1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 AMELIA MYERS, et al., Case No. 24-cv-02668-AMO Plaintiffs, 8 ORDER GRANTING MOTION FOR 9 v. COURT-AUTHORIZED NOTICE 10 GILEAD SCIENCES, INC, et al., Re: Dkt. No. 22 Defendants. 11 12 13 Before the Court is Plaintiffs Amelia Myers and Fatoumata Barry Yapo’s motion for court- 14 authorized notice to the collective. ECF 22. This Order assumes familiarity with the facts and 15 procedural history of the case. Plaintiffs’ motion is fully briefed and was heard before this Court 16 on February 6, 2025. Having read the papers filed by the parties and carefully considered the 17 arguments therein and those made at the hearing, as well as the relevant legal authority, the Court 18 hereby GRANTS Plaintiffs’ motion, subject to the modifications discussed herein. 19 I. DISCUSSION 20 Plaintiffs argue they meet the lenient standard for conditional certification and that the 21 Court should authorize notice to the collective. Defendants argue conditional certification is 22 improper because Plaintiffs have not met their evidentiary burden and Plaintiffs’ proposed 23 collective is vague and overbroad. Defendants additionally contend that the Court should not 24 authorize notice because the method and substance of Plaintiffs’ proposed notice contain certain 25 defects. The Court first considers whether conditional certification of the collective is proper, and 26 concluding it is, takes up the form of notice to the collective. 27 // 1 a. Legal Standard 2 Under the Fair Labor Standards Act (“FLSA”), “workers may litigate jointly if they (1) 3 claim a violation of the FLSA, (2) are ‘similarly situated,’ and (3) affirmatively opt in to the joint 4 litigation, in writing.” Campbell v. City of Los Angeles, 903 F.3d 1090, 1100 (9th Cir. 2018); 29 5 U.S.C. § 216(b). 6 FLSA plaintiffs can seek “dissemination of notice to putative collective members, 7 conditioned on a preliminary determination that the collective . . . satisfies the ‘similarly situated’ 8 requirement of section 216(b).” Campbell, 903 F.3d at 1109. “Similarly situated” means “alike 9 with regard to some material aspect of their litigation . . . in ways that matter to the disposition of 10 their FLSA claims.” Id. at 1114. “[W]hat matters is not just any similarity between party 11 plaintiffs, but a legal or factual similarity material to the resolution of the party plaintiffs’ claims, 12 in the sense of having potential to advance these claims, collectively, to some resolution.” Id. at 13 1115 (emphasis in original). The standard is lenient, but it is the plaintiff’s burden to present “at 14 least some evidence to support the ‘substantial allegations’ in the complaint” that the collective 15 members “were together the victims of a single decision, policy, or plan.” Litvinova v. City & 16 Cnty. of San Francisco, 2019 WL 1975438, at *2-4 (N.D. Cal. Jan. 3, 2019). Courts’ analyses are 17 “typically focused on a review of the pleadings but may sometimes be supplemented by 18 declarations or limited other evidence.” Campbell, 903 F.3d at 1109. “Determining whether a suit 19 properly may be maintained as a FLSA collective action is within the discretion of the court.” 20 Litvinova, 2019 WL 1975438, at *2; see also Campbell, 903 F.3d at 1110 (citing Hoffman-La 21 Roche v. Sperling, 493 U.S. 165, 174 (1989) (“[T]he proper means of managing a collective 22 action – the form and timing of notice, the timing of options, the extent of discovery before 23 decertification is addressed – is largely a question of ‘case management,’ and thus a subject of 24 substantial judicial discretion.”)). 25 b. Conditional Certification 26 Plaintiffs seek conditional certification of a collective defined as “[a]ll persons who 27 worked for Gilead as non-exempt employees who were paid incentive awards and/or granted 1 between May 3, 2021 and the present.” ECF 22-8. 2 Plaintiffs argue the putative collective members are similarly situated. They support their 3 motion with a declaration from each named Plaintiff; a page from Gilead’s website titled 4 “Compensation, Benefits and Wellbeing”; several Gilead job postings; Gilead’s Securities and 5 Exchange Commission (SEC) incentive plan summary; and sample earnings statements. See ECF 6 22. Plaintiffs contend that these “together demonstrate Defendants’ uniform policy of failing to 7 include supplemental remuneration paid to Collective Members in the regular rate calculation for 8 overtime wages.” Id. at 9. 