Neiberger v. Hawkins

208 F.R.D. 301, 2002 U.S. Dist. LEXIS 9639, 2002 WL 1050515
CourtDistrict Court, D. Colorado
DecidedMay 22, 2002
DocketNo. CIV.A.99-B-1120 (MJW)
StatusPublished
Cited by26 cases

This text of 208 F.R.D. 301 (Neiberger v. Hawkins) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Neiberger v. Hawkins, 208 F.R.D. 301, 2002 U.S. Dist. LEXIS 9639, 2002 WL 1050515 (D. Colo. 2002).

Opinion

MEMORANDUM OPINION AND ORDER

BABCOCK, Chief Judge.

Plaintiffs James Neiberger, Danford El-dridge, Paul Gardner, Terence Jacobs, Bradley Glennie, David Snyders, Lawrence Eu-bank and Allen Hall (“Plaintiffs”) bring claims for violation of the Care and Treatment of the Mentally 111 Act (“Treatment Act”), common law negligence/ negligence per se, violation of the due process clause of the Fourteenth Amendment to the United States Constitution, and violation of § 504 of the Rehabilitation Act against Defendants Robert Hawkins, individually and in his official capacity as Superintendent of the Colorado Mental Health Institute at Pueblo (“CMHI-P”); Garry Toerber, individually and in his official capacity as Associate Manager for the Office of Direct Services of the Department of Human Services (“DHS”); Colorado Department of Human Services; and Colorado Mental Health Institute at Pueblo. All Defendants except Mr. Toerber (“Defendants”) move, via seven motions, to dismiss various claims. Mr. Toerber moves separately to dismiss various claims. Defendants move for a stay. Finally, Plaintiffs move to certify the case as a class action. The motions are adequately briefed and orally argued. For the reasons set forth below, I grant Defendants’ motions to dismiss Plaintiffs’ second claim for relief for negligence/ negligence per se; grant Defendants’ motion to dismiss Plaintiffs’ second claim for relief as to potential class members; grant in part and deny in part Defendants’ motion to dismiss Plaintiffs’ Third Amended Complaint; grant Mr. Toerber’s motion in part and deny it in part; deny the motion to stay as moot; and grant the motion for class certification.

I. Facts and Procedural History

The facts in this case are set out in Neiberger v. Hawkins, 70 F.Supp.2d 1177 (D.Colo. 1999), affd, 6 Fed.Appx. 683, 2001 WL 227405 (10th Cir.2001), and need not be fully repeated here. This action was brought by patients of the Forensic Institute at the CMHI-P who were placed there pursuant to criminal adjudications of not guilty by reason of insanity. Plaintiffs allege a combination of hostile conditions and policies that prevent [307]*307them from obtaining appropriate medical and psychiatric care. The original Plaintiffs in the case were James Neiberger, Danford Eldridge, Paul Gardner, and Terence Jacobs (“Original Plaintiffs”).

In 1999 Defendants moved to dismiss Plaintiffs’ Second Amended Complaint. In Neiberger v. Hawkins, 70 F.Supp.2d 1177 (D.Colo.1999) I granted the motion in part, denied it in part, and held it in abeyance in part. The following claims survived that Order: (1) declaratory and injunctive relief for violation of Colorado’s Care and' Treatment of the Mentally 111 Act as against all Defendants, but without any entitlement to damages; (2) violation of Due Process pursuant to 42 U.S.C. § 1983 as against Mr. Hawkins and Mr. Toerber in their official capacities for prospective injunctive relief only, and in their individual capacities as pled; (3) violation of Title II of the ADA as against the State Defendants and individual Defendants in their official capacities; and (4) negligence as to all Defendants. I also denied Defendants’ assertions of qualified immunity and immunity pursuant to the Colorado Governmental Immunity Act. Defendants pursued an interlocutory appeal, and the case was stayed. The Tenth Circuit affirmed and remanded on March 8, 2001. See Neiberger v. Hawkins, 6 Fed.Appx. 683, 2001 WL 227405 (10th Cir.2001). The United States Supreme Court denied the petition for writ of certiora-ri. See Hawkins v. Neiberger, — U.S. -, 122 S.Ct. 346, 151 L.Ed.2d 261 (Oct. 9, 2001). As part of Defendants’ original motion to dismiss, I held in abeyance that portion of the motion which sought dismissal of Plaintiffs’ ADA claim. On July 9, 2001 I granted that motion, holding that Title II of the ADA did not validly abrogate the States’ Eleventh Amendment immunity from suit. See Neiberger v. Hawkins, 150 F.Supp.2d 1118 (D.Colo.2001).

