1 2 3 4 5 6 7 8 9 10 UNITED STATES DISTRICT COURT 11 SOUTHERN DISTRICT OF CALIFORNIA 12 13 HUNG DUONG NGUON, Case No.: 22-cv-00181-JO-JLB
14 Petitioner, REPORT AND 15 v. RECOMMENDATION RE: MOTION TO DISMISS THE PETITION FOR 16 RAYMOND MADDEN, Warden, WRIT OF HABEAS CORPUS 17 Respondent. [ECF No. 12] 18 19 20 This Report and Recommendation is submitted to the Honorable Jinsook Ohta, 21 United States District Judge, pursuant to 28 U.S.C. § 636(b)(1) and Local Civil Rule 22 72.1(d) of the United States District Court for the Southern District of California. 23 On February 7, 2022, Petitioner Hung Duong Nguon (“Petitioner”), proceeding pro 24 se, filed a Petition for Writ of Habeas Corpus (the “Petition”) before this Court pursuant to 25 28 U.S.C. § 2254. (ECF No. 1.) On April 20, 2022, Respondent Raymond Madden 26 (“Respondent”), Warden at Richard J. Donovan Correctional Facility, filed a Motion to 27 Dismiss and lodged the state court record. (ECF Nos. 12, 13.) On May 4, 2022, Petitioner 28 filed a Response in Opposition. (ECF No. 14.) 1 Having reviewed the Petition, Respondent’s Motion, Petitioner’s Opposition, as well 2 as the record as a whole, the Court RECOMMENDS that Respondent’s Motion to Dismiss 3 be GRANTED, and the case be DISMISSED. 4 I. BACKGROUND 5 A. Underlying Facts 6 In 1997, Petitioner was convicted of kidnapping during commission of a carjacking, 7 in violation of Cal. Penal Code § 209.5, and personal use of a firearm in the commission 8 of a felony, in violation of Cal. Penal Code § 12022.5. (ECF No. 13-2 at 1.) Petitioner 9 was subsequently sentenced to a term of life plus three years. (Id.) 10 Prior to the hearing at issue, Petitioner was granted hearings before the California 11 Board of Parole Hearings (the “Board”) in 2005, 2007, 2009, 2010, and 2017, and parole 12 was denied on each occasion. (ECF Nos. 1 at 4; 1-13 at 4–5.) On January 7, 2021, the 13 Board again denied Petitioner parole, citing an overfamiliarity rule violation in 2019, 14 continued lack of self-control, poor coping skills, inadequate insight into the criminogenic 15 factors underlying the commitment offense, and a high-risk rating on the most recent 16 comprehensive risk assessment. (ECF No. 1-2 at 54–64.) 17 B. State Court Petitions 18 On March 19, 2021, Petitioner filed a habeas petition in Los Angeles County 19 Superior Court challenging the 2021 denial of parole. (ECF No. 13-1 at 1–6.) On 20 April 1, 2021, the Superior Court denied the petition, stating that (1) Petitioner failed to 21 exhaust his administrative remedies, and (2) the Board “conducted a very thorough 22 hearing” resulting in a “very logical and well thought opinion,” specifically citing the 23 Board’s consideration of “a number of incidents of inappropriate conduct of a quasi-sexual 24 nature that the Petitioner has engaged in since being incarcerated.” (ECF No. 13-2 at 1– 25 2.) 26 On May 27, 2021, Petitioner filed a habeas petition in the California Court of Appeal 27 (ECF No. 13-5), which the Court of Appeal summarily denied on June 23, 2021 (ECF No. 28 13-6). 1 On September 17, 2021, Petitioner filed a habeas petition in the California Supreme 2 Court. (ECF No. 13-3 at 1.) Petitioner argued the Board’s denial of parole violated the 3 Eighth Amendment’s prohibition against cruel and unusual punishment, the Fourteenth 4 Amendment’s Due Process Clause, and the Sixth Amendment’s requirement for facts to be 5 found beyond a reasonable doubt in criminal cases. (Id. at 3–4, 7–9.) On 6 November 23, 2021, the California Supreme Court summarily denied the petition. (ECF 7 Nos. 1-12 at 2; 13-4 at 1.) 8 C. Federal Petitions 9 Petitioner has filed several federal habeas petitions relating to his parole denials. See 10 Hung Duong Nguon v. Dickinson, No. CIV S10-0411-WBS-CMK-P, 2010 WL 3825496 11 (E.D. Cal. Sept. 28, 2010) (challenging his 2009 parole denial); Hung Duong Nguon v. 12 Dickinson, No. CIV S-10-0289 EFB P, 2011 WL 283866 (E.D. Cal. Jan. 25, 2011) 13 (challenging his 2009 parole suitability hearing); Hung Duong Nguon v. Virga, No. 2:12- 14 CV-1913-MCE-CMK, 2014 WL 996215 (E.D. Cal. Mar. 13, 2014) (challenging his 2010 15 parole denial); Hung Duong Nguon v. Baughman, No. 2:18-CV-2896-JAM-DMC-P, 2019 16 WL 2994500 (E.D. Cal. July 9, 2019) (challenging his 2018 parole denial). 