9 The Court agrees. In their declarations, Myers and Yapo attest they worked as hourly, 10 non-exempt employees during the three-year FLSA statutory period, that they received restricted 11 stock units (“RSUs”) that vested during that period, and that they were subject to Defendants’ 12 policy of not including the value of the vested RSUs in overtime pay calculations, see ECF 22-2, 13 22-3, and their sample earnings statements confirm they received restricted stock and worked 14 overtime, see ECF 22-7. The remaining submissions evidence that Defendants award 15 supplemental remuneration on a company-wide level that amounts to a single policy or plan. The 16 SEC Incentive Plan Summary describes the purposes and structure of the incentive compensation 17 plan, noting that “unless otherwise determined by the Plan Administrator, all Company employees 18 . . . are eligible to participate,” and that payment is based “on the attainment of corporate and 19 individual performance goals and metrics,” which are “establish[ed] in writing . . . generally 20 within 90 days of the beginning of the performance year.” ECF 22-6. The page from Gilead’s 21 website titled “Compensation, Benefits and Wellbeing” describes that Gilead is a “pay-for- 22 performance company” with “base pay, bonus and stock awards.” ECF 22-4. Thus, the Court 23 finds that “Plaintiffs’ pleadings and supporting evidence are sufficient to meet the ‘lenient’ burden 24 required to demonstrate that Plaintiffs and putative collective action members shared similar job 25 duties and a similar compensation scheme.” See Herrera v. EOS IT Mgmt. Sols., Inc., 2020 WL 26 7342709, at *7 (N.D. Cal. Dec. 14, 2020) (finding burden met where plaintiffs provided five 27 declarations that, despite being “repetitive and uniform,” supported plaintiffs’ allegations, offered 1 description outlining the duties of the relevant role). 2 Defendants argue Plaintiffs have not shown conditional certification is proper for three 3 reasons. First, Defendants argue Plaintiffs’ proffered evidence is insufficient. Defendants insist 4 Plaintiffs’ declarations “are entitled to no evidentiary weight” as they are “virtually identical and 5 repeat vague speculations.” ECF 29 at 17. However, as the relevant inquiry is “simply whether 6 plaintiffs have made an adequate threshold showing,” courts have rejected arguments that 7 declarations submitted in support of conditional certification are “boilerplate.” See Costa v. Apple, 8 Inc., 2023 WL 8101980 (N.D. Cal. Nov. 21, 2023) (citing Gonzalez v. Charter Commc’ns, LLC, 9 2020 WL 8028108, at *4 (C.D. Cal. Dec. 4, 2020)). 10 The cases Defendants cite in arguing Plaintiffs have not met their evidentiary burden are 11 easily distinguishable. In Litvinova v. City and County of San Francisco, the court denied 12 conditional certification. 2019 WL 1975438, at *4 (N.D. Cal. Jan. 3, 2019).
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 AMELIA MYERS, et al., Case No. 24-cv-02668-AMO Plaintiffs, 8 ORDER GRANTING MOTION FOR 9 v. COURT-AUTHORIZED NOTICE 10 GILEAD SCIENCES, INC, et al., Re: Dkt. No. 22 Defendants. 11 12 13 Before the Court is Plaintiffs Amelia Myers and Fatoumata Barry Yapo’s motion for court- 14 authorized notice to the collective. ECF 22. This Order assumes familiarity with the facts and 15 procedural history of the case. Plaintiffs’ motion is fully briefed and was heard before this Court 16 on February 6, 2025. Having read the papers filed by the parties and carefully considered the 17 arguments therein and those made at the hearing, as well as the relevant legal authority, the Court 18 hereby GRANTS Plaintiffs’ motion, subject to the modifications discussed herein. 19 I. DISCUSSION 20 Plaintiffs argue they meet the lenient standard for conditional certification and that the 21 Court should authorize notice to the collective. Defendants argue conditional certification is 22 improper because Plaintiffs have not met their evidentiary burden and Plaintiffs’ proposed 23 collective is vague and overbroad. Defendants additionally contend that the Court should not 24 authorize notice because the method and substance of Plaintiffs’ proposed notice contain certain 25 defects. The Court first considers whether conditional certification of the collective is proper, and 26 concluding it is, takes up the form of notice to the collective. 27 // 1 a. Legal Standard 2 Under the Fair Labor Standards Act (“FLSA”), “workers may litigate jointly if they (1) 3 claim a violation of the FLSA, (2) are ‘similarly situated,’ and (3) affirmatively opt in to the joint 4 litigation, in writing.” Campbell v. City of Los Angeles, 903 F.3d 1090, 1100 (9th Cir. 2018); 29 5 U.S.C. § 216(b). 