Miller v. Carroll

CourtDistrict Court, D. Connecticut
DecidedMarch 28, 2022
Docket3:21-cv-00014
StatusUnknown

This text of Miller v. Carroll (Miller v. Carroll) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Miller v. Carroll, (D. Conn. 2022).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT

Josephine Smalls Miller : : Plaintiff, : No. 3:21-cv-14-VLB : v. : : March 28, 2022 Honorable Patrick Carroll, III : : Defendant. : :

OMNIBUS DECISION GRANTING DEFENDANT’S MOTION TO DISMISS THE THIRD AMENDED COMPLAINT [DKT. 30] AND DENYING PLAINTIFF’S MOTIONS TO AMEND COMPLAINT [DKTS. 33, 38].

Josephine Miller (“Plaintiff”) was suspended from the practice of law in the state of Connecticut for a period of one year. Following her period of suspension, she was required to complete an application for reinstatement complying with the general rules for attorney reinstatement established under the Connecticut Practice Book and with special conditions set forth in the order of the court that suspended her. Plaintiff filed an application for reinstatement in January 2020, which did not comply with all requirements. Approximately twenty-one months passed between the time Plaintiff brought her incomplete application for reinstatement and an initial hearing was held on the application. Plaintiff alleges that the delay in scheduling her initial hearing was either directly caused by or the product of an established discriminatory and/or retaliatory policy or policies by the Chief Court Administrator for the State of Connecticut Judicial Branch—Judge Patrick Carroll, III (“Judge Carroll”)—and the Presiding/Administrative Judge of the Hartford Judicial District for the State of Connecticut Judicial Branch—Judge David Sheridan (“Judge Sheridan”). Plaintiff alleges that Judges Carroll and Sheridan established and maintained a policy or policies of (a) refusing to provide substantive due process rights to attorneys charged with violating Rules of Professional Conduct, (b) providing procedural due process rights of notice in a

nominal sense only, (c) arbitrary and capricious discipline of attorneys and application of rules regarding re-admission to the practice of law, and (d) racially discriminatory treatment of attorneys in the application of rules regarding re- admission to the practice of law. Plaintiff’s original complaint was brought in January 2021; [Dkt. 1]; which was followed by a first amended and a second amended complaint. [Dkts. 8, 17]. The first three complaints list only Judge Carroll as a defendant. Judge Carroll filed a motion to dismiss the second amended complaint, which the Court granted. [Dkt. 26]. In the order granting Judge Carroll’s motion to dismiss, the Court

afforded Plaintiff an opportunity to amend her complaint to address deficiencies discussed in the decision. [Id.]. Plaintiff subsequently filed a third amended complaint. [TAC, Dkt. 27]. Before the Court is Judge Carroll’s motion to dismiss the third amended complaint. [Mot. to Dismiss, Dkt. 30]. Judge Carroll seeks to dismiss the third amended complaint in its entirety arguing, inter alia, that Plaintiff has failed to state a claim upon which relief can be granted, or alternatively, he is entitled to qualified immunity. [Id.]. Plaintiff objects to the first argument but did not respond to the qualified immunity argument. [Opp. to Mot. to Dismiss, Dkt. 31]. While the motion to dismiss was pending adjudication, Plaintiff brought two motions to amend her complaint. The first motion to amend the complaint seeks to add additional factual allegations relating to Judge Carroll’s purported involvement in the alleged unlawful delay in the processing of her attorney

reinstate application. [First Mot. to Am., Dkt. 33]. The second motion to amend the complaint seeks to add Judge Sheridan as a defendant with respect to all claims. [Second Mot. to Am., Dkt. 38]. Judge Carroll opposes both motions to amend arguing, inter alia, undue prejudice and futility. [Opp. to First Mot. Am, Dkt. 37; Opp. to Second Mot. to Am., Dkt. 39]. For the following reasons, the Court GRANTS Judge Carroll’s motion to dismiss and DENIES Plaintiff’s motions to amend. I. BACKGROUND AND PROCEDURAL HISTORY The following background is collected from the well-pled facts in Plaintiff’s

proposed fourth amended complaint that are entitled to the assumption of truth, as will be explained below, as well as matters of which the Court can take judicial notice—including the docket sheet from the related state court proceeding. See Mangiafico v. Blumenthal, 471 F.3d 391, 398 (2d Cir. 2006). Though the Court has not granted either of Plaintiff’s motions to amend, for the sake of this decision the Court will include in the background facts alleged therein. A. Presentment Action, Suspension Order, and Appeal Plaintiff is an African-American. [Proposed FAC ¶ 4, Dkt. 38]. Plaintiff was admitted to the practice of law in the State of Connecticut in or around June 2004. [Proposed FAC ¶ 35]. On March 30, 2017, a presentment action was brought by the Connecticut Office of Chief Disciplinary Counsel (“OCDC”) against Plaintiff for attorney misconduct. Office of Chief Disciplinary Counsel v. Miller, DBD-CV17- 6022075-S (Conn. Super. Ct. Nov. 26, 2018) (hereinafter “Presentment Action”), Entry No. 100.30. In the initial presentment complaint, the OCDC alleged that the

Statewide Grievance Committee (“SGC”) found Plaintiff violated multiple Rules of Professional Conduct relating to her handling of an Interest on Lawyer Trust Accounts (IOLTA) account and her response to a disciplinary inquiry. Id. Thereafter, the OCDC brought an amended complaint lodging additional allegations of attorney misconduct, including allegations relating to a lack of diligence in handling two cases, a failure to communicate, and unauthorized practice of law. Presentment Action, Entry No. 108.00. With respect to the unauthorized practice of law claim, the amended presentment complaint alleged that Plaintiff represented a client in a Connecticut Appellate Court case during the

time in which she was suspended from practicing law before that court. Id. Following a hearing in the presentment action, Plaintiff filed a post-hearing brief wherein she raised allegations of racial discrimination against Connecticut disciplinary authorities, including the OCDC and SGC. Presentment Action, Entry No. 125.00. On November 26, 2018, the Connecticut Superior Court (Shaban, J.) entered an order and decision suspending Plaintiff from the practice of law for a period of one year. [Proposed FAC ¶ 36]; Presentment Action, Entry No. 131.05. The Superior Court found that Plaintiff’s “special defenses” relating to racial discrimination were “not properly before the court” and “would fail even if they were properly before the court because [Plaintiff] failed to meet her burden of proof in this regard.” Presentment Action, Entry No. 131.05 at 28. The Superior Court ordered Plaintiff to comply with all terms and conditions of Connecticut Practice Book § 2-53 in the event she applies for reinstatement after her period of

suspension in addition to complying with special conditions including (1) mentorship by a practicing attorney of the bar that is in good standing for a period of one year and (2) completion of continuing legal education courses in legal ethics and law office management. [Proposed FAC ¶ 37]; Presentment Action, Entry No. 131.05 at 29–40. Plaintiff appealed the Superior Court’s suspension decision, which was transferred to the Connecticut Supreme Court. Presentment Action, Entry No. 145.00. The Connecticut Supreme Court affirmed the Superior Court’s suspension decision. Presentment Action, Entry No. 162.00. B. Connecticut Practice Book Reinstatement Rules

The Connecticut Practice Book sets forth the Connecticut Superior Court’s Rules for attorney reinstatement after suspension. Conn. Prac. Book § 2-53.

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Miller v. Carroll, Counsel Stack Legal Research, https://law.counselstack.com/opinion/miller-v-carroll-ctd-2022.