On December 18, 2001 Plaintiffs filed a Third Amended Complaint. In it, Plaintiffs added four new Plaintiffs (“New Plaintiffs”) with histories and claims similar to the Original Plaintiffs, and substituted a claim under the Rehabilitation Act for the dismissed ADA claim. Defendants have filed motions to dismiss the Third Amended Complaint. All Defendants except Mr. Toerber move in four separate motions to dismiss Bradley Glen-nie’s, David Snyders’s, Lawrence Eubank’s and Allen Hall’s second claim for relief for negligence/ negligence per se. All Defendants except Mr. Toerber move in a separate motion to dismiss Plaintiffs’ second claim for relief as to potential class members. All Defendants except Mr. Toerber move in a separate motion to dismiss Plaintiffs’ Third Amended Complaint. Defendant Toerber moves separately to dismiss the state law tort claims made against him by the four New Plaintiffs and to dismiss claims made against him for prospective injunctive relief. Defendants move to stay discovery, except to decide the issue of sovereign immunity. Finally, Plaintiffs move for class certification. I first consider the motions to dismiss and the motion to stay before addressing class certification.

II. Motions to Dismiss

Defendants and Mr. Toerber bring separate motions to dismiss. Because Mr. Toer-ber raises issues not raised by Defendants’ motions, I consider his motion separately.

A Applicable Standards

The various motions to dismiss are brought pursuant to Fed.R.Civ.P. 12(b)(1) and (6).

1. Buie 12(b)(1)

A motion to dismiss based on sovereign immunity is treated as a motion to dismiss for lack of subject matter jurisdiction pursuant to Rule 12(b)(1). See King v. United States, 53 F.Supp.2d 1056, 1064 (D.Colo. 1999); Neiberger, 70 F.Supp.2d at 1181; Trinity Broad, of Denver, Inc. v. City of Westminster, 848 P.2d 916, 924 (Colo.1993) (immunity under the Colorado Governmental Immunity Act is a jurisdictional issue).

Rule 12(b)(1) empowers a court to dismiss a complaint for “lack of jurisdiction over the subject matter.” Fed.R.Civ.P. 12(b)(1). A Rule 12(b)(1) motion to dismiss “must be determined from the allegations of fact in the complaint, without regard to mere conclusionary allegations of jurisdiction.” Groundhog v. Keeler, 442 F.2d 674, 677 (10th [308]*308Cir.1971). The burden of establishing subject matter jurisdiction is on the party asserting jurisdiction. See Basso v. Utah Power & Light Co., 495 F.2d 906, 909 (10th Cir.1974).

Under Rule 12(b)(1), I have wide discretion to consider affidavits, documents, and even hold a limited evidentiary hearing in making appropriate factual findings on jurisdictional issues. See Wheeler v. Hurdman, 825 F.2d 257, 259 n. 5 (10th Cir.1987).

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Cite This Page — Counsel Stack

Bluebook (online)
208 F.R.D. 301, 2002 U.S. Dist. LEXIS 9639, 2002 WL 1050515, Counsel Stack Legal Research, https://law.counselstack.com/opinion/neiberger-v-hawkins-cod-2002.