Nathaniel Holmes v. Melvin Laird, as Secretary of the United States Department of Defense

459 F.2d 1211, 17 A.L.R. Fed. 705, 148 U.S. App. D.C. 187, 1972 U.S. App. LEXIS 10542
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 24, 1972
Docket71-1518
StatusPublished
Cited by80 cases

This text of 459 F.2d 1211 (Nathaniel Holmes v. Melvin Laird, as Secretary of the United States Department of Defense) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nathaniel Holmes v. Melvin Laird, as Secretary of the United States Department of Defense, 459 F.2d 1211, 17 A.L.R. Fed. 705, 148 U.S. App. D.C. 187, 1972 U.S. App. LEXIS 10542 (D.C. Cir. 1972).

Opinion

SPOTTSWOOD W. ROBINSON, III, Circuit Judge:

This appeal presents for resolution an issue of potential concern to American servicemen stationed within the territories of our allies under the North Atlantic Treaty, 1 and similarly to the many others assigned to military outposts in other parts of the world. The question is whether a court of the United States is empowered to entertain a claim of illegality in the conviction of two American soldiers in the Federal Republic of Germany with a view to enjoining their surrender for service of their sentences. 2 We have carefully examined the problem in the light shed by the relevant precedents, which most numerously are controlling upon us. We conclude that the question must be answered in the negative.

I

At the center of the controversy are reciprocal criminal-jurisdiction nrov±-_ sions subscribed to by the nations comprising the North Atlantic Treaty Organization. They are embodied in the -NAm^Stetusof Forces Agreement (NATO SOFA) 3 and, with but minor variations, they extend to the Federal Republic of Germany by virtue of a subsequent multilateral agreement. 4 They are designed to avoid jurisdictional clashes when military personnel 5 of one country — the “sending State” 6 — are assigned to peacetime duty 7 within the borders of another — the “receiving State.” 8 Jurisdiction may be either exclusive or concurrent, 9 and is concurrent when the misconduct charged amounts to a crime under the law of each. 10 NATO SOFA specifies that

In eases where the right to exercise jurisdiction is concurrent the following rules shall apply:
(a) The military authorities of the sending State shall have the primary right to exercise jurisdiction over a member of a force or of a civilian component in relation to
(i) offences solely against the property or security of that State, or offences solely against the person or property of another member of the force or civilian component of that State or of a dependent;
(ii) offences arising out of any act or omission done in the performance of official duty. (
(b) In the case of any other offence the authorities of the receiving *1213 State shall have the primary right to exercise jurisdiction. 11

These specifications are accompanied by others relating to waiver of jurisdiction 12 and provisional custody of the accused by the sending nation. 13 And, importantly for appellants’ case, NATO SOFA surrounds prosecutions by receiving nations with fair-trial safeguards approximating some but not all of those constitutionally mandated for criminal proceedings in the United States Courts:

Whenever a member of a force or civilian component or a dependent is prosecuted under the jurisdiction of a receiving State he shall be entitled—
(a) to a prompt and speedy trial;
(b) to be informed, in advance of trial, of the specific charge or charges made against him;
(c) to be confronted with the witnesses against him;
(d) to have compulsory process for obtaining witnesses in his favour, if they are within the jurisdiction of the receiving State;
(e) to have legal representation of his own choice for his defence or to have free or assisted legal representation under the conditions prevailing for the time being in the receiving State;
(f) if he considers it necessary, to have the services of a competent interpreter; and
(g) to communicate with a representative of the Government of the sending State and, when the rules of the court permit, to have such a representative present at his trial. 14

West Germany, as an occupied country in 1951, was not an original party to NATO SOFA, but became one in 1958. The Supplementary Agreement bringing that about, 15 together with the Signature of Protocol thereto, wrought some changes respecting waiver and custody 16 but none significantly affecting this litigation. NATO SOFA’s fair-trial *1214 guarantees 17 were left standing without any change whatsoever.

II

Appellants are American citizens serving in the United States Army. In July, 1970, while stationed with the Infantry Division in West Germany, they were arrested on charges of attempted rape and related offenses. Appellants tell us that the matter was investigated by their military superiors, who decided that the evidence did not warrant prosecution. The Federal Republic of Germany recalled a waiver of its jurisdiction, 18 however, and appellants were later indicted. In harmony with the Supplementary Agreement, 19 they were remitted to American military custody while the case proceeded in the West German courts.

Trial in the District Court (Landge-richt) in Bad Kreuznach culminated in convictions and sentences to imprisonment fou three years. A subsequent appeal to the Federal Supreme Court (Bundesgerichtshof) was denied, whereupon their convictions became final under German law. It then became the Army’s' responsibility under the provisions of the Supplementary Agreement to turn appellants over to the Federal Republic. 20

Shortly prior to pronouncement of the appellate decision, appellants left West Germany without authorization and returned to the United States. Thereafter they surrendered to Army officials, in whose custody they now are, and then initiated the present litigation in the District Court. In their complaint, as amended, they claimed deprivations of rights secured to them by NATO SOFA, 21 by principles of international law, and by the Constitution of the United States. ' They were materially prejuspeedy trial, they allege, ^Because they wárecEarged in July, 1970, but were not tried until the following December. They were noUfurnished counsel of their^ choice, they say, because their request for an American civilian attornéy was denied.

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Bluebook (online)
459 F.2d 1211, 17 A.L.R. Fed. 705, 148 U.S. App. D.C. 187, 1972 U.S. App. LEXIS 10542, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nathaniel-holmes-v-melvin-laird-as-secretary-of-the-united-states-cadc-1972.