6 FLSA plaintiffs can seek “dissemination of notice to putative collective members, 7 conditioned on a preliminary determination that the collective . . . satisfies the ‘similarly situated’ 8 requirement of section 216(b).” Campbell, 903 F.3d at 1109. “Similarly situated” means “alike 9 with regard to some material aspect of their litigation . . . in ways that matter to the disposition of 10 their FLSA claims.” Id. at 1114. “[W]hat matters is not just any similarity between party 11 plaintiffs, but a legal or factual similarity material to the resolution of the party plaintiffs’ claims, 12 in the sense of having potential to advance these claims, collectively, to some resolution.” Id. at 13 1115 (emphasis in original). The standard is lenient, but it is the plaintiff’s burden to present “at 14 least some evidence to support the ‘substantial allegations’ in the complaint” that the collective 15 members “were together the victims of a single decision, policy, or plan.” Litvinova v. City & 16 Cnty. of San Francisco, 2019 WL 1975438, at *2-4 (N.D. Cal. Jan. 3, 2019). Courts’ analyses are 17 “typically focused on a review of the pleadings but may sometimes be supplemented by 18 declarations or limited other evidence.” Campbell, 903 F.3d at 1109. “Determining whether a suit 19 properly may be maintained as a FLSA collective action is within the discretion of the court.” 20 Litvinova, 2019 WL 1975438, at *2; see also Campbell, 903 F.3d at 1110 (citing Hoffman-La 21 Roche v. Sperling, 493 U.S. 165, 174 (1989) (“[T]he proper means of managing a collective 22 action – the form and timing of notice, the timing of options, the extent of discovery before 23 decertification is addressed – is largely a question of ‘case management,’ and thus a subject of 24 substantial judicial discretion.”)). 25 b. Conditional Certification 26 Plaintiffs seek conditional certification of a collective defined as “[a]ll persons who 27 worked for Gilead as non-exempt employees who were paid incentive awards and/or granted 1 between May 3, 2021 and the present.” ECF 22-8. 2 Plaintiffs argue the putative collective members are similarly situated. They support their 3 motion with a declaration from each named Plaintiff; a page from Gilead’s website titled 4 “Compensation, Benefits and Wellbeing”; several Gilead job postings; Gilead’s Securities and 5 Exchange Commission (SEC) incentive plan summary; and sample earnings statements. See ECF 6 22. Plaintiffs contend that these “together demonstrate Defendants’ uniform policy of failing to 7 include supplemental remuneration paid to Collective Members in the regular rate calculation for 8 overtime wages.” Id. at 9. 9 The Court agrees. In their declarations, Myers and Yapo attest they worked as hourly, 10 non-exempt employees during the three-year FLSA statutory period, that they received restricted 11 stock units (“RSUs”) that vested during that period, and that they were subject to Defendants’ 12 policy of not including the value of the vested RSUs in overtime pay calculations, see ECF 22-2, 13 22-3, and their sample earnings statements confirm they received restricted stock and worked 14 overtime, see ECF 22-7. The remaining submissions evidence that Defendants award 15 supplemental remuneration on a company-wide level that amounts to a single policy or plan. The 16 SEC Incentive Plan Summary describes the purposes and structure of the incentive compensation 17 plan, noting that “unless otherwise determined by the Plan Administrator, all Company employees 18 . . . are eligible to participate,” and that payment is based “on the attainment of corporate and 19 individual performance goals and metrics,” which are “establish[ed] in writing . . . generally 20 within 90 days of the beginning of the performance year.” ECF 22-6. The page from Gilead’s 21 website titled “Compensation, Benefits and Wellbeing” describes that Gilead is a “pay-for- 22 performance company” with “base pay, bonus and stock awards.” ECF 22-4. Thus, the Court 23 finds that “Plaintiffs’ pleadings and supporting evidence are sufficient to meet the ‘lenient’ burden 24 required to demonstrate that Plaintiffs and putative collective action members shared similar job 25 duties and a similar compensation scheme.” See Herrera v. EOS IT Mgmt. Sols., Inc., 2020 WL 26 7342709, at *7 (N.D. Cal. Dec. 14, 2020) (finding burden met where plaintiffs provided five 27 declarations that, despite being “repetitive and uniform,” supported plaintiffs’ allegations, offered 1 description outlining the duties of the relevant role). 