Monsanto Company, Jules Pinsky, Albert E. Adakonis, and Alvin R. Nielsen v. Ernst Kamp, Karl Jahn, and Edward J. Brenner, Commissioner of Patents

360 F.2d 499
CourtCourt of Appeals for the D.C. Circuit
DecidedOctober 7, 1965
Docket19171
StatusPublished
Cited by6 cases

This text of 360 F.2d 499 (Monsanto Company, Jules Pinsky, Albert E. Adakonis, and Alvin R. Nielsen v. Ernst Kamp, Karl Jahn, and Edward J. Brenner, Commissioner of Patents) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Monsanto Company, Jules Pinsky, Albert E. Adakonis, and Alvin R. Nielsen v. Ernst Kamp, Karl Jahn, and Edward J. Brenner, Commissioner of Patents, 360 F.2d 499 (D.C. Cir. 1965).

Opinions

PRETTYMAN, Senior Circuit Judge.

This is an appeal from an order of the United States District Court for the District of Columbia, which denied a preliminary injunction in a patent case. The controversy concerns a phase of procedure in patent cases. We think the court should have issued the injunction. Its order must therefore be reversed.

Appellant Monsanto Company was the owner of a patent.1 **Appellees Kamp, et al., applied for a patent on the same subject matter. As a matter of fact they copied some of the claims in the outstanding patent and incorporated them in an application. The Patent Office declared an interference, and the matter went to the Board of Patent Interferences in the Patent Office.2 That Board declared [500]*500Kamp, et al., to be the prior inventors. Monsanto appealed to the Court of Customs and Patent Appeals.3 Kamp, et al., filed a notice, as the statute permitted them to do, to have all further proceedings conducted by way of a civil action de novo in the District Court.4 Accordingly a complaint was filed in that court by Monsanto against Kamp, et al., and the prior appellate proceeding was dismissed. On the same day it filed its complaint, Monsanto filed a motion for a preliminary injunction, reciting a custom of the Commissioner of Patents to issue a patent to the prevailing applicant in an interference proceeding, regardless of the pendency of an action in court involving the issuance of the same patent. The trial court denied the motion. This appeal followed.

The controversy revolves about Section 135, Title 35, United States Code, which reads:

“Whenever an application is made for a patent which, in the opinion of the Commissioner, would interfere with any pending application, or with any unexpired patent, he shall give notice thereof to the applicants, or applicant and patentee, as the case may be. The question of priority of invention shall be determined by a board of patent interferences (consisting of three examiners of interferences) whose decision, if adverse to the claim of an applicant, shall constitute the final refusal by the Patent Office of the claims involved, and the Commissioner may issue a patent to the applicant who is adjudged the prior inventor. A final judgment adverse to a patentee from which no appeal or other review has been or can be taken or had shall constitute cancellation of the claims involved from the patent, and notice thereof shall be endorsed on copies of the patent thereafter distributed by the Patent Office.
“A claim which is the same as, or for the same or substantially the same subject matter as, a claim of an issued patent may not be made in any application unless such a claim is made prior to one year from the date on which the patent was granted.”

The problem is whether the Commissioner of Patents may or may not issue a patent while a civil action concerning the issuance of that patent is pending in court; the circumstances being that the Board of Patent Interferences has declared an applicant for a patent to be the prior inventor over the owner of an outstanding patent and the applicant thus successful has compelled his adversary to proceed by a civil action in court.

We look at the statute as above quoted. The opening clause emphasizes by specificity of reference that there is a difference between an application for a patent and an unexpired patent. It refers to the situation where a new application for a patent would interfere with either a pending application or an existing (“unexpired”) patent; the statute is specific in this double description. It further emphasizes the point by directing the Commissioner to give notice “to the applicants, or applicant and patentee, as the case may be.” The legislative draftsman could hardly have made clearer his understanding that a newly filed application might well interfere with claims in either of two postures — -(1) in an outstanding patent or (2) in an application pending but not yet ripened by issuance. The statute then refers to the board of patent interferences. It says that if its decision is adverse to “the claim of an applicant,” the claim is to be considered refused; and it continues that the Commissioner may issue a patent to a successful applicant. These are clear and simple, even though not exhaustively complete, provisions as to applications. The statute continues, then, to treat an [501]*501outstanding patent which is found not to have been the prior invention of the matter involved. The statute says that a final judgment “adverse to a patentee” shall constitute cancellation of the patent’s claims. Thus the statute provides for “refusal” of the claims of an unsuccessful application and “cancellation” of the claims of an outstanding patent when those claims are unsuccessful under attack. Thus the statute maintains the differentiation between an application and an existing patent.

Three additional features of this statutory situation are pertinent. (1) The statute provides for cancellation of the claims in an existing patent only when there has been “[a] final judgment * * * from which no appeal or other review has been or can be taken”. (2) The statute makes no specific provision as to what happens pending the decision of a court if the contest involves an outstanding patent. (3) If the Commissioner issues a patent to a new applicant even though there is a patent outstanding on the subject matter, obviously two patents would be outstanding at the same time on the same subject matter. This is a contradiction to the whole thesis of patent issuance. Indeed the constitutional grant of power to the Federal Government is couched in terms of exclusivity.5 Of course a duplication of a patent grant may upon occasion occur by accident, but it cannot be a valid feature of governmental program.

We are of opinion, therefore, that the Commissioner should not issue a second patent where an existing patent is outstanding and the cancellation of its terms cannot be effectuated until termination of an action pending in court.

The foregoing is not in conflict with Monaco v. Watson.6 We there dealt with a contest between two applicants, and we applied the statute exactly as written and as discussed hereinabove.

The Commissioner says the “operative words” of the statute draw no distinction between an applicant and a patentee. It seems to us the statute draws a difference. He also refers to our language in Monaco, which in turn refers to withholding a patent, etc., but in that case there was no outstanding patent, whereas in the present case there is one. The Commissioner says a patent is a creature of statute and quotes us as saying that a patent is purely statutory. So it is, in the sense in which we were there talking. But the power to issue patents is a power conferred specifically by the Constitution. It is subject to the terms of that grant, which was to secure to inventors “the exclusive right” to their inventions. Assuming, arguendo, Congress has some power with respect to issuance of a patent in some circumstances where one patent is already outstanding, Congress has not authorized a second patent in the circumstances shown here.

Kamp, et al., argue to us that the public interest dictates the early Issuance (and thus the early termination) of patents; and from that premise they conclude that the claimed patent should issue to them (i. e„

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Bluebook (online)
360 F.2d 499, Counsel Stack Legal Research, https://law.counselstack.com/opinion/monsanto-company-jules-pinsky-albert-e-adakonis-and-alvin-r-nielsen-v-cadc-1965.