17 On February 7, 2022, Petitioner filed the instant federal Petition. Petitioner claims 18 the Board’s decision to deny parole in 2021 violated multiple provisions of federal and 19 state law. Specifically, Petitioner alleges: (1) the Board’s denial of parole resulted in an 20 excessive, disproportionate sentence in violation of the Eighth Amendment (Ground One); 21 (2) the Board violated the Ex Post Facto Clause by implementing Marsy’s Law,1 which 22 23 24 1 In 2008, California voters passed Proposition 9, known as the Victims’ Bill of Rights 25 Act of 2008: Marsy’s Law (“Marsy’s Law”). Marsy’s Law significantly changed the law governing parole hearing deferral periods by: (1) increasing the minimum deferral period 26 from one years to three years; (2) increasing the maximum deferral period from five years 27 to fifteen years; and (3) increasing the default deferral period from one year to fifteen years. Gilman v. Schwarzenegger, 638 F.3d 1101, 1104 (9th Cir. 2011); see also Cal. Penal Code 28 1 increased deferral periods between parole hearings and resulted in Petitioner’s prolonged 2 incarceration (Ground Two); (3) Petitioner’s parole hearing violated the Due Process 3 Clause because the Board, inter alia, did not allow Petitioner to present favorable evidence 4 (Grounds Two, Three, Seven); (4) the Board’s decision to deny parole was unsupported by 5 the facts and did not meet California’s “some evidence” standard (Grounds Four, Five, Six, 6 Eight, Nine); and (5) the Board violated the Sixth Amendment by considering facts in 7 denying Petitioner parole not found by a jury beyond a reasonable doubt (Grounds Ten and 8 Eleven). (See ECF Nos. 1 at 4–6, 10, 12, 14–17; 14 at 3–4.) In his Prayer for Relief, 9 Petitioner seeks a declaration that he is in custody in violation of the Constitution or laws 10 or treaties of the United States, immediate release from prison, and the invalidation of the 11 duration of his confinement. (Id. at 6, 22.) 12 On April 20, 2022, Respondent filed a Motion to Dismiss arguing the claims fell 13 outside the Court’s habeas and subject matter jurisdiction, in addition to being partially 14 unexhausted, untimely, and insufficiently pled. (See ECF No. 12-1 at 8.) On May 4, 2022, 15 Petitioner filed an Opposition. (ECF No. 14.) 16 II. LEGAL STANDARD 17 A federal habeas corpus petition challenges the legality or duration of confinement. 18 See Hill v. McDonough, 547 U.S. 573, 579 (2006). Under 28 U.S.C. § 2254, as amended 19 by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), Pub. L. No. 20 104-132, 110 Stat. 1214 (1996), a federal court may “entertain an application for a writ of 21 habeas corpus in behalf of a person in custody pursuant to the judgment of a State court 22 only on the ground that he is in custody in violation of the Constitution or laws or treaties 23 of the United States.” 28 U.S.C. § 2254(a). Thus, to present a cognizable federal habeas 24 corpus claim under § 2254, a state prisoner must allege both that he is in custody pursuant 25 to a “judgment of a State court,” and that he is in custody in “violation of the Constitution 26 or laws or treaties of the United States.” See 28 U.S.C. § 2254(a). In addition, Rule 2(c) 27 of the Rules Governing § 2254 Cases in the United States District Courts (“Rules 28 1 Governing § 2254”) requires that the petition “specify all the grounds for relief available . . 2 . [and] state the facts supporting each ground.” Rules Governing § 2254, R. 2(c). 3 A motion to dismiss a petition for writ of habeas corpus is viewed as a request to 4 dismiss under Rule 4 of the Rules Governing § 2254. See O’Bremski v. Maass, 915 F.2d 5 418, 420 (9th Cir. 1990). Under Rule 4 of the Rules Governing § 2254, “[i]f it plainly 6 appears from the petition and any attached exhibits that the petitioner is not entitled to relief 7 in the district court, the judge must dismiss the petition . . . .” Rules Governing § 2254, R. 8 4; see also McFarland v. Scott, 512 U.S. 849, 856 (1994) (noting that under Rule 4, 9 “[f]ederal courts are authorized to dismiss summarily any habeas petition that appears 10 legally insufficient on its face”). “[N]otice pleading is not sufficient, for the petition is 11 expected to state facts that point to a real possibility of constitutional error.” O’Bremski, 12 915 F.2d at 420 (quoting Blackledge v. Allison, 431 U.S. 63, 75 n.7 (1977)) (internal 13 quotation marks omitted). Moreover, “[c]onclusory allegations which are not supported 14 by a statement of specific facts do not warrant habeas relief.” James v. Borg, 24 F.3d 20, 15 26 (9th Cir. 1994). 