Nathaniel Hicks v. Gerald Ferreyra

965 F.3d 302
CourtCourt of Appeals for the Fourth Circuit
DecidedJuly 14, 2020
Docket19-1697
StatusPublished
Cited by92 cases

This text of 965 F.3d 302 (Nathaniel Hicks v. Gerald Ferreyra) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nathaniel Hicks v. Gerald Ferreyra, 965 F.3d 302 (4th Cir. 2020).

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 19-1697

NATHANIEL HICKS,

Plaintiff – Appellee,

v.

OFFICER GERALD L. FERREYRA, in his individual capacity; OFFICER BRIAN A. PHILLIPS, in his individual capacity,

Defendants – Appellants.

Appeal from the United States District Court for the District of Maryland at Greenbelt. Paul W. Grimm, District Judge. (8:16-cv-02521-PWG)

Submitted: May 18, 2020 Decided: July 14, 2020

Before MOTZ, KEENAN, and HARRIS, Circuit Judges.

Affirmed in part and dismissed in part by published opinion. Judge Harris wrote the opinion, in which Judge Motz and Judge Keenan joined.

Andrew C. White, Jodie E. Buchman, SILVERMAN, THOMPSON, SLUTKIN & WHITE, Baltimore, Maryland, for Appellants. Jia Cobb, Yiyang Wu, RELMAN, DANE & COLFAX PLLC, Washington, D.C., for Appellee. PAMELA HARRIS, Circuit Judge:

This appeal arises from two traffic stops in which United States Park Police officers

allegedly seized Nathaniel Hicks in violation of the Fourth Amendment. Hicks filed suit

for damages against the federal officers, invoking the implied cause of action recognized

in Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388

(1971). The officers moved for summary judgment on qualified immunity grounds. The

district court denied their motion, finding that the factual record, viewed in the light most

favorable to Hicks, precluded an award of qualified immunity on summary judgment.

On appeal, the officers argue – for the first time – that no Bivens remedy is available

to Hicks, because applying Bivens here would constitute an improper extension of that case

into a “new context.” See Ziglar v. Abbasi, 137 S. Ct. 1843, 1857 (2017). And according

to the officers, the district court committed reversible error when it failed to take up that

question sua sponte and dismiss Hicks’s action under Abbasi. We disagree. Contrary to

the officers’ suggestion, our well-established forfeiture rules govern here, and those rules

do not allow the officers to raise before us a claim they never pressed in the district court.

The officers also argue that the district court erred in denying them summary

judgment based on qualified immunity, pointing to instances in which they believe the

district court misconstrued the record evidence. In this interlocutory posture, however, our

jurisdiction is limited to issues of law, and does not permit us to review a district court’s

assessment of the factual record. We therefore dismiss this portion of the officers’ appeal.

2 I.

A.

Because this is an interlocutory appeal of a denial of qualified immunity, we recount

the facts as the district court viewed them – that is, in the light most favorable to the

plaintiff, Nathaniel Hicks, drawing all justifiable inferences in his favor. See Winfield v.

Bass, 106 F.3d 525, 529–30 (4th Cir. 1997) (en banc).

In the early morning hours of July 11, 2015, Nathaniel Hicks – then an agent of the

United States Secret Service – was parked on the shoulder of Interstate 295 North in

Maryland, waiting to lead an oncoming motorcade in his government-assigned vehicle,

which had a police antenna, strobing bar, and illuminated emergency lights. At

approximately 6:00 a.m., Gerald Ferreyra – an officer with the United States Park Police

(“USPP”) – parked his police cruiser behind Hicks’s government vehicle and approached,

initiating what would become the first of the two stops of Hicks, this one lasting for

between 40 and 60 minutes.

As he approached, Ferreyra saw Hicks’s service weapon – a handgun – inside

Hicks’s car, and drew his own weapon. Hicks quickly identified himself to Ferreyra as a

Secret Service agent and displayed his credentials, including a photograph of himself and

a description of his mission. Ferreyra seized Hicks’s service weapon and credentials, and

took them back to his police cruiser for verification. Ferreyra since has acknowledged that

Hicks’s credentials “looked legit,” and that he had no “reason to doubt” their validity.

Hicks v. Ferreyra, 396 F. Supp. 3d 564, 578 (D. Md. 2019).

3 Despite fully satisfying himself that Hicks was, in fact, a Secret Service agent who

was authorized to carry a handgun under both state and federal statutes, see Md. Code Ann.,

Crim. Law § 4-203(b)(1)(i); 18 U.S.C. § 3056(c)(1)(B), Ferreyra continued detaining

Hicks while calling for additional officers to report to the scene. Next to arrive was Brian

Phillips, also an officer with the USPP. And although Phillips, too, soon learned that Hicks

was a Secret Service agent, Phillips assisted in Hicks’s continued detention while Ferreyra

called for a third USPP officer – this time, a supervisor – to come to the scene as well.

Ferreyra since has confirmed that he had no intention of arresting Hicks when calling his

supervisor. But Ferreyra and Phillips continued to detain Hicks and to maintain possession

of Hicks’s service weapon and credentials. By now, the motorcade that Hicks had been

assigned to lead had come and gone.

After the motorcade passed, the USPP supervisor arrived and informed Hicks that

he was free to leave, and Ferreyra returned Hicks’s weapon and credentials and allowed

Hicks to leave the scene. By then, it was between 6:40 and 6:59 a.m., or 40 to 59 minutes

after the stop was initiated at 6:00 a.m. And by no later than 6:25 a.m. – and perhaps much

earlier – the USPP officers were fully aware that Hicks was an on-duty Secret Service agent

authorized to carry a weapon, but they nevertheless continued the detention.

The second stop at issue occurred only minutes later, when Hicks, almost as soon

as he had left the scene of his initial detention, was pulled over by Phillips. Hicks “was

not driving erratically,” Hicks, 396 F. Supp. 3d at 580, and Phillips “knew it was Agent

Hicks’s vehicle he was stopping,” id. at 579. Phillips approached Hicks’s vehicle and said:

“I noticed when you departed the scene you were on the phone. It’s against the law in the

4 State of Maryland for an officer to be on the phone” while driving. Id. at 572. (In fact,

Maryland law expressly permits law enforcement officers like Hicks to use their cellphones

while driving. Id. at 580 (citing Md. Code Ann., Transp. § 21-1124.2(b)(2)(i))). Although

Phillips concedes that he recognized Hicks when he approached his car, he nevertheless

demanded Hicks’s license and registration and detained him further before ultimately

releasing him.

B.

In July of 2016, Agent Hicks filed a Bivens action for damages against Officers

Ferreyra and Phillips, alleging that the officers had violated his clearly established Fourth

Amendment rights by unlawfully seizing him twice without probable cause or reasonable

suspicion. The officers ultimately moved for summary judgment on Hicks’s Fourth

Amendment Bivens claim, alleging that they were entitled to qualified immunity. At no

point did the officers question whether Hicks could avail himself of the implied cause of

action for damages recognized by the Supreme Court in Bivens.

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