New Jersey Election Law Enforcement Commission v. Joseph Divincenzo and Jorge Martinez (Office of Administrative Law)

136 A.3d 963, 445 N.J. Super. 187
New Jersey Superior Court Appellate Division·Decided April 25, 2016·No. A-1596-15T3·Published·Cited by 6 cases

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION

DOCKET NO. A-1596-15T3

NEW JERSEY ELECTION LAW ENFORCEMENT COMMISSION, APPROVED FOR PUBLICATION

Petitioner-Appellant, April 25, 2016

v.

APPELLATE DIVISION

JOSEPH DIVINCENZO and JORGE MARTINEZ,

Respondents-Respondents.

Argued March 1, 2016 – Decided April 25, 2016 Before Judges Espinosa, Rothstadt and Currier.

On appeal from the Office of Administrative Law.

Edwin R. Matthews argued the cause for appellant (Bourne, Noll & Kenyon, attorneys;

Mr. Matthews, on the brief).

Angelo J. Genova argued the cause for respondents (Genova Burns LLC, attorneys; Mr.

Genova, of counsel; Celia S. Bosco, Brett M.

Pugach and Kevin R. Miller, on the brief).

The opinion of the court was delivered by ESPINOSA, J.A.D.

The New Jersey Election Law Enforcement Commission (ELEC or the Commission) was created as an independent agency, N.J.S.A. 19:44A-5, charged with the duty to enforce violations of the New

Jersey Campaign Contributions and Expenditures Reporting Act, N.J.S.A. 19:44A-1 to -47 (the Act). The Legislature specified that the Commission shall consist of four members appointed by the Governor to staggered terms and that "[n]o more than two members shall belong to the same political party." N.J.S.A. 19:44A-5. One of the members of the Commission died in November 2011; a second died in August 2015. Neither vacancy has been filled to date. The issues in this case arise from the failure to fill these vacancies.

An administrative law judge (ALJ) dismissed a complaint issued by ELEC against respondents on the ground that ELEC lacked jurisdiction to act because the ALJ concluded ELEC did not have a quorum of members required to issue a complaint. Pursuant to N.J.S.A. 52:14B-10(c), ELEC had forty-five days in which to adopt, reject or modify the ALJ's decision and was permitted to extend that time for one forty-five day period before the ALJ's decision was deemed adopted as the agency's final decision. As a result of an amendment to N.J.S.A. 52:14B-10(c) that became effective March 18, 2014, ELEC could not obtain any further extensions without the consent of the respondents. As the forty-five day extension period was drawing to a close, ELEC sought emergent relief, asking this court to toll the remainder of that period. We granted ELEC leave to file an emergent motion, tolled the forty-

five day period pending this decision and have held oral argument on the motion. For the following reasons, we deny ELEC's motion for emergent relief and vacate our prior order tolling the forty- five day period.1 I.

In July 2011, the Commission consisted of four members:

Chairman Ronald J. DeFilipis, Vice Chairman Walter Timpone, Amos Saunders and Lawrence Weiss.2 As required by N.J.S.A. 19:44A-5, two of the members were Democrats and two were Republicans. All four members of the Commission voted to conduct a formal investigation into purported violations of the Act by respondents Joseph DiVincenzo, a Democratic candidate, and his campaign treasurer, Jorge Martinez, during the 2010 general election for County Executive of Essex County and prior to the 2014 primary election.

In January 2013, the Commission authorized the issuance of a complaint against respondents. In the time that had passed since the authorization of the investigation, Weiss died and Timpone recused himself. As a result, the complaint was authorized by two

1 The Attorney General declined our invitation to participate in this matter. 2 The facts, which are largely undisputed, are derived from the pleadings, the written opinion of the trial court judge and the ALJ, and the submissions of counsel.

members of the Commission, DeFilipis and Saunders, who were both Republicans. The complaint was issued approximately nine months later in September 2013.

The Commission is authorized to initiate penalty proceedings pursuant to N.J.S.A. 19:44A-22 and N.J.S.A. 19:44A-41.3 Once the Commission elects to undertake a penalty proceeding under either statute, the respondent is afforded the opportunity for a hearing pursuant to the provisions of the Administrative Procedure Act (APA), N.J.S.A. 52:14B-1 to -15 and the Uniform Administrative Procedure Rules, N.J.A.C. 1:1-1.1 to -21.6. N.J.A.C. 19:25-17.1. Respondents filed an answer and a request for a hearing. As a result, the matter was transferred to the Office of Administrative Law (OAL) as a contested case pursuant to N.J.S.A. 52:14B-2.

N.J.S.A. 19:44A-22 states:

b. Upon receiving evidence of any violation of this section, the Election Law Enforcement Commission shall have power to hold, or to cause to be held under the provisions of subsection d. of this section, hearings upon such violation and, upon finding any person to have committed such a violation, to assess such penalty, . . . as it deems proper under the circumstances. . . .

. . . .

d. The commission may designate a hearing officer to hear complaints of violations of this act. Such hearing officer shall take

3 The complaint is not included in the record before us so it is unclear under which statute the complaint was issued.

testimony, compile a record and make factual findings, and shall submit the same to the commission, which shall have power to assess penalties . . . . The commission shall review the record and findings of the hearing officer, but it may also seek such additional testimony as it deems necessary. The commission's determination shall be by majority vote of the entire authorized membership thereof.

[(Emphasis added).]

N.J.S.A. 19:44A-41 contains virtually identical provisions:

b. Upon receiving evidence of any violation of sections 4, 6, 9, 10 or 19 of this act,[4] the Election Law Enforcement Commission shall have power to hold, or to cause to be held under the provisions of subsection d. of this section, hearings upon such violation and, upon finding any person to have committed such a violation, to assess such penalty, . . . as it deems proper under the circumstances . . . .

. . . .

d. The commission may designate a hearing officer to hear complaints of violations of this act. Such hearing officer shall take testimony, compile a record and make factual findings, and shall submit the same to the commission, which shall have power to assess penalties . . . . The commission shall review the record and findings of the hearing officer, but it may also seek such

4 The cited sections of the Act pertain to: contribution limitations, N.J.S.A. 19:44A-29; N.J.S.A. 19:44A-31, repealed by L. 1980, c. 74, § 20; maintenance of separate bank accounts for other funds and disposition of contributions of political committees, N.J.S.A. 19:44A-34; expenditures from the fund for election campaign expenses and return of unexpended funds, N.J.S.A. 19:44A-35; and borrowing of funds by candidates, N.J.S.A. 19:44A-44.

additional testimony as it deems necessary.

The commission's determination shall be by majority vote of the entire authorized membership thereof.

[(Emphasis added).]

Respondents filed a motion for summary decision pursuant to N.J.A.C. 1:1-12.5. The ALJ issued an initial decision on September 16, 2015, dismissing the Commission's complaint on the ground that the Commission lacked the requisite quorum to issue the complaint and therefore lacked jurisdiction to do so. The ALJ cited "[s]ubsection d.," which he described as "address[ing] the process for hearings in matters where the Commission has seen fit to render charges against an alleged violator."

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New Jersey Election Law Enforcement Commission v. Joseph Divincenzo and Jorge Martinez (Office of Administrative Law), 136 A.3d 963, 445 N.J. Super. 187 (N.J. Ct. App. 2016).

136 A.3d 963 (New Jersey Election Law Enforcement Commission v. Joseph Divincenzo and Jorge Martinez (Office of Administrative Law)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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