16 III. DISCUSSION 17 A. Statute of Limitations 18 AEDPA imposes a one-year statute of limitations on all federal habeas petitions filed 19 by persons in custody pursuant to the judgment of a state court, including those which 20 challenge the denial of parole. Redd v. McGrath, 343 F.3d 1077, 1080 (9th Cir. 2003) 21 (citing 28 U.S.C. § 2244(d)(1)). “[F]or prisoners challenging administrative decisions such 22 as the denial of parole . . . , AEDPA’s statute of limitations begins running under § 23 2244(d)(1)(D) on the date the administrative decision became final.” Id. at 1084. In the 24 California penal system, a denial of parole becomes final 120 days after the hearing. See 25 15 Cal. Code Regs. § 2041(h) (“Proposed decisions made at [parole board] hearings for 26 prisoners serving a sentence of life with the possibility of parole . . . shall become final 27 within 120 days of the hearing.”); see also Tidwell v. Marshall, 620 F. Supp. 2d 1098, 28 1 1100–01 (C.D. Cal. 2009) (holding the statute of limitations commenced 120 days after the 2 hearing denying parole occurred). 3 The instant Petition challenges the denial of parole which occurred at a hearing on 4 January 7, 2021.2 (ECF No. 1 at 1–2.) Because the denial became final on May 7, 2021— 5 120 days after the hearing date—Petitioner had until May 8, 2022, to challenge the decision 6 in federal court. Petitioner filed the instant Petition on February 7, 2022, well within the 7 statute of limitations. Accordingly, the Court finds that the Petition is timely. 8 B. Ex Post Facto Clause Claim (Ground Two) 9 1. Exhaustion 10 In Ground Two, Petitioner alleges the Board violated the Ex Post Facto Clause by 11 implementing Marsy’s Law, which increased deferral periods between parole hearings and, 12 Petitioner argues, resulted in Petitioner’s prolonged incarceration. (ECF No. 1 at 14.) 13 Petitioner alleges that Marsy’s Law retrospectively “mak[es] parole hearings less 14 accessible[,] effectively increas[ing his] sentence.” (Id.) In moving to dismiss, Respondent 15 argues that Petitioner’s ex post facto claim was first raised in the instant Petition; therefore, 16 it is unexhausted, and the Petition must be dismissed. (ECF No. 12-1 at 18–19.) Petitioner 17 argues in his Opposition that his ex post facto and Eighth Amendment claims “go[] together 18 [f]rom the Superior Court to the Appellate Court to the California Supreme Court.” (ECF 19 No. 14 at 11.) In this respect, Petitioner contends that it is the implementation of Marsy’s 20 Law that effectuates the alleged Eighth Amendment violation and amounts to “cruel and 21 unusual punishment.” (Id.) Petitioner thus argues that by exhausting his Eighth 22 Amendment claim, he also exhausted his related ex post facto claim. 23 24 25 26 2 Respondent argues that the Petition additionally challenges parole denials prior to 27 2021, all of which would arguably be barred by the statute of limitations. (ECF No. 12-1 at 17–18.) However, as is clear from the Petition, and as Petitioner clarifies in his 28 1 A federal habeas petitioner wishing to challenge the length of his confinement must 2 first exhaust available state-court remedies. See 28 U.S.C. § 2254(b)(1)(A). The rule of 3 exhaustion requires that a habeas petitioner “fairly present” his federal claims to each 4 appropriate state court. Baldwin v. Reese, 541 U.S. 27, 29 (2004). “Fair presentation 5 requires that a state’s highest court has ‘a fair opportunity to consider . . . and to correct 6 [the] asserted constitutional defect.’” Lounsbury v. Thompson, 374 F.3d 785, 787 (9th Cir. 7 2004) (quoting Picard v. Connor, 404 U.S. 270, 276 (1971)). 8 To fully and fairly present a claim to the state courts, a petitioner “must describe in 9 the state proceedings both the operative facts and the federal legal theory on which his 10 claim is based so that the state courts have a fair opportunity to apply controlling legal 11 principles to the facts bearing upon the constitutional claim.” Kelly v. Small, 315 F.3d 12 1063, 1066 (9th Cir. 2003) (internal quotation marks omitted), overruled on other grounds 13 by Robbins v. Carey, 481 F.3d 1143, 1149 (9th Cir. 2007); see also Gray v. Netherland, 14 518 U.S. 152, 162–63 (1996) (recognizing that “for purposes of exhausting state remedies, 15 a claim for relief in habeas corpus must include reference to a specific federal constitutional 16 guarantee, as well as a statement of the facts that entitle the petitioner to relief”). A claim 17 is not “fairly presented” if the state court “must read beyond a petition or a brief . . . in 18 order to find material” that alerts it to the presence of a federal claim. Baldwin, 541 U.S. 19 at 32 (concluding that a petitioner does not “fairly present” an issue for exhaustion purposes 20 when an appellate judge can only discover the issue by reading a lower court opinion in 21 the case). 