Millard Dale Jennings v. Gary Maynard Attorney General, State of Oklahoma

946 F.2d 1502, 1991 U.S. App. LEXIS 24440, 1991 WL 205871
CourtCourt of Appeals for the Tenth Circuit
DecidedOctober 16, 1991
Docket90-6374
StatusPublished
Cited by17 cases

This text of 946 F.2d 1502 (Millard Dale Jennings v. Gary Maynard Attorney General, State of Oklahoma) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Millard Dale Jennings v. Gary Maynard Attorney General, State of Oklahoma, 946 F.2d 1502, 1991 U.S. App. LEXIS 24440, 1991 WL 205871 (10th Cir. 1991).

Opinion

TACHA, Circuit Judge.

Petitioner-appellant Millard Dale Jennings appeals a district court order denying his petition for writ of habeas corpus. On appeal, Jennings argues that he was denied his Sixth Amendment and Fourteenth Amendment right to confront his accusers because the Oklahoma District Court ad *1504 mitted a statement given to an Oklahoma State Bureau of Investigation (OSBI) agent by a declarant who later refused to testify at trial. We exercise jurisdiction under 28 U.S.C. § 1291 and affirm the district court’s order. 1

On July 2, 1984, two men broke into a residence in Perry, Oklahoma. The assailants woke the occupants of the house— who were husband and wife—and, at gunpoint, tied and blindfolded the husband. The assailants physically and sexually assaulted the wife and then shot her in the back of the head; the wife’s skull deflected the bullet and she suffered only minor injuries. The two men also took jewelry and other property from the house.

During the subsequent investigation of the crime, OSBI agent David Page interviewed the victims’ son-in-law, Charles Bal-lew. Ballew said that he had spoken to appellant Jennings about robbing the victims’ home one to two weeks prior to commission of the crime. In particular, he told Page that he had explained to Jennings the unusual layout of the victims’ home. After this interview, Jennings’ fingerprints were matched with fingerprints found on a cereal bowl; the bowl had been removed from a china cabinet but wais left in the victims’ house.

At the preliminary hearing prior to Jennings’ criminal trial, the prosecution called Ballew to testify regarding the subject of the conversation he had with Agent Page. At that hearing, Ballew invoked his Fifth Amendment privilege against self-incrimination and refused to testify. Later, before the prosecutor’s opening statement at trial, the state district court held an in camera hearing to decide whether Ballew was an “unavailable” witness in order to determine whether Agent Page could testify concerning Ballew’s out-of-court statements. At that hearing, both the prosecutor and the court asked Ballew whether he would testify about his conversations with defendant Jennings or with Agent Page. He candidly stated that he would not testify because, on two occasions, unidentified men had threatened that the lives of Bal-lew and his family would be in danger if Ballew testified. At the conclusion of this hearing, the court held that Ballew’s refusal to testify made him an “unavailable” witness; the court also concluded that the threats must have come from Jennings because no one else had an interest in Bal-lew’s failure to testify.

At trial, the state district court allowed Agent Page to testify concerning his conversation with Ballew. Jennings was convicted and is currently serving sentences for burglary, armed robbery, kidnapping for extortion, assault with the intent to commit sodomy, and shooting with the intent to kill. On direct appeal, Jennings argued that the admission of Agent Page’s testimony about Ballew’s incriminating out-of-court statement violated his right to confront and cross-examine his accusers. The Oklahoma Court of Criminal Appeals, after considering the Confrontation Clause issue, affirmed the convictions. After exhausting state habeas remedies, Jennings petitioned for a writ of habeas'corpus in the United States District Court for the Western District of Oklahoma. The district court denied a certificate of probable cause, 28 U.S.C. § 2253, and in forma pauperis status on appeal, 28 U.S.C. § 1915(a).

We review an issue of unavailability under the Confrontation Clause de novo. Cole v. Tansy, 926 F.2d 955, 957 (10th Cir.1991). On review of a habeas corpus petition from a state court conviction, a state court’s findings of fact in admitting an out-of-court statement pursuant to a state rule of evidence are subject to a presumption of correctness. See 28 U.S.C. § 2254(d)(8); Martinez v. Sullivan, 881 F.2d 921 (10th Cir.1989), cert. denied, 493 U.S. 1029, 110 S.Ct. 740, 107 L.Ed.2d 758 (1990).

The Supreme Court has held that to protect a criminal defendant’s Sixth Amend *1505 ment and Fourteenth Amendment right to confront witnesses, hearsay evidence will be admitted against a defendant only if the government shows (1) that the witness is unavailable and (2) that the statement bears sufficient indicia of reliability. Ohio v. Roberts, 448 U.S. 56, 65-66, 100 S.Ct. 2531, 2538-39, 65 L.Ed.2d 597 (1980). The Court in Roberts further stated that “[reliability can be inferred without more in a case where the evidence falls within a firmly rooted hearsay exception.” Id. at 66, 100 S.Ct. at 2539. When evidence does not meet such a hearsay exception, the Court implied that other “particularized guarantees of trustworthiness” may justify admission of the evidence. Id.

Although the rules of evidence are helpful in determining whether Confrontation Clause rights are violated, on habeas corpus review “we need not address whether hearsay evidence was properly admitted under the [Oklahoma Evidence Code] or whether admission would have been proper under the Federal Rules of Evidence; rather our inquiry is whether the admission of hearsay evidence deprived [the defendant] of his rights under the Sixth Amendment to confront and cross-examine the witnesses against him.” Hopkinson v. Shillinger, 866 F.2d 1185, 1201 (10th Cir.1989), cert. denied, — U.S. -, 110 S.Ct. 3256, 111 L.Ed.2d 765 (1990). The burden of demonstrating unavailability for the admission of a hearsay statement rests on the state. Cole, 926 F.2d at 957; Martinez, 881 F.2d at 924.

In this case, Ballew — in response to questions by both the judge and prosecutor during an in camera hearing — stated that he would not testify if called at trial. Refusal to testify is a well-established ground for unavailability under both the Oklahoma Evidence Code, Okla.Stat. tit. 12, § 2804, and under the Federal Rules of Evidence, Fed.R.Evid. 804(a)(2).

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Bluebook (online)
946 F.2d 1502, 1991 U.S. App. LEXIS 24440, 1991 WL 205871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/millard-dale-jennings-v-gary-maynard-attorney-general-state-of-oklahoma-ca10-1991.