of plea or at his trial; (4) If petitioner was not represented by counsel at time of plea, did he intelligently waive counsel after full explanation by the court as to his right to have counsel appointed and the importance of counsel to him; (S) Was there any suppression of evidence or knowing use of perjured testimony by the prosecuting attorney; (6) Were any confessions used which were not voluntarily made or illegally obtained; (7) Was petitioner mentally competent, able to understand the nature of the proceedings and to cooperate with counsel at all stages of the proceedings; and (8) Was the sentence within the statutory range.2

We apply Thompson to this case.3 In .the light of appellant’s sworn testimony that he was coerced into pleading guilty by representations of the probation officer, and Mr. Renfrew’s statement that he had been promised by the probation officer that appellant’s parole would be reinstated, we believe it was incumbent upon the court below to have placed the probation officer under oath, in addition to appellant and Mr. Renfrew, and to have conducted a full fact hearing on appellant’s charges, giving full opportunity for cross-examination.. Following this, the court should have weighed the testimony and filed written findings of fact and a decision. Because this was not done, the case must be remanded for further proceedings.

The final question to decide on this appeal is whether appellant, who is indigent,4 [250]*250is entitled to have counsel appointed to represent him on the rehearing to he conducted hy the court below on remand. Counsel was not appointed to represent appellant at the first hearing, the court apparently feeling that there should be no such appointment because of lack of merit in appellant’s motion.

If appellant were not indigent and had been able to employ his own counsel to represent him, there is no doubt that at the hearing below he would have been entitled to have counsel represent him. For the court to have arbitrarily refused to hear appellant through his retained counsel would have constituted the denial of a hearing and, therefore, of due process of law in the constitutional sense.5 The question we have here is whether appellant, being financially unable to employ counsel, has any constitutional right to have counsel appointed to represent him at a hearing of a motion to vacate and set aside sentence.

The United States Supreme Court in recent years' has gone far in establishing and protecting the constitutional rights of indigent defendants in criminal actions. In Griffin v.

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Nichols v. State
425 P.2d 247 (Alaska Supreme Court, 1967)

Cite This Page — Counsel Stack

Bluebook (online)
425 P.2d 247, 1967 Alas. LEXIS 199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nichols-v-state-alaska-1967.