2 Defendants argue Plaintiffs have not shown conditional certification is proper for three 3 reasons. First, Defendants argue Plaintiffs’ proffered evidence is insufficient. Defendants insist 4 Plaintiffs’ declarations “are entitled to no evidentiary weight” as they are “virtually identical and 5 repeat vague speculations.” ECF 29 at 17. However, as the relevant inquiry is “simply whether 6 plaintiffs have made an adequate threshold showing,” courts have rejected arguments that 7 declarations submitted in support of conditional certification are “boilerplate.” See Costa v. Apple, 8 Inc., 2023 WL 8101980 (N.D. Cal. Nov. 21, 2023) (citing Gonzalez v. Charter Commc’ns, LLC, 9 2020 WL 8028108, at *4 (C.D. Cal. Dec. 4, 2020)). 10 The cases Defendants cite in arguing Plaintiffs have not met their evidentiary burden are 11 easily distinguishable. In Litvinova v. City and County of San Francisco, the court denied 12 conditional certification. 2019 WL 1975438, at *4 (N.D. Cal. Jan. 3, 2019). Noting that “[a] 13 handful of declarations may suffice” to satisfy the burden of showing Plaintiffs are “similarly 14 situated,” the court explained that the plaintiff provided “only averments in her complaint and her 15 own declaration, the latter of which [did] not even address whether other members of the 16 collective action worked overtime.” Id. at *5. Moreover, in Rivera v. Saul Chevrolet, Inc., 2017 17 WL 3267540, at *6 (N.D. Cal. July 31, 2017), the court denied certification where the plaintiff 18 submitted only her own declaration, did not allege that other plaintiffs worked more than 40 hours 19 per week without overtime pay, and did not identify the “single decision, policy, or plan” 20 impacting the putative collective members. Here, Plaintiffs have submitted two declarations, 21 alleging in both that the declarants worked over 40 hours in a workweek during which they had 22 been awarded an incentive award and that they believed it to be a policy of Defendants to omit the 23 bonuses and RSUs for other hourly employees. ECF 22-2 at 3; ECF 22-3 at 3-4. As it is “not the 24 Court’s role to resolve factual disputes . . . or . . . decide substantive issues going to the ultimate 25 merits” at the notice stage, Saleh v. Valbin Corp., 297 F. Supp. 3d 1025, 1034 (N.D. Cal. 2017), 26 whether there was actually a company-wide policy will be determined later in the proceedings 27 with the aid of discovery. Plaintiffs have sufficiently shown the putative collective members are 1 1114. 2 Second, Defendants argue the Court should not conditionally certify the collective because 3 some of its members signed arbitration agreements and, thus, Plaintiffs are not similarly situated 4 to them. ECF 29 at 19. However, courts regularly conclude that conditional certification of a 5 proposed collective is proper even where some members are compelled to arbitrate their dispute. 6 See Costa, 2023 WL 8101980, at *5-6 (collecting district court cases throughout the Ninth 7 Circuit). “Although it may be true that [some] individuals will ultimately be unable to participate 8 in this case” due to arbitration agreements, “it is not appropriate to exclude potential opt-in 9 members from the conditionally certified collective action at the notice stage . . . because the focus 10 of the Court’s inquiry at the notice stage is on whether there is a common policy or plan that 11 connects the claims of the putative collective action.” Herrera v. EOS IT Mgmt. Sols., Inc., 2020 12 WL 7342709, at *9 (N.D. Cal. Dec. 14, 2020). “[T]he fact that there is an arbitration agreement 13 goes to Defendants’ defenses, not the common policy” and therefore “enforceability of the 14 arbitration agreements is better reserved for the step two determination, not step one.” Conde v. 15 Open Door Mktg., LLC, 223 F. Supp. 3d 949, 969 (N.D. Cal. 2017). Here, the enforceability of 16 the arbitration agreements has not yet been determined, and Defendants allege that only 241 of the 17 1,771 potential collective members are subject to arbitration agreements. This differs from cases 18 where courts have denied conditional certification due to the existence of arbitration agreements. 19 See, e.g., Droesch v. Wells Fargo Bank, N.A., 2021 WL 2805604, at *2 (N.D. Cal. July 6, 2021) 20 (denying conditional certification where the defendant had shown that 27,000 out of 34,000 21 employees had signed the same arbitration agreement, which the court had determined was 22 binding over the claims). The Court thus finds conditional certification is proper notwithstanding 23 the existence of arbitration agreements for some members of the collective. 