22 However, “a petitioner has ‘fairly presented’ a claim not named in a petition if it is 23 ‘sufficiently related’ to an exhausted claim.” Wooten v. Kirkland, 540 F.3d 1019, 1025 24 (9th Cir. 2008). “Claims are ‘sufficiently related’ or ‘intertwined’ for exhaustion purposes 25 when, by raising one claim, the petition clearly implies another error.” Id. (quoting 26 Lounsbury, 374 F.3d at 788); cf. Duncan v. Henry, 513 U.S. 364, 366 (1995) (“[M]ere 27 similarity of claims is insufficient to exhaust.”). “This exception does not apply when 28 1 language in a petition for review indicates a petitioner’s ‘strategic choice’ not to present an 2 issue for review.” Id. (quoting Lounsbury, 374 F.3d at 788). 3 Before the California Supreme Court,3 Petitioner presented the following claims: (1) 4 a due process claim based on the Board’s alleged denial of his right to be heard (i.e., denied 5 the right to object and present favorable evidence, lack of impartial hearing, and a pre- 6 decided outcome), (2) an Eighth Amendment claim for cruel and unusual punishment based 7 on the Board’s alleged use of misinformation to deny parole indefinitely, (3) a Sixth 8 Amendment claim based on the Board’s alleged consideration of facts not found by a jury 9 and the use of those facts to increase Petitioner’s punishment, and (4) a state law claim that 10 the Board abused its discretion. (ECF No. 13-3 at 3–9.) In his petition before the California 11 Supreme Court, Petitioner does not mention the Ex Post Facto Clause or Marsy’s Law or 12 the length of time between Board hearings. Moreover, his Eighth Amendment claim in the 13 Supreme Court petition is not based on the timing of Board hearings. Thus, Petitioner’s ex 14 post facto claim and Eighth Amendment claim are not “sufficiently related” or 15 “intertwined,” such that exhaustion of the latter exhausts the former. See Wooten, 540 F.3d 16 at 1025. Accordingly, the Court finds that Petitioner has not exhausted his ex post facto 17 claim. 18 In the interests of comity and federalism, “federal district courts may not adjudicate 19 mixed petitions for habeas corpus, that is, petitions containing both exhausted and 20 unexhausted claims.” Rhines v. Weber, 544 U.S. 269, 273 (2005) (citing Rose v. Lundy, 21 455 U.S. 509 (1982)). However, a federal court may dismiss an unexhausted ground for 22 relief where it is perfectly clear that the petitioner has not raised a colorable federal claim. 23 Cf. Cassett v. Stewart, 406 F.3d 614, 624 (9th Cir. 2005) (holding that “a federal court may 24 25 26 3 “All courts in California have original habeas corpus jurisdiction,” such that a 27 subsequent petition in a higher court is “a new petition invoking that court’s original jurisdiction,” and the lower court’s ruling is “not directly review[ed].” Robinson v. Lewis, 28 1 deny an unexhausted petition on the merits only when it is perfectly clear that the applicant 2 does not raise even a colorable federal claim”); 28 U.S.C. § 2254(b)(2) (“An application 3 for a writ of habeas corpus may be denied on the merits, notwithstanding the failure of the 4 applicant to exhaust the remedies available in the courts of the State.”). For the reasons 5 discussed below, the Court finds that it is perfectly clear that Petitioner has not raised a 6 colorable ex post facto claim. 7 2. Not Cognizable on Habeas Review 8 Respondent further moves to dismiss Petitioner’s ex post facto claim on the basis 9 that the claim is precluded by the Ninth Circuit’s decision in Gilman v. Brown, 814 F.3d 10 1007 (9th Cir. 2016) (“Gilman II”), cert. denied 137 S. Ct. 650 (2017). (ECF No. 12-1 at 11 15.) After the passage of Marsy’s Law, several California state inmates challenged the law 12 in a class action lawsuit filed in district court, asserting that the law violated the Ex Post 13 Facto Clause. Gilman v. Brown, 110 F. Supp. 3d 989, 990 (E.D. Cal. 2014), rev’d and 14 remanded on other grounds, Gilman II, 814 F.3d 1007 (9th Cir. 2016). The certified class 15 consisted of all California state prisoners who had been sentenced to a life term with the 16 possibility of parole for an offense that occurred before November 4, 2008. Id. The district 17 court held that Marsy’s Law violated the ex post facto rights of the class members. Id. 18 The Ninth Circuit reversed, finding that the challenged provisions of Marsy’s Law 19 were not an ex post facto violation because “a decrease in the frequency of parole 20 hearings—without more—is not sufficient to prove a significant risk of lengthened 21 incarceration.” Gilman II, 814 F.3d at 1016. The Ninth Circuit instructed the district court 22 on remand to enter judgment for the State of California. Id. at 1022. Accordingly, the 23 Ninth Circuit has foreclosed the argument that Marsy’s Law violates the Ex Post Facto 24 Clause. 