Munoz v. John Doe Corporations

District Court, D. New Mexico·Decided August 5, 2020·No. 1:17-cv-00881·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW MEXICO _____________________________________

ROY MUNOZ,

Plaintiff,

vs. Civ. No. 17-881 WJ/SCY

FCA US LLC (FIAT CHRYSLER AUTOMOBILES US LLC, f/d/b/a CHRYSLER/DODGE) and JOHN DOE CORPORATIONS, Defendants.

Defendants.

MEMORANDUM OPINION AND ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION TO EXCLUDE IMPERMISIBLE EXPERT TESTIMONY AND OPINION TESTIMONY OF DR. CANDYCE TART AND DR. RICHARD LANZI

THIS MATTER comes before the Court upon a Motion to Exclude Impermissible Expert Testimony and Opinion Testimony of Dr. Candyce Tart and Dr. Richard Lanzi filed by Defendant FCA US LLC (“FCA US” or “Defendant”) on June 19, 2020 (Doc. 185). Having reviewed the parties’ briefing and the applicable law, the Court grants in part and denies in part Defendant’s motion as set forth below. BACKGROUND This lawsuit is a products liability case arising from the apparent failure of an airbag to deploy during a car accident while Plaintiff was working as an employee of the United States Forest Service. The case was filed on August 25, 2017. Plaintiff claims that he has suffered serious personal injuries, has lost his job, has incurred permanent disfigurement and will incur in the future, medical and medically related expenses. In the instant motion, Defendant seeks to exclude what it alleges is certain impermissible expert and opinion testimony of two treating doctors with the Veteran’s Administration (“VA”), Dr. Candyce Tart and Dr. Richard Lanzi (“VA doctors”). Defendant opposed depositions of these providers on the grounds that Plaintiff is attempting to elicit impermissible expert and opinion testimony from these doctors, which is expressly prohibited under the federal Touhy regulations, 38 C.F.R. § 14.800 through 14.810.1

Following a motions hearing before United States Magistrate Judge Steven C. Yarbrough (“motions hearing”) the Court issued subpoenas authorizing the depositions to go forward. The Court limited the depositions to treating physician testimony only and required that the depositions must be conducted in conformance with the Touhy regulations. Doc. No. 168 at p. 1-2 (Clerk’s Min.); Doc. 188-1, p. 6:5-11. Defendant contends that the VA doctors’ testimony conflicts with the Touhy regulations and this Court’s Order forbidding expert and/or opinion testimony from the doctors and must be excluded.2 In addition, Defendant argues that these providers may not offer expert and/or opinion testimony regarding issues for which they are not qualified. Plaintiff contends that the testimony

comes within the restrictions of the Touhy regulations and the doctors’ qualifications. Plaintiff raises a threshold matter, urging the Court to deny Defendant’s motion solely because Defendant made no effort to comply with the requirements of D.N.M.LR - Civ. 7.1(a) which requires that counsel determine whether a motion is opposed and include a recitation in the

1 In United States ex rel. Touhy v. Ragen, 340 U.S. 462 (1951), the United States Supreme Court held that the head of a federal agency may make the determination on his/her sole authority to produce documents and authorize employee's testimony in response to a subpoena or other demand for information. The statutory authority for the regulations is 5 U.S.C. §301 (“Departmental Regulations”), which allows the head of an Executive department to prescribe regulations for the government of his department, the conduct of its employees and the use of its records. 2 Judge Yarbrough issued an Order (Doc. 174) regarding the issuance of subpoenas, but the Order did not address the type of questions that were permissible at the depositions. The Court therefore looks to the transcript of the hearing on the Motion for Issuance of Subpoenas (Doc. 174) for that information. The Court assumes that the parties’ use of “Order” throughout the briefs to refer to Judge Yarbrough’s rulings made during the hearing, and the Court also adopts that term for those purposes here. motion of a good-faith request for concurrence. Defendant claims that it filed the instant motion “under the genuine belief that Plaintiff opposed the relief sought in the motion.” Doc. 198 at 1. That may be, but Defendant’s “genuine belief” does not satisfy the requirements of the local rule, which was promulgated for a reason. This lawsuit has proven to be contentiousness on the smallest of details, and this Court simply does not and will not have the time or resources to resolve disputes

that could have been even partially resolved before judicial intervention was sought. The Court is in the practice of striking pleadings that do not comport with local rules, and counsel is advised here that it will continue to do so in the future should there be cause. DISCUSSION The Touhy regulations provide that VA personnel are forbidden from offering expert and/or opinion testimony. 38 C.F.R. § 14.808(a) (“VA personnel shall not provide, with or without compensation, opinion or expert testimony in any legal proceedings concerning official VA information, subjects or activities, except on behalf of the United States or a party represented by the United States Department of Justice.”) (emphasis added). Thus, the testimony of the VA

doctors is limited to their treatment of Plaintiff and their records “based on [their] personal knowledge and observations obtained during [their] course of care and treatment of Plaintiff.” Farris v. Intel Corp., 493 F. Supp. 2d 1174, 1180 (D.N.M. 2007). Of course, any expert or opinion testimony also necessarily implicates the Court’s Daubert gatekeeping function. See Milne v. USA Cycling Inc., 575 F.3d 1120, 1134 (10th Cir. 2009); Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 597 (1993). The first step the Court must undertake pursuant to this gatekeeping function is determining whether the VA doctors are qualified by “‘knowledge, skill, experience, training, or education’” in the particular fields in which they offer their opinions. Id. (quoting 103 Investors I, L.P. v. Square D Co., 470 F.3d 985, 990 (10th Cir. 2006). In regard to this determination, the Court must determine whether the witness’s “expertise [is] reasonably related to the issue.” Witherspoon v. Navajo Refining Co., LP, No. Civ.03-1160, 2005 WL 5988649 (D.N.M. July 18, 2005) at* 3 (citing Ralston v. Smith &Nephew Richards, Inc., 275 F.3d 965, 970 (10th Cir. 2001). In this regard, Defendant contends that the VA doctors are not qualified to offer any opinions about “severe” traumatic brain injury

or to offer any opinion regarding Plaintiff’s ability to return to work. I. Relevant Law A treating physician is not considered an expert witness if he or she testifies about observations based on personal knowledge, including the treatment of the party. Davoll v. Webb, 194 F.3d 1116, 1138 (10th Cir. 1999). A treating physician, even when testifying as a lay witness, may state “expert” facts to the jury in order to explain his testimony.

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