Minnesota Mining and Manufacturing Company and Riker Laboratories, Inc., and Alphapharm Pty. Ltd. v. Barr Laboratories, Inc.

289 F.3d 775, 62 U.S.P.Q. 2d (BNA) 1609, 2002 U.S. App. LEXIS 8346, 2002 WL 826930
CourtCourt of Appeals for the Federal Circuit
DecidedMay 1, 2002
Docket01-1369, 01-1370
StatusPublished
Cited by33 cases

This text of 289 F.3d 775 (Minnesota Mining and Manufacturing Company and Riker Laboratories, Inc., and Alphapharm Pty. Ltd. v. Barr Laboratories, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Minnesota Mining and Manufacturing Company and Riker Laboratories, Inc., and Alphapharm Pty. Ltd. v. Barr Laboratories, Inc., 289 F.3d 775, 62 U.S.P.Q. 2d (BNA) 1609, 2002 U.S. App. LEXIS 8346, 2002 WL 826930 (Fed. Cir. 2002).

Opinions

DYK, Circuit Judge.

This case presents a question under the Hatch-Waxman Amendments to the Fed[777]*777eral Food, Drug, and Cosmetic Act (“FFDCA”), which were enacted as part of the Drug Price Competition and Patent Term Restoration Act of 1984, Pub.L. No. 98-417, 98 Stat. 1585 (1984), codified at 21 U.S.C. §§ 355, 360cc, and 35 U.S.C. §§ 156, 271, 282. Appellants, Minnesota Mining and Manufacturing Co. (“3M”) and Alphapharm Pty. Ltd. (“Alphapharm”), urge that the district court should have dismissed 3M’s infringement action against appellee, Barr Laboratories, Inc. (“Barr”), without prejudice pursuant to Rule 41(a)(2) of the Federal Rules of Civil Procedure, so that the dismissal of that suit would not have triggered the running of a 180-day waiting period under 21 U.S.C. § 355(j)(5)(B)(iv)(II) for approval of Barr’s Abbreviated New Drug Application (“ANDA”). Appellants urge that a dismissal without prejudice was required because Barr improperly caused the 3M suit to be brought. Barr allegedly did so by failing to provide 3M with information (before 3M filed suit) showing that Barr did not infringe. In particular appellants alleged that Barr failed to comply with the requirement of 21 U.S.C. § 355(j)(2)(B)(ii) that it provide “a detailed statement of the factual and legal basis of the applicant’s opinion that the patent is not valid or will not be infringed.” Pursuant to our decisions in Mylan Pharmaceuticals, Inc. v. Thompson, 268 F.3d 1323, 60 USPQ2d 1576 (Fed.Cir.2001) and Andrx Pharmaceuticals, Inc. v. Biovail Corp., 276 F.3d 1368, 61 USPQ2d 1414 (Fed.Cir.2002), we hold that § 355(j)(2)(B) cannot be enforced by a private party in a patent infringement action, but must be enforced, if at all, only in the context of an action under the Administrative Procedure Act (“APA”), 5 U.S.C. §§ 702-706. We also conclude that the district court did not lack subject matter jurisdiction to determine the form of dismissal or otherwise abuse its discretion in declining to dismiss without prejudice. We accordingly affirm the judgment of the district court.

I

The overall scheme of the Hatch-Wax-man Amendments is described in detail in our decisions in Mylan and Andrx and need not be repeated here. The facts of this case are relatively simple considering the complexity of the statutory scheme.

3M is the assignee of U.S. Patent No. 4,642,384 (the “'384 patent”). The '384 patent claims intermediate compounds that result from a process for producing a drug product containing the active ingredient flecainide acetate.1 As required by 21 U.S.C. §§ 355(b)(1) and 355(c)(2), 3M notified the Food and Drug Administration (“FDA”) that the '384 patent claims a drug for which 3M had filed a New Drug Application (“NDA”). The FDA then listed the '384 patent in the so-called Orange Book. 3M’s NDA was approved on October 31, 1985, and 3M currently markets the drug under the trade name TAMBOCOR. Al-phapharm, as permitted by the statute, sought to piggyback on the approval of 3M’s NDA, and filed an ANDA on July 16, 1998. Pursuant to 21 U.S.C. § 355(j)(2)(A)(vii)(IV), on November 20, 1998, Alphapharm provided a paragraph IV notice to 3M, and stated that even if Alphapharm’s proposed product is manufactured from any of the intermediate compounds claimed in the '384 patent, Alphap-harm would not infringe the '384 patent because manufacturing of the product would occur outside the United States.

[778]*778Despite the paragraph IV certification, 3M brought suit for patent infringement against Alphapharm in the district of Minnesota on January 4, 1999. Under the Hatch-Waxman Amendments, a consequence of that filing was that the FDA could not approve Alphapharm’s ANDA until thirty months after the date 3M received notification from Alphapharm or the termination of the infringement suit in favor of Alphapharm, whichever was earlier. 21 U.S.C. § 355(j)(5)(B)(iii). 3M’s suit against Alphapharm is still pending, but the thirty-month period expired in May 2001. Accordingly, the FDA approved Al-phapharm’s ANDA, but Alphapharm apparently has not begun marketing its drug product, and intends to defer marketing until 3M’s infringement suit against it is resolved.

Barr also sought to piggyback on the approval of 3M’s NDA and filed an ANDA on May 22, 2000. Barr provided its paragraph IV certification that it did not infringe the '384 patent to 3M by letter dated July 12, 2000. As the second ANDA filer, Barr was not only potentially subject to the thirty-month stay under 21 U.S.C. § 355(j)(5)(B)(iii) (if 3M filed an infringement suit) but also to a 180-day stay pursuant to § 355(j)(5)(B)(iv) of the statute, which provides:

If the [ANDA] application contains a [paragraph IV certification] and is for a drug for which a previous application has been submitted under this subsection continuing [sic] such a certification, the application shall be made effective not earlier than one hundred and eighty days after—
(I) the date the Secretary receives notice from the applicant under the previous application of the first commercial marketing of the drug under the previous application, or
(II) the date of a decision of a court in an action described in [21 U.S.C. § 355(j) (5) (B) (Hi) ] holding the patent which is the subject of the certification to be invalid or not infringed, whichever is earlier.

(emphases added).

This provision is designed to provide an incentive, in the form of a 180-day period of marketing exclusivity, to an ANDA filer that is the first to challenge a patent listed in the Orange Book. The running of the 180-day period is triggered by “the Secre-taryf’s] receiving] notice from the [first ANDA applicant] of [its] first commercial marketing of the drug” or by “a decision of a court in an action described in [21 U.S.C. § 355(j)(5)(B)(iii) ] holding the patent which is the subject of the certification to be invalid or not infringed.” 21 U.S.C. § 355(j)(5)(B)(iv).

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289 F.3d 775, 62 U.S.P.Q. 2d (BNA) 1609, 2002 U.S. App. LEXIS 8346, 2002 WL 826930, Counsel Stack Legal Research, https://law.counselstack.com/opinion/minnesota-mining-and-manufacturing-company-and-riker-laboratories-inc-cafc-2002.