24 Third, Defendants argue the proposed collective definition is impermissibly vague and 25 overbroad. They argue the proposed definition is vague because it fails to identify or define 26 “incentive award,” thus preventing Defendants, the Court, and proposed collective members from 27 ascertaining eligibility. Given Defendants’ use of “incentive award” in their materials, see, e.g., 1 assertion somewhat disingenuous. Moreover, Plaintiffs clarified at the hearing that “incentive 2 award” is used to include any remuneration granted under Defendants’ incentive plan, as 3 Defendants used the term. This reassures the Court that putative collective members will not be 4 confused by the language and will readily know whether they have received such remuneration. 5 Defendants also argue that the proposed definition is overbroad, as it may capture employees who 6 would not have a timely claim under Plaintiffs’ theory of the case. ECF 29 at 19. In response, 7 Plaintiffs contend this is unlikely to be true for any collective member, but if it were, Defendants 8 could easily identify that person and move for dismissal of their claims. ECF 33 at 12. The Court 9 concludes the collective definition can be narrowed to more precisely capture eligible individuals 10 without jeopardizing collective members’ ability to identify their eligibility. The Court thus 11 conditionally certifies the collective, with the following modified collective definition: “All 12 persons who worked for Gilead or Kite as overtime eligible employees and (1) were granted an 13 RSU award, had such RSU award vest after May 3, 2021, and recorded more than 40 hours in a 14 week in at least one workweek between the date that RSU award was granted and the date that 15 RSU award vested; or (2) received an incentive award after May 3, 2021, and recorded more than 16 40 hours in a week in at least one workweek during a period in which the award was earned.” 17 Should the parties wish to stipulate to different language defining “incentive awards” or the 18 required timing for earning awards, they may do so. 19 c. Notice and Distribution Plan 20 Having found conditional certification of the collective appropriate, the Court now 21 considers Plaintiffs’ request to notify the putative members. Putative collective members are 22 entitled to receive “accurate and timely notice concerning the pendency of the collective action, so 23 that they can make informed decisions about whether to participate.” Hoffmann-La Roche, 493 24 U.S. at 170. Plaintiffs request the Court approve their proposed notice and authorize its 25 dissemination to the collective, and require Defendants to produce certain information regarding 26 putative collective members. The Court first considers the substance of Plaintiffs’ proposed 27 notice, then turns to their proposed method of disseminating it, before ultimately authorizing 1 i. Substance of Notice 2 Along with their motion, Plaintiffs submitted a proposed notice, Consent to Join (“CTJ”) 3 form, and email reminder. ECF 22-8, ECF 22-10. Defendants object to several aspects of the 4 substance of these proposals. First, Defendants take issue with the notice stating it is “an 5 important legal document” (ECF 22-10 at 2) and “an important notice” (ECF 22-10 at 3). ECF 29 6 at 27. Courts facilitating notice of a collective action “must be scrupulous to respect judicial 7 neutrality [by] avoid[ing] even the appearance of judicial endorsement of the merits.” Hoffman-La 8 Roche, 493 U.S. at 174. Defendants argue use of the word “important” risks the appearance of 9 judicial endorsement, and “all that is necessary is an objective statement that the Court has ordered 10 that notice be issued.” Defendants cite to a case from this District where the court ordered 11 deletion of the word “important” from a sentence in plaintiffs’ proposed notice that read: “it is 12 important that you be notified of the existence of this lawsuit so you can determine whether you 13 wish to join.” Id. (citing Loera v. Cty. of Alameda, 2023 WL 4551080, at *6 (N.D. Cal. July 13, 14 2023)). The Court agrees with Plaintiffs that their use of “important” is distinguishable as it does 15 not suggest that the lawsuit itself and opportunity to join are important, but rather the documents 16 themselves are important, and it may remain. 