Miller v. Wilkinson

423 F.3d 579
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 13, 2005
Docket02-3270, 02-3299, 02-3301
StatusPublished
Cited by1 cases

This text of 423 F.3d 579 (Miller v. Wilkinson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Miller v. Wilkinson, 423 F.3d 579 (6th Cir. 2005).

Opinion

OPINION

GILMAN, Circuit Judge.

These consolidated cases come to us on remand from the United States Supreme Court. In all three, Ohio prisoners sued state corrections officials for alleged violations of the First Amendment’s Free Exercise Clause and of the Religious Land Use and Institutionalized Persons Act (RLUIPA), 42 U.S.C. § 2000cc-l (2000). The prison officials mounted a facial challenge to the constitutionality of the section of RLUIPA that applies to institutionalized persons, arguing that the statute violates the Establishment Clause of the First Amendment, is barred by the Tenth Amendment, and exceeds Congress’s powers under both the Spending and Commerce Clauses. In response, the United States intervened to defend the constitutionality of RLUIPA.

*582 The district court, after adopting the Report and Recommendation of the magistrate judge that rejected all of the prison officials’ arguments, upheld the Act. Gerhardt v. Lazaroff, 221 F.Supp.2d 827, 829 (S.D.Ohio 2002). On an interlocutory appeal, we reversed the judgment of the district court, reaching only the Establishment Clause issue. Cutter v. Wilkinson, 349 F.3d 257, 259-60 (6th Cir.2003) (hereinafter Cutter I). The inmates sought review by the Supreme Court, which reversed and remanded the case for further proceedings. Cutter v. Wilkinson, — U.S. —, —, 125 S.Ct. 2113, 2125, 161 L.Ed.2d 1020 (2005) (hereinafter Cutter II). We now address the prison officials’ remaining constitutional challenges, and, finding none persuasive, AFFIRM the judgment of the district court.

I. BACKGROUND

A. Factual and statutory background

Much of the factual and procedural background of the cases is set forth in our prior opinion and that of the Supreme Court, see Cutter II, 125 S.Ct. at 2117-2120; Cutter I, 349 F.3d at 260-61, and is not repeated here. The history and substance of RLUIPA remain central to our analysis, however, and are therefore set forth in some detail below.

1. History of RLUIPA

In 1990, the Supreme Court held in Employment Division, Department of Human Resources of Oregon v. Smith, 494 U.S. 872, 878-82, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990), that laws of general applicability that incidentally burden religious conduct are not subject to strict-scrutiny review under the First Amendment’s Free Exercise Clause. Congress responded to Smith by enacting the Religious Freedom Restoration Act of 1993 (RFRA), 107 Stat. 1488, 42 U.S.C. § 2000bb-l to -4. RFRA bars the government from “substantially burdening] a person’s exercise of religion even if the burden results from a rule of general applicability,” unless the government can proffer a compelling interest and show that the law “is the least restrictive means of furthering” that interest. 42 U.S.C. § 2000bb-l(a), (b). This test effectively reinstated the strict-scrutiny standard that the Court had rejected in Smith. Four years after RFRA’s passage, the Court invalidated the Act as applied to the states and their subdivisions, holding that RFRA exceeded Congress’s remedial powers under Section 5 of the Fourteenth Amendment. City of Boerne v. Flores, 521 U.S. 507, 532-36, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997). The statute remains in force, however, as applied to the federal government and federal territories and possessions. See Cutter II, 125 S.Ct. at 2118 n.2.

Seeking to fill the gap created by City of Boerne, Congress passed RLUIPA in 2000, this time invoking its powers under the Spending and Commerce Clauses. See U.S. Const. Art I, § 8, els. 1, 3. RLUIPA makes RFRA’s strict-scrutiny standard applicable whenever a substantial burden is imposed on religious exercise by a state government and (1) occurs “in a program or activity that receives Federal financial assistance,” or (2) “affects, or removal of that substantial burden would affect,” interstate or foreign commerce. See 42 U.S.C. § 2000cc-l(b)(l-2). But if the only jurisdictional basis is the Commerce Clause, RLUIPA offers state officials the option of proving, as an affirmative defense, that the substantial burden on religious exercise — or the removal thereof— would not in the aggregate substantially affect interstate or foreign commerce. See id. § 2000cc-2(g).

Section 3 of RLUIPA, the only part of the statute at issue in the present case, *583 creates a private cause of action for institutionalized and incarcerated persons who allege that a state government has substantially burdened their religious conduct. See 42 U.S.C. § 2000cc-l(a), 2(a). The strict-scrutiny standard mandated by § 3 significantly altered the framework for evaluating inmates’ Free Exercise claims that had prevailed since the Court’s decision in O’Lone v. Estate of Shabazz, 482 U.S. 342, 107 S.Ct. 2400, 96 L.Ed.2d 282 (1987), which held that prison regulations infringing on inmates’ rights under the Free Exercise Clause are valid so long as the regulations are “reasonably related to legitimate penological interests.” Id. at 349, 107 S.Ct. 2400 (quoting Turner v. Safley, 482 U.S. 78, 89, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987)).

At oral argument before the Supreme Court, Chief Justice Rehnquist raised the question of whether RLUIPA suffers from the same constitutional infirmities as the provisions of RFRA previously invalidated in City of Boerne. See Transcript of Oral Argument at 4-5, Cutter II, — U.S. —, 125 S.Ct. 2113, 161 L.Ed.2d 1020 (2005) (No. 03-9877). But the Solicitor General explained that RLUIPA is not “an effort to rewrite a rule of decision for all cases like RFRA was,” id., and the Court’s opinion notes that RFRA, unlike RLUIPA, “lacked a Commerce Clause underpinning or a Spending Clause limitation to recipients of federal funds.” Cutter II, 125 S.Ct. at 2118; see also Mayweathers v. Newland,

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423 F.3d 579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/miller-v-wilkinson-ca6-2005.