Morton H. Halperin v. Henry A. Kissinger

807 F.2d 180, 257 U.S. App. D.C. 35, 1986 U.S. App. LEXIS 34168
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 5, 1986
Docket84-5095
StatusPublished
Cited by119 cases

This text of 807 F.2d 180 (Morton H. Halperin v. Henry A. Kissinger) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Morton H. Halperin v. Henry A. Kissinger, 807 F.2d 180, 257 U.S. App. D.C. 35, 1986 U.S. App. LEXIS 34168 (D.C. Cir. 1986).

Opinion

SCALIA, Circuit Justice:

This is the first of three companion cases we decide today addressing application of

*182 the qualified immunity standard of Harlow v. Fitzgerald, 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982), to situations in which the challenged official claims to have been motivated by national security concerns. See also Smith v. Nixon, 807 F.2d 197 (“Smith II”) (D.C.Cir.1986); Ellsberg v. Mitchell, 807 F.2d 204 (D.C.Cir.1986). Plaintiffs-appellants brought this damages action against federal executive officials for allegedly violating their constitutional and statutory rights in initiating and continuing for twenty-one months a warrantless wiretap of their private telephones. The District Court granted summary judgment to . defendants on qualified immunity grounds, reasoning that the wiretap did not violate clearly established law since it had a rational nexus to national security. The central issue is what standard Harlow, which stripped the qualified immunity defense of its subjective element, prescribes on summary judgment where an asserted national security purpose is challenged as pretextual.

I

A detailed factual background of this case is set out in this court’s earlier opinion. See Halperin v. Kissinger (“Halperin I”), 606 F.2d 1192, 1195-99 (D.C.Cir. 1979), aff'd in part by an equally divided Court, cert. dismissed in part, 452 U.S. 713, 101 S.Ct. 3132, 69 L.Ed.2d 367 (1981). The challenged wiretap was purportedly part of a program designed by President Richard M. Nixon and several high level executive officials to stem what they perceived to be an alarming deluge of classified-information leaks to the press. The proximate impetus for the Halperin wiretap was a May 9, 1969 New York Times article reporting classified American bombing raids on Cambodia. Raids in Cambodia by U.S. Go Unprotested, N.Y. Times, May 9, 1969, at 1, col. 3. At Nixon’s request, Henry A. Kissinger, then National Security Advisor, dispatched the Federal Bureau of Investigation (“FBI”) to trace the source of the leak. FBI Director J. Edgar Hoover identified Morton H. Halperin, a National Security Council (“NSC”) staff member, as the “prime suspect.” To allay suspicions, Dr. Halperin acceded to Kissinger’s suggestion that they curtail his access to sensitive information. In the meantime, Kissinger and Hoover had wiretaps installed (which then Attorney General John Mitchell approved shortly thereafter) on four private telephones, including the Halperin family’s home telephone.

Kissinger ordered that the electronic surveillance continue in the face of FBI observations in May and June of 1969 that it was fruitless, and a July 8 FBI recommendation that it be terminated. It remained in place also despite Dr. Halperin’s September 1969 resignation from the NSC staff, whereupon he continued only as a consultant with no access to classified information. Through most of the wiretap’s first year, the FBI relayed written summaries of plaintiffs’ telephone conversations to Nixon (through presidential aide John Ehrlichman) and Kissinger, and occasionally to Mitchell. In May 1970, Dr. Halperin resigned his consultant position. The wiretap continued— with the FBI summaries reported to H.R. Haldeman, Nixon’s chief administrative aide — until February 10, 1971. While the FBI summaries reported much information of political significance to the Nixon Administration, at no point during its twenty-one month duration did any intercepted conversation implicate Dr. Halperin in any leak.

When the already-terminated Halperin wiretap came to light in connection with an unrelated criminal prosecution, United States v. Russo & Ellsberg, Crim. No. 9373 (WNB) (C.D.Cal. dismissed May 11, 1973), Dr. Halperin and his family brought an action for damages in the United States District Court for the District of Columbia against Nixon and nine federal officials. Plaintiffs alleged that the wiretap violated their rights under the fourth amendment’s warrant and reasonableness requirements and Title III of the Omnibus Crime Control and Safe Streets Act of 1968, Pub.L. No. 90-351, 82 Stat. 197, 211 (current version *183 as amended by Title II of the Foreign Intelligence Surveillance Act of 1978, Pub.L. No. 95-511, 92 Stat. 1783, 1796, codified at 18 U.S.C. §§ 2510-2520 (1982)).

The District Court initially held Nixon, Mitchell, and Haldeman jointly liable for violating the fourth amendment’s reasonableness requirement and granted summary judgment to the remaining defendants, Halperin v. Kissinger, 424 F.Supp. 838 (D.C.C.1976), but awarded only nominal damages, Halperin v. Kissinger, 434 F.Supp. 1193 (D.D.C.1977).

This court reversed, holding that the wiretap violated (1) Title Ill’s procedural requirements for any period — to be determined by the District Court on remand— during which the wiretap’s “primary purpose” was not the protection of national security, Halperin I, 606 F.2d at 1205, (2) the fourth amendment’s reasonableness requirement for any period — also to be determined by the District Court — during which the wiretap’s scope or duration was unreasonable, even though its primary purpose was the protection of national security, id. at 1206-07, and (3) the fourth amendment’s warrant requirement, id. at 1206. On defendants’ qualified immunity defense, we found “no basis for disturbing” the District Court’s ruling that defendants were unshielded for any violation of the fourth amendment’s clearly established reasonableness requirement, id. at 1210, but remanded to the District Court to decide whether defendants were shielded for violations of the fourth amendment’s warrant requirement or Title III, id. at 1210 & n. 126. Finally, we reversed the grant of summary judgment to Kissinger. Id. at 1214. 1

An equally divided Supreme Court affirmed without opinion as to all defendants except Haldeman, whose writ of certiorari was dismissed as improvidently granted. Kissinger v. Halperin, 452 U.S. 713, 101 S.Ct. 3132, 69 L.Ed.2d 367 (1981).

While this case was on remand, the Supreme Court decided Harlow v. Fitzgerald, 457 U.S. 800,102 S.Ct. 2727, 73 L.Ed.2d 396 (1982), which altered the qualified immunity defense to an objective inquiry. The District Court granted summary judgment in favor of all defendants, reasoning that since the wiretap had a “rational national security” basis, defendants were immune under Harlow. Halperin v. Kissinger, 578 F.Supp. 231, 234 (D.D.C.1984). Plaintiffs appeal, contending that defendants are not entitled to immunity because the putative national security justification is pretextual.

II

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Bluebook (online)
807 F.2d 180, 257 U.S. App. D.C. 35, 1986 U.S. App. LEXIS 34168, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morton-h-halperin-v-henry-a-kissinger-cadc-1986.