17 Next, Defendants argue that “the law is clear” that failing to “explain that opt-ins may be 18 required to appear for deposition, testify in court, or potentially share in liability for payment of 19 costs if Defendants prevail in the suit” deems Plaintiffs’ notice deficient. ECF 29 at 28. Not so, 20 and Defendants have provided “no Ninth Circuit or Supreme Court law requiring these disclosures 21 be included in the notice.” Costa, 2023 WL 8101980, at *8 n.4. Moreover, the Court agrees with 22 the Costa court that such statements “are unnecessary and may chill participation.” Id. Thus, the 23 Court will not require Plaintiffs to add Defendants’ proposed language regarding putative 24 collective members’ “rights, options, and obligations.” 25 Finally, Defendants identify “various inaccuracies” in the notice. Defendants oppose the 26 reference to Gilead and Kite as one entity, “Gilead Sciences.” ECF 29 at 29. To avoid any risk of 27 confusion by putative collective members, the Court orders Plaintiffs to replace references to 1 “This notice summarizes the certification decision,” ECF 22-8 at 6, and propose striking that 2 sentence. If Plaintiffs wish to keep that sentence, they shall amend it to state that the notice 3 “summarizes the conditional certification decision.” Defendants further argue that the notice 4 should not warn that unless individuals opt in, they “will not be able to participate and share in any 5 monetary recovery obtained in this case.” ECF 29 at 28 (citing ECF 22-8 at 2). Defendants 6 reason this is inaccurate because individuals may still obtain monetary recovery as class members. 7 However, because the Court has stayed the state law claims, opting in to the FLSA collective is an 8 employee’s one available option for obtaining recovery, so the sentence may remain in the notice. 9 ii. Method of Notice 10 Plaintiffs request the Court approve their proposed notice and CTJ form and direct that 11 notice be mailed, emailed, and texted to all putative collective members, with a reminder email, 12 text, and postcard to be sent halfway through the notice period. ECF 22 at 18-19. Defendants do 13 not object to notice by mail or email, and the Court grants Plaintiffs’ requests to send notice by 14 those means. However, Defendants argue dissemination by text is “unnecessary,” ECF 29 at 26, 15 citing to a series of out-of-circuit cases in which district courts have found that authorizing notice 16 by text message implicated privacy and formality concerns and risked causing individuals to incur 17 monetary charges. Id. But “given the ubiquity of text messaging” and “that the proposed contents 18 of the message do not include any personal or financial information,” Costa, 2023 WL 8101980, 19 at *7, the Court finds it appropriate for Plaintiffs to notify putative collective members by text 20 message. See also Magana-Munoz v. W. Coast Berry Farms, LLC, 2020 WL 3869188, at *7 21 (N.D. Cal. July 9, 2020). Defendants do not object to the issuance of reminder postcards, and 22 “[t]he Court joins the many ‘courts [that] have recognized that a second notice or reminder is 23 appropriate in a FLSA action since the individual is not part of the class unless he or she opts-in,” 24 Sanchez v. Sephora, Inc., No. 11-03396 SBA, 2012 WL 2945753, at *6 (N.D. Cal. July 18, 2012); 25 see also Zeman v. Twitter, Inc., 2024 WL 4032051, at *5 (N.D. Cal. Sept. 3, 2024) (noting that 26 courts regularly authorize reminder notices), and authorizes Plaintiffs’ request to send reminder 27 notices by postcard, email, and text message halfway through the notice period to collective 1 Plaintiffs also request putative collective members be allowed to submit CTJ forms until 2 90 days after the issuance of notice. “Though opt-in periods vary, timeframes of sixty to ninety 3 days appear to have become the presumptive standard in this District,” Sanchez v. Sephora USA, 4 Inc., 2012 WL 2945753, at *6 (collecting cases), and Defendants do not object to Plaintiffs’ 5 proposed opt-in period. The Court thus authorizes Plaintiffs’ requested 90-day opt-in period. 6 Plaintiffs also seek to include a QR code on the proposed notice and reminder postcard sent to 7 putative collective members that directs to a website through which putative collective members 8 can upload their CTJ forms. ECF 22-8, ECF 22-10. Defendants object, citing a Florida district 9 court decision denying inclusion of a QR code on opt-in notices because there was “no reason to 10 believe potential opt-ins cannot mail or email their consents to join.” ECF 29 at 27 (citing Chen v. 11 Wow Rest. TH, LLC, 2023 WL 3976005, at *6 (M.D. Fla. June 13, 2023)). The inclusion of a QR 12 code may further facilitate the opt-in process, and the Court sees no reason to prohibit it, even if 13 most collective members are capable of mailing or emailing their CTJ forms. However, the 14 website to which the QR code directs may only contain information that has been approved by the 15 Court and a method of downloading and submitting CTJ forms. 