McCray v. Lee

963 F.3d 110
Court of Appeals for the Second Circuit·Decided June 18, 2020·No. 18-1144·Published·Cited by 81 cases

Opinion

18-1144 McCray v. Lee

1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 ------ 4 August Term, 2019 5 (Argued: February 19, 2020 Decided: June 18, 2020) 6 Docket No. 18-1144 7 _________________________________________________________ 8 LIONEL MCCRAY, 9 Plaintiff-Appellant, 10 - v. -

11 Superintendent WILLIAM LEE, Watch Commander Lt. PLIMLEY, 12 Sergeant KUTZ,

13 Defendants-Appellees.* 14 _________________________________________________________

15 Before: KATZMANN, Chief Judge, KEARSE and BIANCO, Circuit Judges. 16

* The Clerk of Court is instructed to amend the official caption to conform with the above.

1 Plaintiff pro se, a New York State prisoner, appeals from a judgment of 2 the United States District Court for the Southern District of New York, Kenneth M. 3 Karas, Judge, dismissing his action under 42 U.S.C. § 1983 against correctional facility 4 officials for failure to clear snow and ice from outdoor exercise yards for an entire 5 winter, thereby allegedly violating plaintiff's rights under the Eighth Amendment by 6 (a) denying him physical exercise for four months, and (b) causing him to be injured 7 in a slip-and-fall accident. The district court granted defendants' motion to dismiss 8 pursuant to Fed. R. Civ. P. 12(b)(6) on grounds of qualified immunity and failure to 9 state a claim on which relief can be granted under the Eighth Amendment, and of 10 mootness as to plaintiff's requests for injunctive relief given his transfer to a different 11 correctional facility. See McCray v. Lee, No. 16-CV-1730, 2018 WL 1620976 (S.D.N.Y. 12 Mar. 29, 2018). On appeal, plaintiff challenges these rulings and contends that 13 defendants' failure also violated a 1985 consent decree. We conclude that the district 14 court erred in dismissing pursuant to Rule 12(b)(6) the Eighth Amendment claims 15 seeking damages for the denial of exercise, but we affirm the dismissal of the 16 remaining Eighth Amendment claims. 17 Affirmed in part, vacated and remanded in part.

1 Lionel McCray, Auburn, New York, Plaintiff- 2 Appellant pro se.

3 DAVID LAWRENCE III, Assistant Solicitor General, New 4 York, New York (Letitia James, Attorney General of 5 the State of New York, Barbara D. Underwood, 6 Solicitor General, Anisha S. Dasgupta, Deputy 7 Solicitor General, New York, New York, on the brief), 8 for Defendants-Appellees.

9 KEVIN KING, Washington, D.C. (Amy Leiser, Covington 10 & Burling, on the brief), Court-Appointed Amicus- 11 Curiae, in support of Plaintiff-Appellant.

12 KEARSE, Circuit Judge: 13 Plaintiff pro se Lionel McCray, a New York State prisoner, appeals from 14 a judgment of the United States District Court for the Southern District of New York, 15 Kenneth M. Karas, Judge, dismissing his claims brought under 42 U.S.C. § 1983 and 16 state law, alleging that the defendant officials at the correctional facility where he was 17 previously incarcerated failed to clear snow and ice from outdoor exercise yards for 18 an entire winter and thereby violated his rights under the Eighth Amendment by (a) 19 denying him a meaningful opportunity for physical exercise for four months, and (b) 20 causing him to be injured in a slip-and-fall accident. The district court granted 21 defendants' motion to dismiss McCray's second amended complaint pursuant to 22 Federal Rule of Civil Procedure 12(b)(6), principally ruling that McCray failed to state

1 a claim under the Eighth Amendment; that if such a claim for damages were stated, 2 defendants would be entitled to qualified immunity; and that requests for injunctive 3 relief were moot because McCray had been transferred to a different correctional 4 facility. The court also declined to exercise supplemental jurisdiction over McCray's 5 state-law claims. On appeal, McCray challenges these rulings and contends that 6 defendants' failure also violated a 1985 consent decree. We conclude that the district 7 court erred in granting a Rule 12(b)(6) dismissal of McCray's Eighth Amendment 8 claims seeking damages for the denial of physical exercise; and as those claims are to 9 be reinstated, we also reinstate McCray's state-law claims. In all other respects, we 10 affirm.

11 I. BACKGROUND

12 The second amended complaint in this action (hereinafter "Complaint" 13 or "SAC") alleged the following facts, which must be taken as true for purposes of 14 considering a dismissal pursuant to Rule 12(b)(6).

1 A. The Events 2 During part of 2013-2014, McCray was incarcerated at Green Haven 3 Correctional Facility ("Green Haven") in Stormville, New York. During that period, 4 defendant William Lee was Green Haven's Superintendent and was responsible for 5 operations, management, policymaking, and correctional officer supervision; 6 defendant William Plimley, who served as Facility Watch Commander, was an agent 7 of Lee and was responsible for implementing policies adopted by Lee. (See SAC ¶¶ 2, 8 4.) Defendant Sergeant Kutz was an agent of Lee; his duties included inspection of 9 the outdoor exercise yard available to McCray, and supervision of McCray's physical 10 activity. (See id. ¶ 12.)

11 1. The Denial of Physical Exercise 12 For part of the winter of 2013-2014 ("Winter of 2014" or "Winter"), 13 McCray was on "keeplock" status. In that status, he was allowed out of his cell each 14 day for one hour of exercise. Green Haven had several outdoor exercise yards and 15 one indoor gymnasium. McCray was permitted to exercise only in an outdoor yard; 16 access to the indoor gymnasium, which was sometimes used for special events, was 17 restricted to inmates in other categories. (See SAC ¶¶ 8, 9.)

1 In the Winter of 2014, Lee's policy was not to have snow and ice removed 2 from any outdoor exercise yard. Rather, the snow and ice were allowed to 3 accumulate in each yard, to remain there until the arrival of sufficiently warm 4 weather to melt the snow and ice away. During the winter months, any natural 5 melting that occurred refroze into slippery ice overnight, and the yard remained 6 uncleared. (See id. ¶¶ 6, 10.) 7 In that Winter, Lee closed one or more outdoor recreational yards. Given 8 that Green Haven's prisoner population was at the facility's maximum capacity, the 9 closures and the snow-and-ice accumulations created overcrowding in the open 10 yards, blocked access to the yards' exercise equipment, and prevented McCray from 11 moving sufficiently freely to be able to exercise. (See id. ¶¶ 6, 9.) These impediments 12 to exercise persisted for four months. (See id. ¶ 11.) 13 Defendants Lee and Plimley were aware of these circumstances. The 14 conditions (a) were "easily visible from the facility's long hallways," and (b) were the 15 subject of inmate grievances and complaints. (SAC ¶ 7.)

16 2. McCray's Slip and Fall 17 By February 20, 2014, all of the recreational yards at Green Haven were

1 covered with uncleared snow and ice; in more than 75 percent of the areas, 2 accumulated snow and ice were waist-high. On that day, Sergeant Kutz inspected the 3 G and H block yard and ordered McCray and other inmates to enter for exercise, 4 despite those conditions. While attempting to avoid a large sheet of ice, McCray 5 stepped into a snowbank and slipped on concealed ice, permanently injuring his 6 ankle and shoulder. (See SAC ¶¶ 10, 12-14, 17.)

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