25 /// 26 /// 27 /// 28 /// 1 Moreover, Petitioner falls within the Gilman class. See Paul Madden, et al., v. 2 Fisher, et al., No. 05-cv-00830-MCE-CKD (E.D. Cal.) (“Gilman”).4 As alleged in his 3 Petition, Petitioner is a California state prisoner who was sentenced to a life term with the 4 possibility of parole for an offense that occurred before November 4, 2008. (See ECF No. 5 1 at 8.) Petitioner did not opt out of the class. See Gilman, ECF Nos. 340, 450, 474, 479. 6 Therefore, he cannot maintain an independent ex post facto challenge to Marsy’s Law. See 7 Cooper v. Fed. Rsrv. Bank of Richmond, 467 U.S. 867, 874 (1984) (“[U]nder elementary 8 principles of prior adjudication a judgment in a properly entertained class action is binding 9 on class members in any subsequent litigation.”); Rios v. Warden, 854 F. App’x 129 (9th 10 Cir. 2021) (finding that the district court properly dismissed the petitioner’s claim that 11 Marsy’s Law violates the Ex Post Facto Clause because it is foreclosed by Gilman II, citing 12 claim and issue preclusion), cert. denied sub nom. Rios v. Clark, 142 S. Ct. 1424 (2022); 13 Guillory v. Bd. of Parole Hearings, No. 1:16-CV-00796 MJS HC, 2016 WL 8731061, at 14 *4 (E.D. Cal. June 17, 2016) (finding that members of the Gilman class may not maintain 15 a separate, individual suit for equitable relief involving the same subject matter of the class 16 action).5 17 For the foregoing reasons, the Court finds that Petitioner’s ex post facto claim based 18 on the implementation of Marsy’s Law must be dismissed. 19 /// 20 /// 21
22 23 4 The Court takes judicial notice of the docket in Gilman See Fed. R. Evid. 201(b); U.S. ex rel. Robinson Rancheria Citizens Council v. Borneo, Inc., 971 F.2d 244, 248 (9th 24 Cir. 1992) (explaining that a court “may take [judicial] notice of proceedings in other 25 courts, both within and without the federal judicial system, if those proceedings have a direct relation to matters at issue”) (citation omitted). 26 5 The Court notes that Petitioner previously raised this ex post facto claim in a prior 27 federal habeas petition challenging his 2010 parole denial. See Hung Duong Nguon, 2014 WL 996215, at *3. As Petitioner is a member of the Gilman class, his claim was dismissed. 28 1 C. Sixth Amendment Claim (Grounds Ten and Eleven) 2 In Grounds Ten and Eleven, Petitioner claims the Board violated the Sixth 3 Amendment by considering facts not found by a jury beyond a reasonable doubt, and by 4 illegally increasing Petitioner’s sentence from life to death.6 (ECF No. 1 at 5–6.) In 5 support of his claims, Petitioner cites Apprendi v. New Jersey, 530 U.S. 466 (2000), Blakely 6 v. Washington, 542 U.S. 296 (2004), United States v. Booker, 543 U.S. 220 (2005), and 7 Cunningham v. California, 549 U.S. 270 (2007). (ECF No. 1 at 6.) Respondent does not 8 address Petitioner’s Sixth Amendment claims. However, under Rule 4 of the Rules 9 Governing § 2254, the district court “must dismiss the petition” if it “plainly appears from 10 the petition and any attached exhibits that the petitioner is not entitled to relief.” Rules 11 Governing § 2254, R. 4; see also McFarland, 512 U.S. at 856. 12 The Fourteenth Amendment and the Sixth Amendment, “[t]aken together, . . . 13 indisputably entitle a criminal defendant to ‘a jury determination that [he] is guilty of every 14 element of the crime with which he is charged, beyond a reasonable doubt.’” Apprendi, 15 530 U.S. at 477 (quoting United States v. Gaudin, 515 U.S. 506, 510 (1995)). In Apprendi, 16 the Supreme Court held that “[o]ther than the fact of a prior conviction, any fact that 17 increases the penalty for a crime beyond the prescribed statutory maximum must be 18 submitted to a jury, and proved beyond a reasonable doubt.” 530 U.S. at 490. In Blakely, 19 the Supreme Court expanded Apprendi, holding that “the ‘statutory maximum’ for 20 Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the 21 facts reflected in the jury verdict or admitted by the defendant.” 542 U.S. at 303 (emphasis 22 in original) (citations omitted); see also Booker, 543 U.S. at 243–44 (holding that Blakely 23
