Mullin v. Brown

115 P.3d 139, 210 Ariz. 545, 455 Ariz. Adv. Rep. 7, 2005 Ariz. App. LEXIS 83
CourtCourt of Appeals of Arizona
DecidedJune 30, 2005
Docket2 CA-CV 2003-0189
StatusPublished
Cited by31 cases

This text of 115 P.3d 139 (Mullin v. Brown) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mullin v. Brown, 115 P.3d 139, 210 Ariz. 545, 455 Ariz. Adv. Rep. 7, 2005 Ariz. App. LEXIS 83 (Ark. Ct. App. 2005).

Opinion

OPINION

FLÓREZ, Presiding Judge.

¶ 1 This is a legal malpractice case. Defendants/appellants, Bradford Brown, Arthur Chapa, Richard Fields, and Edward Linden, admitted they were negligent in having failed to timely file a petition contesting the will and trust of Ralph Mullin, plaintiff Andrew Mullin’s grandfather. The trial court denied appellants’ motions for directed verdict, made at the close of Andrew’s case and at the close of evidence. The jury determined that Andrew would have successfully contested the will and trust and awarded him $2,937,125 in damages. 1 Following the ver- *547 diet, appellants moved alternatively for a judgment as a matter of law, a new trial, or a remittitur. Those motions were denied as well, and this appeal followed.

¶2 On appeal, appellants challenge the aforementioned rulings. We review the denial of a motion for new trial and a motion for remittitur for an abuse of discretion. Hutcherson v. City of Phoenix, 192 Ariz. 51, 961 P.2d 449 (1998). We review de novo the trial court’s denial of a motion for judgment as a matter of law, see Roberson v. Wal-Mart Stores, Inc., 202 Ariz. 286, 44 P.3d 164 (App.2002); however, we view all facts in the light most favorable to Andrew. See Hutcherson. “[I]f any substantial evidence could lead reasonable persons to find the ultimate facts sufficient to support the verdict, we will affirm the judgment.” Gonzales v. City of Phoenix, 203 Ariz. 152, ¶ 2, 52 P.3d 184, 185 (2002).

Presumption of Undue Influence

¶ 3 Ralph Mullin died on August 3, 1995, leaving the bulk of his estate to Andrew’s brother, Chris Jr., under the terms of a will and trust executed on June 10, 1995. In previous wills, Ralph had provided equally for Andrew and Chris Jr. Andrew alleged that the 1995 will and trust were the products of Chris Jr.’s undue influence on Ralph.

¶4 A presumption of undue influence arises when one occupies a confidential relationship with the testator and is active in preparing or procuring the execution of a will in which he or she is a principal beneficiary. See In re O’Connor’s Estate, 74 Ariz. 248, 246 P.2d 1063 (1952). Appellants concede that at the time Ralph executed the will and trust in 1995, Chris Jr. stood in a confidential relationship with Ralph and that Chris Jr. was the primary beneficiary of the will. But appellants argue that a presumption of undue influence could not have arisen because there was insufficient evidence that Chris Jr. had actively procured the 1995 will. We disagree.

¶5 Evidence was presented from which the jury could have determined that Chris Jr. had instructed Ralph’s attorney to draft a new will and trust naming Chris Jr. as the primary beneficiary and that he had communicated with the attorney during the drafting process and suggested and/or dictated terms that were eventually included in the documents. Although appellants presented evidence to the contrary, when viewed in the light most favorable to Andrew, the evidence as a whole and reasonable inferences therefrom support a finding that Chris Jr. had actively procured the execution of the will. See In re Estate of Harber, 102 Ariz. 285, 428 P.2d 662 (1967) (collecting cases in which active preparation or procurement of will was found when beneficiary had submitted contents of will to preparer or provided terms to attorney drafting will).

¶ 6 Appellants present a much closer question in their argument on the effect of the presumption once it arises and whether the trial court correctly instructed the jury on the burden of proving undue influence. They rely on a substantial line of Arizona Supreme Court decisions that have described the presumption of undue influence as one that shifts the burden of production of evidence but not the burden of persuasion. The reasoning is best expressed in Seiler v. Whiting, 52 Ariz. 542, 84 P.2d 452 (1938), on which the cases appellants cite relied, and in In re Westfall’s Estate, 74 Ariz. 181, 245 P.2d 951 (1952).

¶ 7 In Seiler, the court discussed presumptions in general, stating:

There has been much erroneous thinking and more loose language in regard to presumptions. We read of presumptions of law and presumptions of fact, of conclusive presumptions and of disputable presumptions. In truth there is but one type of presumption in the strict legal meaning of the word, and that is merely a general rule of law that under some circumstances, in the absence of any evidence to the contrary, a jury is compelled to reach a certain conclusion of fact____[Wjhenev *548 er evidence contradicting the presumption is offered the latter disappears entirely, and the triers of fact are bound to follow the usual rules of evidence in reaching their ultimate conclusion of fact____
“A presumption is not evidence of anything, and only relates to a rule of law as to which party shall first go forward and produce evidence sustaining a matter in issue____[A] presumption should never be placed in the scale to be weighed as evidence.”

52 Ariz. at 548-49, 84 P.2d at 454-55, quoting Peters v. Lohr, 24 S.D. 605, 124 N.W. 853, 855 (1910). In Westfall’s Estate, the court applied this theory of presumptions to a will contest, stating: “A presumption, in the strict legal meaning of the word, is a rule of law that in the absence of any evidence to the contrary the trier of fact is compelled to reach.” 74 Ariz. at 186, 245 P.2d at 955.

¶8 The supreme court also applied this view of the presumption of undue influence in subsequent cases. Estate of Harber (recognizing that presumption shifts only burden of production and not burden of persuasion); In re Estate of Pitt, 88 Ariz. 312, 317, 356 P.2d 408, 411 (1960) (legal presumption of undue influence “ ‘dissolved’ ” on denial by one presumed to have exerted undue influence “ ‘even if neither the judge nor the jury believed the denial to be true’ ”), quoting O’Connor’s Estate, 74 Ariz. at 260, 246 P.2d at 1071. But see In re Estate of McCauley, 101 Ariz. 8, 11, 415 P.2d 431, 434 (1966) (“Marital relationship existing between testatrix and proponent is not one of the confidential relationships giving rise to the presumption of undue influence. Accordingly, ... the burden of proving undue influence remained with the contestants.”) (citations omitted).

¶ 9 If this authority were controlling, once appellants produced any evidence that Chris Jr.

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Cite This Page — Counsel Stack

Bluebook (online)
115 P.3d 139, 210 Ariz. 545, 455 Ariz. Adv. Rep. 7, 2005 Ariz. App. LEXIS 83, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mullin-v-brown-arizctapp-2005.