Minkina v. Frankl

16 N.E.3d 492, 86 Mass. App. Ct. 282
CourtMassachusetts Appeals Court
DecidedSeptember 15, 2014
DocketAC 13-P-1480
StatusPublished
Cited by9 cases

This text of 16 N.E.3d 492 (Minkina v. Frankl) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Minkina v. Frankl, 16 N.E.3d 492, 86 Mass. App. Ct. 282 (Mass. Ct. App. 2014).

Opinion

Kafker, J.

Nataly Minkina contends that her former counsel, Laurie A. Frankl, Jonathan J. Margolis, and Rodgers, Powers and Schwartz, LLP (hereinafter, collectively, RPS), committed legal malpractice during their representation of her in an employment discrimination action. More particularly, she claims that RPS mishandled its opposition to a motion to compel arbitration by failing to recognize that the reasoning in a then-controlling decision of this court, Mugnano-Bornstein v. Crowell, 42 Mass. App. Ct. 347 (1997) (Mugnano-Bornstein), would be rejected by the Supreme Judicial Court in a later decision, Warfield v. Beth Israel Deaconess Med. Center, Inc., 454 Mass. 390 (2009) (Warfield). Minkina also contends that RPS breached its fiduciary duty to her when it withdrew from her representation after she criticized the performance of Frankl and other lawyers in the firm and accused at least Frankl of unprofessional conduct. In addition, Minkina contends that the judge abused his discretion in denying her second motion to amend her complaint. For the reasons stated below, we affirm the decision of the Superior Court judge rejecting the malpractice and breach of fiduciary duty claims and allowing the defendants’ motion for summary judgment. We also conclude that the denial of the second motion to amend the complaint was not an abuse of discretion.

Background. In 2002, Minkina was hired as a physician by the Affiliate Physicians Group of Beth Israel Deaconess Medical Center (APG). At that time, she executed an employment agreement that contained an arbitration clause. The clause provided:

“In the event that any dispute arising out of or relating to this Agreement, including without limitation any dispute regarding the validity, breach or termination of this Agreement, should occur, the parties shall for a period of thirty (30) days meet and negotiate in good faith to resolve the dispute. Any dispute that is not resolved by the parties within thirty (30) days shall be finally settled by arbitration. . . . The parties irrevocably waive any right to redress any such dispute other than by such arbitration.”

In 2003, Minkina, who was then represented by counsel other than RPS, filed charges of discrimination pursuant to G. L. c. 15 IB *284 against APG with the Massachusetts Commission Against Discrimination (MCAD). In September, 2004, APG terminated her employment. In November, 2004, predecessor counsel removed Minkina’s MCAD action to the Superior Court. In January, 2005, APG filed its answer to Minkina’s complaint, moved to dismiss one count of the complaint, and commenced discovery. After APG’s motion to dismiss was denied and Minkina responded to APG’s first request for discovery, APG moved in June, 2005, to compel arbitration of the employment discrimination claims. By this time, Minkina had retained RPS to represent her.

In its memorandum in support of its motion to compel arbitration, APG argued that the arbitration clause in Minkina’s employment agreement was broad, not narrow, and that the Appeals Court decision in Mugnano-Bornstein, supra, and the Supreme Judicial Court decision in Drywall Sys., Inc. v. ZVI Constr. Co., 435 Mass. 664, 666-667 (2002) (Drywall Sys., Inc.), were controlling precedents requiring the arbitration of Minkina’s discrimination claims. In Mugnano-Bornstein, supra at 353, this court required the arbitration of G. L. c. 15IB claims based on an arbitration clause governing “any controversy concerning . . . termination of employment,” and in Drywall Sys., Inc., supra at 667, the Supreme Judicial Court required arbitration of claims under G. L. c. 93A based on an arbitration clause governing “[a]ny controversy or claim . . . arising out of or related to this [subcontract.”

RPS did not argue that the arbitration clause at issue was narrower than the ones referenced in Mugnano-Bornstein and the other cases cited by APG and therefore not broad enough to encompass the discrimination claims. Rather, RPS contended that (1) the arbitration provision was unenforceable as it contained unconscionable prospective waivers of punitive damages and attorney’s fees, (2) APG had waived its right to demand arbitration by engaging in discovery and filing a motion to dismiss, (3) APG failed to meet the terms of the “Dispute Resolution” procedures set forth in the employment agreement, and (4) the arbitration clause did not apply to Minkina’s claims against a necessary party, APG’s president.

In 2006, a judge in the Superior Court found Minkina’s G. L. c. 15 IB claim arbitrable. The judge relied on the “strong presumption of arbitrability” that attaches to broad arbitration clauses; the breadth of the language of the arbitration clause at issue here, which “encompasses not only claims based on the contract itself, *285 but also . . . disputes arising out of the contractual relationship”; and the rule that “[statutory claims [including discrimination claims] also may be contractually limited to the arbitral forum,” as held by the Supreme Judicial Court in Drywall Sys., Inc., and the Appeals Court in Mugnano-Bornstein. The judge rejected the particular arguments made by RPS, although she concluded that attorney’s fees were recoverable.

According to Minkina, on May 19, 2006, Frankl informed her that APG would be responsible for the payment of all arbitration fees, but four days later Frankl told Minkina that she was incorrect and that Minkina would be responsible for splitting the arbitration fees, requiring her to pay approximately $30,000. Thereafter, Minkina wrote to the partners of RPS via electronic mail message (e-mail) “to complain of gross negligence and unprofessionalism by an attorney of your firm.” In the e-mail, Minkina further stated that Frankl had “damaged my case and cost me thousands of dollars,” and was “more concerned about complying with APG[’s] attorney[’s] demands than helping my case.” Minkina also complained about the performance of other lawyers in the firm. She concluded the e-mail by stating, “I do not plan to choose another firm to represent me” and requested a meeting with RPS’s partners and that she be given replacement counsel, as she could not “tolerate [the] careless attitude” of her current attorney. That same day, RPS informed Minkina via e-mail that “it is clear that you have lost faith in us as your counsel. Accordingly, we shall withdraw from representing you. We shall, however, give you time to find new counsel.” By June 9, Minkina had retained new counsel.

In July, 2006, Minkina filed a complaint with the office of bar counsel (OBC) contending that RPS violated the Massachusetts Rules of Professional Conduct when it advised her regarding the allocation of arbitration fees and when it withdrew its representation. As set forth in a letter to Minkina, an assistant bar counsel at the OBC concluded that “it was not unreasonable for [RPS] to determine that [Minkina’s] allegations [regarding Frankl’s legal advice] placed them in a position of conflict of interest and, as a result, that they were required to withdraw ...

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Bluebook (online)
16 N.E.3d 492, 86 Mass. App. Ct. 282, Counsel Stack Legal Research, https://law.counselstack.com/opinion/minkina-v-frankl-massappct-2014.