Nichols v. Board of Education

603 N.E.2d 799, 236 Ill. App. 3d 522, 177 Ill. Dec. 729, 1992 Ill. App. LEXIS 1696
CourtAppellate Court of Illinois
DecidedOctober 21, 1992
DocketNos. 1—90—0533, 1—91—0709 cons.
StatusPublished

This text of 603 N.E.2d 799 (Nichols v. Board of Education) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nichols v. Board of Education, 603 N.E.2d 799, 236 Ill. App. 3d 522, 177 Ill. Dec. 729, 1992 Ill. App. LEXIS 1696 (Ill. Ct. App. 1992).

Opinion

PRESIDING JUSTICE GREIMAN

delivered the opinion of the court:

Plaintiff John S. Nichols, a public school teacher, appeals from an order dismissing his complaint against Jim Edgar, as Secretary of State (Secretary), pursuant to a section 2 — 619(a)(1) motion and dismissing his complaint against Stanley Kusper, Jr., Cook County Clerk (Clerk), pursuant to a section 2 — 615 motion. Ill. Rev. Stat. 1989, ch. 110, pars. 2-615, 2-619(a)(1).

The amended complaint seeks to impose upon the Cook County Clerk and the Secretary of State a duty to verify whether plaintiff was exempt from filing a statement of economic interest with the Cook County Clerk after having been certified as such an employee by the Chicago board of education.

The amended complaint seeks injunctive relief for plaintiff and those similarly situated and demands the return of his $15 late filing fee.

No order was entered certifying any class.

The Governmental Ethics Act (Ill. Rev. Stat. 1989, ch. 127, par. 604A — 101 et seq.) (the Act) requires that employees of local school districts who are compensated for services at the rate of $35,000 per year or more shall be required to file verified written statements of economic interests by May 1 of each year.1

The Act provides that the secretary or clerk of each school district shall certify to the Secretary of State and file a copy with the county clerk wherein each employee resides, a list of employees required to file economic interest statements.2

In 1989, as required by the Act, the Secretary of State, after certification by the Chicago board of education, gave plaintiff notice of the filing regulations and plaintiff filed his 1989 statement of economic interest 30 days late, paying a $15 late fee although he alleges he was on unpaid leave since November 1988.

Plaintiff’s amended complaint alleges as to Jim Edgar, the Secretary of State: (1) that the Secretary of State had a duty to verify the correctness of his certification by the Chicago board of education; (2) that plaintiff is exempt from filing a statement of economic interest because he did not earn $35,000 or more and that it would be impermissible to use the “rate” of his compensation to compute the applicability of the statute to him; (3) that he is an employee of the State of Illinois rather than the Chicago board of education;3 and (4) that he had certain constitutional rights of which the Secretary of State failed to advise him. As to the Clerk of Cook County, the amended complaint (1) alleges a similar failure by the Clerk to verify the correctness of the Chicago board of education’s certification and (2) demands a refund of the $15 late fee. Plaintiff also seeks to enjoin both officials from the future requirement of his filing.

In dismissing the Secretary of State, the trial court relied on the provisions of the State Lawsuit Immunity Act (Ill. Rev. Stat. 1989, ch. 127, par. 801 (renamed as such in 1990)), which mandates that “the State of Illinois shall not be made a defendant or party in any court.”4

Actions generally cannot be maintained when the State is the real or vital party in interest. Healy v. Vaupel (1990), 133 Ill. 2d 295, 308, 549 N.E.2d 1240.

Generally, courts are not bound by the formal designation of the parties by the pleadings and must, instead, analyze the issues and the nature of relief sought to determine whether an action against a State official or employee is one actually against the State. Currie v. Lao (1992), 148 Ill. 2d 151, 158, 592 N.E.2d 977.

When it appears that the official did not act beyond the scope of his authority or through any wrongful acts or breach a duty not owed to the public generally independent of State employment, and involve matters ordinarily within the employee’s employment functions for the State, then the suit, although nominally against the employee, is a claim attributable to the State. Currie, 148 Ill. 2d at 159; Robb v. Sutton (1986), 147 Ill. App. 3d 710, 713, 498 N.E.2d 267.

Similarly, if the relief requested could operate to control the actions of the State or subject it to liability, it will be determined to be a claim against the State. Currie, 148 Ill. 2d at 158; Local 3236 v. Illinois State Board of Education (1984), 121 Ill. App. 3d 160, 459 N.E.2d 300; McGuire v. Board of Regents (1979), 71 Ill. App. 3d 998, 390 N.E.2d 632.

We should note, however, that this section and the sovereign immunity doctrine that preceded it are not shields to be used by government officials, and where an officer of the State acts beyond his delegated or proper authority or abuses his discretion, then such actions will be against the officer and not the State and therefore will not offend the sovereign immunity statute. Brando Construction, Inc. v. Department of Transportation (1985), 139 Ill. App. 3d 798, 487 N.E.2d 1132; Houseknecht v. Zagel (1983), 112 Ill. App. 3d 284, 445 N.E.2d 402; Board of Trustees of Community College District No. 508 v. Illinois Community College Board (1978), 63 Ill. App. 3d 969, 380 N.E.2d 988; Bio-Medical Laboratories, Inc. v. Trainor (1977), 68 Ill. 2d 540, 370 N.E.2d 223.

Plaintiff’s amended complaint clearly identifies defendant Jim Edgar as Secretary of State and seeks to enjoin him and successors to his governmental position.

If there is no legally cognizable allegation in the amended complaint that the Secretary of State failed to carry out the duties of his office, acted outside the scope of his authority, or acted in contravention to the law, then the State may not indirectly be made a party to the action because of the limitations of the State Lawsuit Immunity Act. Brucato v. Edgar (1984), 128 Ill. App. 3d 260, 264, 470 N.E.2d 615.

Plaintiff seeks to impose upon the Secretary of State an obligation required neither expressly nor by implication by the General Assembly in its enactment of the Governmental Ethics Act. On the contrary, the Act is specific in requiring the secretaries of the boards of education to certify those employees compensated at the rate of $35,000 or more to the Secretary of State and then further prescribes for the Secretary of State the obligation to give certain statutory notices. The Act does not provide the Secretary with discretion in this regard nor does it require him to go beyond the school board’s certification.

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Related

McGuire v. Bd. of Regents of N. Ill. Univ.
390 N.E.2d 632 (Appellate Court of Illinois, 1979)
Brando Construction, Inc. v. Department of Transportation
487 N.E.2d 1132 (Appellate Court of Illinois, 1985)
Brucato v. Edgar
470 N.E.2d 615 (Appellate Court of Illinois, 1984)
Board of Trustees v. Illinois Community College Board
380 N.E.2d 988 (Appellate Court of Illinois, 1978)
Houseknecht v. Zagel
445 N.E.2d 402 (Appellate Court of Illinois, 1983)
Robb v. Sutton
498 N.E.2d 267 (Appellate Court of Illinois, 1986)
Healy v. Vaupel
549 N.E.2d 1240 (Illinois Supreme Court, 1990)
Bio-Medical Laboratories, Inc. v. Trainor
370 N.E.2d 223 (Illinois Supreme Court, 1977)
Currie v. Lao
592 N.E.2d 977 (Illinois Supreme Court, 1992)

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Bluebook (online)
603 N.E.2d 799, 236 Ill. App. 3d 522, 177 Ill. Dec. 729, 1992 Ill. App. LEXIS 1696, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nichols-v-board-of-education-illappct-1992.