24 25 6 In context, it is clear that Petitioner’s reference to a sentence of “death” is used with some literary license to underscore the seriousness of his situation and is not a literal 26 allegation of the imposition of a death sentence in his case. Petitioner is not alleging that 27 he is at risk of being executed by the State, as would be the case with a death sentence. Instead, he is indicating that if he is denied parole indefinitely, he will die in prison. This 28 1 and Apprendi apply to the Sentencing Guidelines). Finally, in Cunningham, the Supreme 2 Court held that California’s then-existing determinate sentencing law violated Apprendi, 3 stating that “[i]f the jury’s verdict alone does not authorize the sentence, if, instead, the 4 judge must find an additional fact to impose the longer term, the Sixth Amendment 5 requirement is not satisfied.” 549 U.S. at 290. 6 Here, Petitioner’s indeterminate life sentence is in legal effect a sentence for the 7 maximum term of life imprisonment “subject only to the ameliorative power of the [Board] 8 to set a lesser term.” In re Dannenberg, 34 Cal.4th 1061, 1097–98 (2005). As such, a 9 denial of parole under these circumstances does not increase Petitioner’s sentence beyond 10 the statutory maximum of life imprisonment. Moreover, unlike trial and sentencing 11 proceedings, parole hearings are not part of the criminal prosecution and therefore “the full 12 panoply of rights due a defendant in such a proceeding is not constitutionally mandated, 13 even when a protected liberty interest exists.” Pedro v. Oregon Parole Bd., 825 F.2d 1396, 14 1399 (9th Cir. 1987); see also United States v. Knights, 534 U.S. 112, 120 (2001) (right to 15 a jury trial and requirement of proof beyond a reasonable doubt are inapplicable in 16 probation revocation proceedings); Morrissey v. Brewer, 408 U.S. 471, 480 (1972) (“[T]he 17 revocation of parole is not part of a criminal prosecution and thus the full panoply of rights 18 due a defendant in such a proceeding does not apply to parole revocations.”); United States 19 v. Hall, 419 F.3d 980, 985 n.4 (9th Cir. 2005) (“Parole, probation, and supervised release 20 revocation hearings are constitutionally indistinguishable [from parole revocation 21 hearings] and are analyzed in the same manner.”). 22 Finally, district courts in the Ninth Circuit have consistently rejected habeas claims, 23 such as Petitioner’s here, that parole denials are tainted by Blakely or Apprendi error. See, 24 e.g., Down v. Haviland, No. 2:09-CV-2794 TLN EFB, 2013 WL 3745460, at *9 (E.D. Cal. 25 July 15, 2013) (rejecting the petitioner’s claim that the Board’s failure to find him suitable 26 for parole transformed his sentence into one of life without the possibility of parole because 27 his sentence was not “increased” in any way by the Board’s decision); Robinson v. 28 Gonzalez, No. CV 12-91-SJO (PLA), 2012 WL 1642633, at *6–7 (C.D. Cal. May 3, 2012) 1 (finding Apprendi inapplicable because the Board’s denial of parole did not increase the 2 petitioner’s sentence of twenty-five years to life plus one year beyond the maximum 3 sentence); Villarta v. Swarthout, No. C 10-02619 EJD PR, 2012 WL 506567, at *4 (N.D. 4 Cal. Feb. 15, 2012) (finding “the Apprendi jury requirement is not applicable to state parole 5 hearings because parole determinations are not traditionally within the function of the 6 jury”). 7 Accordingly, the Court finds that Petitioner’s Sixth Amendment claims must be 8 dismissed. 9 D. Eighth Amendment Claim (Ground One) 10 In Ground One, Petitioner alleges that his 2021 parole denial violates the Eighth 11 Amendment’s prohibition against cruel and unusual punishment as it results in an 12 “excessive” and “disproportiona[te]” sentence. (ECF No. 1 at 12.) In moving to dismiss, 13 Respondent argues Petitioner’s Eighth Amendment claim is not cognizable in federal court. 14 (ECF No. 12-1 at 9–13.) 15 The Eighth Amendment prohibits the infliction of “cruel and unusual punishments.” 16 Harmelin v. Michigan, 501 U.S. 957, 962 (1991). The Eighth Amendment contains a 17 “narrow proportionality principle” that “applies to noncapital sentences.” Ewing v. 18 California, 538 U.S. 11, 20 (2003). This principle “forbids only extreme sentences that 19 are grossly disproportionate to the crime.” Id. at 23 (citation and internal quotation marks 20 omitted). 21 In an earlier federal habeas petition, Petitioner challenged his sentence of life plus 22 three years following his 1997 conviction of kidnapping and robbery with use of a firearm, 23 claiming his term was disproportionate to the crime in violation of the Eighth Amendment. 24 See Hung Duong Nguon, 2014 WL 996215, at *1. The district court dismissed Petitioner’s 25 Eighth Amendment claim, stating that it could not find that his sentence was “extreme in 26 comparison with the crimes and sentences considered by the Supreme Court in [Rummel v. 27 Estelle, 445 U.S. 263 (1980), Harmelin, and Ewing].” Hung Duong Nguon, 2014 WL 28 996215, at *2. 