16 Plaintiffs also ask that within 14 days of this Court’s order, Defendants produce, in data 17 manipulatable format, the names, last known mailing addresses, last known telephone numbers, 18 last known personal e-mail addresses, work locations, and dates of employment at each location 19 for all putative collective members. Defendants oppose Plaintiffs’ request for employees’ work 20 locations and dates of employment. Since the Court has stayed the state law claims, Plaintiffs no 21 longer need to identify California employees covered by a Rule 23 class, and the Court sees no 22 need for Defendants to produce that information. Plaintiffs also request that for those members 23 whose notices are returned undeliverable, Defendants provide the last four digits of their Social 24 Security numbers to facilitate determination of those individuals’ correct addresses. Notice by 25 mail, email, and text will provide sufficient redundancy, so the Court declines at this time to grant 26 Plaintiffs’ request. See Costa, 2023 WL 810980, at *8 (“[T]he redundancy built in through the 27 text message notification will serve as sufficient back-up to ensure potential collective action 1 Defendants argue that producing this information in 14 days as Plaintiffs request is 2 “impracticable and unduly burdensome,” and request 45 days instead. ECF 29 at 29. As the 3 Court is not requiring Defendants to produce employees’ work locations and dates of employment, 4 which will reduce Defendants’ burden, and because Defendants have pointed to no authority in 5 support of its requested amount of time, the Court finds it appropriate to grant Defendants 21 days 6 to produce this information. See Costa, 2023 WL 8101980, at *8 (ordering Apple to produce 7 information within 20 days); Jimenez v. Haxton Masonry, Inc., 2021 WL 1041608 (N.D. Cal. Feb. 8 11, 2021) (ordering defendant to produce information within 21 days); Guifu Li v. A Perfect 9 Franchise, Inc., 2011 WL 4635198, at *16 (N.D. Cal. Oct. 5, 2011) (same); see also Basham v. 10 Tailored Living Choices, LLC, 2024 WL 665189 (N.D. Cal. Feb. 16, 2024) (ordering defendants 11 to produce information to plaintiffs within 14 days); Bautista-Perez v. JUUL Labs, Inc., 2021 WL 12 1639859, at *6 (N.D. Cal. Apr. 27, 2021) (same). Finally, Plaintiffs ask that Defendants send the 13 requested information both to them and to a third-party administrator, while Defendants argue the 14 information should only go to a third-party administrator. As Plaintiffs have not provided any 15 authority in support of their request, the Court denies it at this time. Defendants shall produce a 16 single list to the third-party administrator. 17 In sum, Plaintiffs may distribute their proposed notice and CTJ form by mail, email, and 18 text message, with a reminder email, text, and postcard to be sent halfway through the 90-day 19 notice period. The materials distributed to putative collective members may include a QR code 20 leading to a website that contains only Court-approved information and a method of downloading 21 and uploading the CTJ form. Within 21 days of this Order, Defendants shall deliver to a third- 22 party administrator, in data manipulatable format, the names, last known mailing addresses, last 23 known telephone numbers, and last known personal e-mail addresses of all putative collective 24 members. 25 II. CONCLUSION 26 The Court GRANTS Plaintiffs’ motion for notice to the collective with the modifications 27 discussed above. The collective definition, which may be modified by stipulation, is as follows: granted an RSU award, had such RSU award vest after May 3, 2021, and recorded more | than 40 hours in a week in at least one workweek between the date that RSU award was 2 granted and the date that RSU award vested; or (2) received an incentive award after May 3, 2021, and recorded more than 40 hours in a week in at least one workweek during a 3 period in which the award was earned. 4 Plaintiffs SHALL provide Defendants with the modified notice by March 27, 2025. Should there 5 be disagreement about the modified notice, the parties SHALL meet and confer to attempt in good 6 || faith effort to reach resolution, and if no resolution is reached, the parties SHALL file a joint 7 letter, no more than five pages, by April 10, 2025. 8 9 IT IS SO ORDERED. 10 Dated: March 20, 2025 11 □ -
« ARACELI MARTINEZ-OLGUIN 13 United States District Judge
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