Mullins v. Vakili

506 A.2d 192, 1986 Del. Super. LEXIS 1454
CourtSuperior Court of Delaware
DecidedFebruary 21, 1986
StatusPublished
Cited by11 cases

This text of 506 A.2d 192 (Mullins v. Vakili) is published on Counsel Stack Legal Research, covering Superior Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mullins v. Vakili, 506 A.2d 192, 1986 Del. Super. LEXIS 1454 (Del. Ct. App. 1986).

Opinion

GEBELEIN, Judge.

This action involves a claim of medical malpractice relating to defendant’s treatment of plaintiff Linda Mullins before, during and after the birth of her child on April 4, 1984. Suit was filed on February 28, 1985 by Mrs. Mullins and her husband.

Plaintiffs have moved to compel discovery of three types of documents withheld from production by the defendant: (1) transcripts of two telephone conversations between John Goode Haring, Esquire, a claims attorney for Insurance Corporation of America (“ICA”), and the defendant; (2) a claims progress record compiled by Mr. Haring and his successor, William J. Kam-bic, an attorney and ICA’s Regional Vice-President for Claims; and (3) two letters from Mr. Kambic to the defendant. The defendant has withheld these documents from production on the ground that they represent “work product” and are not, therefore, discoverable under Superior Court Civil Rule 26(b)(3).

The plaintiffs make several arguments in support of the motion to compel discovery. Plaintiffs argue that the documents sought were prepared before litigation was formally commenced; therefore, litigation was neither a substantial probability nor imminent and the documents are not immune from discovery under the work product doctrine and Rule 26(b)(3). Further, the plaintiffs contend that any report or statement made by a party’s agent, but not requested by nor prepared for an attorney, nor which otherwise reflects an attorney’s legal expertise, must be conclusively presumed to have been prepared in the ordinary course of business and not in anticipation of litigation. In the alternative, the plaintiffs argue that even if the work product doctrine is held to apply to the documents withheld by the defendant, at least as to the statements sought, the documents are discoverable because the circumstances of this case indicate substantial need and undue hardship thereby justifying production under Rule 26(b)(3).

The defendant responds: (1) that all the documents are work product; (2) that the plaintiff has not shown substantial need or undue hardship in order to justify production; and (3) that the documents are absolutely privileged to the extent that they contain the mental impressions, conclusions, opinions, or legal theories of an attorney or other representative of the party. Specifically, the defendant argues that the Delaware Courts have rejected the requirement that an attorney be involved in the acquisition or preparation of any document in order for it to be protected as work product. Defendant contends that the documents sought in this case may not, therefore, be conclusively presumed to have *194 been made in the ordinary course of business. Further, the defendant asserts that in this medical malpractice case, in contrast to the insurance cases relied upon by the plaintiffs, the likelihood of litigation was substantial and imminent. Moreover, as to all but the June 27, 1984 telephone conversation, the defendant argues that the documents sought were prepared at the direction of the defendant’s present attorneys and are, therefore, even under plaintiff’s theory of the case, immune from production under Rule 26(b)(3). Also, to the extent that the documents contain mental impressions of the ICA attorneys, the defendant asserts that the documents sought are absolutely protected from discovery under Rule 26(b)(3). Finally, defendant contends that the plaintiffs have failed to meet the requirements of Rule 26(b)(3) of showing substantial need and undue hardship.

A resolution of the issues presented by this case requires a brief review of the history of the work product doctrine and the interpretation of Rule 26(b)(3) relating to trial preparation materials adopted by the Delaware courts. Prior to the landmark decision of Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947), under the Federal discovery rules, the Federal courts, and the courts of the many states which had adopted the Federal rules, “for various reasons and to varying extent, held that the results of investigations or other information or matters secured or prepared by an adversary or his representatives in contemplation of litigation or in preparation for trial were not the proper subjects of discovery.” 8 Wright & Miller, Federal Practice and Procedure, § 2021 at 179. At the same time, some courts held that “information obtained or prepared as the result of an investigation in anticipation of litigation or in preparation for trial was generally subject to discovery.” Id. at 180. In Hickman, supra, the Supreme Court attempted to resolve the controversy by recognizing a qualified immunity for discovery for a lawyer’s work product, making such material discoverable only on a substantial showing of “necessity or justification.” Id. at 188, citing Hickman, supra, 329 U.S. at 510, 67 S.Ct. at 393. The Court also drew a distinction for work product that reflected the mental impressions or opinions of the lawyer, which was, for practical purposes, given absolute immunity from discovery. Id. The Court’s decision in Hickman left open many questions, however, and the subsequent decisions of the lower Federal courts, and those State courts following the Federal rules, “went off in many different directions.” Id. at 190.

In 1970, an amendment to the discovery rules proposed by the Advisory Committee on Civil Rules was adopted by the Supreme Court, which, though it made many changes in the rules, on the whole was a codification of the doctrine announced in the Hickman case and developed in later cases by the lower courts. Id. at 193. The 1970 amendments were adopted in Delaware in the same year. Superior Court Civil Rule 26(b)(3). Rule 26(b)(3) contains the provisions relating to the discovery of trial preparation materials. Relevant to the case before the Court are those provisions defining the class of materials that are given protection as “factual” work product and setting forth the showing required to obtain discovery of this type of work product material. Id.

Professor Moore notes in his treatise on Federal Practice that material which is appropriately classified as work product can be divided into two general categories: (1) “factual” work product, and (2) “opinion” work product, that is, material containing an attorney’s mental impressions, conclusions, opinions or legal theories. 4 Moore’s Federal Practice (1980 ed.) at 26-361, 362. In this case, in the plaintiffs’ motion to compel discovery, the plaintiffs’ arguments relate primarily to “factual” work product. The Court will, accordingly, address the scope of discovery of “factual” work product and then turn to the issue of the requisite showing of substantial need and undue hardship necessary under Rule 26(b)(3).

*195 Under Rule 26(b)(3), in determining what material is to be given protection as work product, the focus is on whether the “documents or tangible things” sought were “prepared in anticipation of litigation or for trial” and “by or for another party or by or for that other party’s representative.” Superior Court Civil Rule 26(b)(3). See also, Wright & Miller, supra, § 2024 at 197.

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Bluebook (online)
506 A.2d 192, 1986 Del. Super. LEXIS 1454, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mullins-v-vakili-delsuperct-1986.