1 Petitioner now argues that the Board’s 2021 denial of parole violates the Eighth 2 Amendment. (ECF No. 1 at 12–13.) However, Petitioner does not cite to, nor is the Court 3 aware of, any clearly established federal law supporting his theory that an indeterminate 4 life sentence, constitutional when applied, becomes unconstitutional because a prisoner is 5 denied an early release by a parole board. On the contrary, numerous district courts in the 6 Ninth Circuit have rejected similar Eighth Amendment challenges to parole denials as not 7 cognizable in federal court. See, e.g., Chavez v. Broomfield, No. CV 22-0364 FWS (RAO), 8 2022 WL 3720131, at *4 (C.D. Cal. July 28, 2022) (“Petitioner does not cite, and the Court 9 is not aware of, any clearly established federal law supporting his theory that for inmates 10 serving indeterminate life sentences, continued confinement following parole denials may 11 violate the Eighth Amendment.”) (collecting cases), adopted by 2022 WL 3717231 (C.D. 12 Cal. Aug. 26, 2022); Navarro v. Gipson, No. ED CV 21-1529-SB (PLA), 2021 WL 13 4263171, at *2 (C.D. Cal. Sept. 20, 2021) (stating that numerous federal courts faced with 14 Eighth Amendment challenges based on parole denial have rejected such claims as not 15 cognizable); Tatum v. Chappell, No. CV 14-9965 DDP (AJW), 2015 WL 1383516, at *3 16 (C.D. Cal. Mar. 24, 2015) (“[N]o clearly established Supreme Court authority holds that 17 the denial of parole . . . to a prisoner who is serving an indeterminate life sentence could 18 render an otherwise constitutional sentence cruel and unusual punishment.”) (collecting 19 cases); Molina v. Valenzuela, No. ED CV 14-01487-BRO, 2014 WL 4748308, at *3 (C.D. 20 Cal. Sept. 23, 2014) (district courts in the Ninth Circuit have “repeatedly held that a denial 21 of parole from an underlying valid sentence does not implicate the Eighth Amendment”). 22 Accordingly, the Court finds that Petitioner’s Eighth Amendment claim must be 23 dismissed. 24 E. Fourteenth Amendment Due Process (Grounds Two, Three, and Seven) 25 and State Law (Grounds Four, Five, Six, Eight, Nine) Claims 26 In Grounds Two, Three, and Seven, Petitioner alleges his procedural due process 27 rights under the Fourteenth Amendment were violated in a myriad of ways during his 2021 28 parole hearing, including by “den[ying his] rights to be heard,” “illegally den[ying him the 1 right] to present favorable evidence,” preventing him from receiving an impartial hearing, 2 and implementing a “no parole policy,” such that his parole hearing was “a pro-forma sham 3 review.” (ECF No. 1 at 4–5, 14–16.) In Grounds Four, Five, Six, Eight, and Nine, 4 Petitioner also challenges the grounds upon which the Board’s decision relied, arguing it 5 “failed to apply a standard of proof,” it did “not provide ‘some evidence’ [as] necessary,” 6 his “crime was no more callous than most,” and his “motive was not inexplicable or trivial 7 compared to other offenses.” (Id. at 4–5.) 8 Respondent moves to dismiss these claims on the basis that Petitioner’s due process 9 claims are not cognizable in federal court because they only raise issues of state law and 10 would not necessitate Petitioner’s speedier release. (ECF No. 12-1 at 8–9, 13–14.) 11 Respondent further moves to dismiss these claims on the basis they are insufficiently 12 pleaded. (Id. at 15–16.) 13 The Fourteenth Amendment prohibits deprivation of “life, liberty, or property, 14 without due process of law.” U.S. Const., amend. XIV. Applying this prohibition requires 15 a “two-stage analysis.” Ingraham v. Wright, 430 U.S. 651, 672 (1977). Courts must first 16 ask whether the asserted individual interests are encompassed within the Fourteenth 17 Amendment’s protection of ‘life, liberty or property’; if protected interests are implicated, 18 [courts] then must decide what procedures constitute ‘due process of law.’” Id. A liberty 19 interest may be created by the Constitution or by state law. Meachum v. Fano, 427 U.S. 20 215, 226 (1976). 21 “There is no right under the Federal Constitution to be conditionally released before 22 the expiration of a valid sentence, and the States are under no duty to offer parole to their 23 prisoners.” Swarthout v. Cooke, 562 U.S. 216, 220 (2011). However, when “a State creates 24 a liberty interest, the Due Process Clause requires fair procedures for its vindication—and 25 federal courts will review the application of those constitutionally required procedures.” 26 Id. Because “California’s parole scheme gives rise to a cognizable liberty interest in release 27 on parole,” McQuillion v. Duncan, 306 F.3d 895, 902 (9th Cir. 2002), the state must 28 1 provide “constitutionally required procedures,” but “the procedures required [in the context 2 of parole] are minimal,” Cooke, 562 U.S. at 220.7 3 Specifically, a prisoner has been provided constitutionally adequate process in the 4 context of parole if he is “allowed an opportunity to be heard and . . . provided a statement 5 of the reasons why parole was denied.” Id. The presence of those two things is “the 6 beginning and the end of [the Court’s due process] inquiry.” Id. at 221. Here, Petitioner 7 attaches to his Petition the January 7, 2021 transcript of his parole hearing. (ECF No. 1- 8 2.) Petitioner and his counsel appeared at the hearing via video conference. (See id.) The 9 record attached to the Petition clearly shows that Petitioner both had an opportunity to be 10 heard and was provided a statement of reasons why parole was denied. (See id.) The Due 11 Process Clause does not require more. 12 Although Petitioner alleges the Board had a “no parole policy,” which resulted in a 13 pro-forma, sham, and predetermined review, the record does not support these allegations. 14 Rather, the record attached to the Petition demonstrates that Petitioner received an 15 individualized hearing and all the process he was due under the U.S. Constitution. See 16 Sanders v. Salazar, No. EDCV 09-2016 DMG JCG, 2011 WL 1671831, at *3 (C.D. Cal. 17 Feb. 28, 2011) (finding that the petitioner’s no parole policy allegation did not merit habeas 18 relief where he received an individualized hearing and all the process he was due under the 19 U.S. Constitution), adopted by 2011 WL 1671811 (C.D. Cal. May 4, 2011). Accordingly, 20 Petitioner does not allege a cognizable Due Process claim (Grounds Two, Three, Seven).8 21 22 23 24 7 Although Petitioner does not appear to allege a substantive due process claim in his 25 Petition, the Court notes that “there is no substantive due process right created by California’s parole scheme.” Roberts v. Hartley, 640 F.3d 1042, 1046 (9th Cir. 2011). 26 8 The Court notes that Petitioner previously challenged the Board’s 2010 denial of his 27 parole on due process grounds. See Hung Duong Nguon, 2014 WL 996215, at *1–2. The district court held that Petitioner received all the process he was due and dismissed his 28 1 To the extent California state law requires any additional procedures, “a ‘mere error 2 of state law’ is not a denial of [federal] due process.” Cooke, 562 U.S. at 222 (quoting 3 Engle v. Isaac, 456 U.S. 107, 121 n.21 (1982)); see also Estelle v. McGuire, 502 U.S. 62, 4 67 (1991). Moreover, on federal habeas review, the issue is “not whether the state court 5 decided the case correctly.” Cooke, 562 U.S. at 222. “[I]t is no federal concern . . . whether 6 California’s ‘some evidence’ rule of judicial review (a procedure beyond what the 7 Constitution demands) was correctly applied.” Id. at 221. 8 Accordingly, Petitioner’s claims that the Board’s 2021 decision to deny parole 9 violated various state laws (Grounds Four, Five, Six, Eight, Nine), are not cognizable on 10 federal habeas. A petitioner may not “transform a state-law issue into a federal one merely 11 by asserting a violation of due process.” Langford v. Day, 110 F.3d 1380, 1389 (9th Cir. 12 1996) (noting that federal courts “accept a state court’s interpretation of state law”). 13 IV. CONCLUSION 14 For the foregoing reasons, IT IS HEREBY RECOMMENDED that the district 15 court issue an Order: (1) approving and adopting this Report and Recommendation; (2) 16 granting Respondent’s Motion to Dismiss; and (3) dismissing the Petition. 17 IT IS ORDERED that no later than February 24, 2023, any party to this action 18 may file written objections with the Court and serve a copy on all parties. The document 19 should be captioned “Objections to Report and Recommendation.” 20 IT IS FURTHER ORDERED that any reply to any objections shall be filed with 21 the district court and served on all parties no later than March 3, 2023. The parties are 22 advised that failure to file objections within the specified time may waive the right to raise 23 /// 24 /// 25 /// 26 /// 27 /// 28 /// 1 those objections on appeal of the Court’s order. See Turner v. Duncan, 158 F.3d 449, 455 2 Cir. 1998); Martinez v. Yist, 951 F.2d 1153, 1156 (9th Cir. 1991). 3 IT IS SO ORDERED. 4 Dated: February 7, 2023 -
n. Jill L. Burkhardt 6 ited States Magistrate Judge 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28