Ralph Rodney Earnest v. Donald Dorsey, Attorney General of the State of New Mexico

87 F.3d 1123, 44 Fed. R. Serv. 1338, 1996 U.S. App. LEXIS 15400, 1996 WL 351157
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 26, 1996
Docket94-2217
StatusPublished
Cited by81 cases

This text of 87 F.3d 1123 (Ralph Rodney Earnest v. Donald Dorsey, Attorney General of the State of New Mexico) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ralph Rodney Earnest v. Donald Dorsey, Attorney General of the State of New Mexico, 87 F.3d 1123, 44 Fed. R. Serv. 1338, 1996 U.S. App. LEXIS 15400, 1996 WL 351157 (10th Cir. 1996).

Opinion

EBEL, Circuit Judge.

Ralph Rodney Earnest appeals the district court’s denial of his petition for a writ of habeas corpus. Earnest seeks relief on the grounds that: (1) he was retried after his first trial ended in a mistrial, in violation of the Double Jeopardy Clause of the Fifth Amendment; (2) a custodial statement by a nontestifying accomplice was admitted into evidence at his retrial in violation of the Confrontation Clause of the Sixth Amend *1127 ment; and (3) on retrial, the prosecutor impermissibly referred to Earnest’s post-arrest silence. We have jurisdiction under 28 U.S.C. § 2253 and now AFFIRM.

I.

On the morning of February 12, 1982, the body of David Eastman was discovered. Eastman had been shot and his throat had been cut. Ralph Rodney Earnest, Philip Boeglin, and Perry Connor were seen in Eastman’s car that morning. The three were arrested and charged with murder, conspiracy to commit murder, kidnaping, conspiracy to distribute methamphetamine and possession with intent to distribute methamphetamine. Boeglin gave a statement to the police in which he incriminated all three defendants. Earnest, Boeglin and Connor were each tried separately. State v. Earnest, 103 N.M. 95, 703 P.2d 872, 873 (1985).

Earnest’s first trial ended in a mistrial. He was subsequently retried, convicted on all counts, and sentenced to life imprisonment for murder, eighteen years for conspiracy to commit murder (with nine years suspended), nine years for kidnaping, eighteen months for conspiracy to distribute methamphetamine and three years for possession of methamphetamine. These sentences were to be served consecutively. Earnest appealed his conviction to the New Mexico Supreme Court on the grounds that his retrial subjected him to double jeopardy, that the prosecutor at retrial impermissibly referred to his post-arrest silence, that the admission at retrial of a prior statement by codefendant Boeglin violated the Confrontation Clause, and other grounds which are not relevant here. The New Mexico Supreme Court ruled that: (1) the second trial did not violate the Double Jeopardy Clause; (2) the references to Earnest’s silence were not improper; but (3) the introduction of Boeglin’s statement had violated Earnest’s Sixth Amendment right to confrontation. It therefore set aside Earnest’s conviction and ordered a new trial. State v. Earnest, 103 N.M. 95, 703 P.2d 872, 877 (1985) (“Earnest I ”).

The United States Supreme Court vacated that decision and remanded to the New Mexico Supreme Court for proceedings “not inconsistent with the opinion in Lee v. Illinois, 476 U.S. 530, 106 S.Ct. 2056, 90 L.Ed.2d 514 (1986).” New Mexico v. Earnest, 477 U.S. 648, 648, 106 S.Ct. 2734, 91 L.Ed.2d 539 (1986). In Lee, the Supreme Court held that the custodial statement of a nontestifying accomplice is presumptively unreliable and therefore inadmissible, but that the state can rebut this presumption by demonstrating “particularized guarantees of trustworthiness.” 476 U.S. at 543, 106 S.Ct. at 2063 (quoting Ohio v. Roberts, 448 U.S. 56, 66, 100 S.Ct. 2531, 2539, 65 L.Ed.2d 597 (1980)). On remand, the New Mexico Supreme Court concluded that Boeglin’s statement was reliable under the Lee standard and reversed its prior holding, thus affirming Earnest’s conviction. State v. Earnest, 106 N.M. 411, 744 P.2d 539, 540 (1987) (“Earnest II ”). Earnest’s petition for certiorari to the United States Supreme Court was denied. Earnest v. New Mexico, 484 U.S. 924, 108 S.Ct. 284, 98 L.Ed.2d 245 (1987).

Earnest filed a habeas corpus petition pursuant to 28 U.S.C. § 2254 in federal district court. The federal district court, adopting the findings and recommendations of a magistrate judge, dismissed Earnest’s petition and denied a certificate of probable cause to appeal to this Court. 1

II.

Earnest’s first contention is that his retrial after a mistrial was declared violated the Double Jeopardy Clause of the Fifth Amendment. At Earnest’s first trial, Earnest moved for a mistrial on the ground that the *1128 court had admitted hearsay statements by Boeglin and Connor that had not been made in furtherance of the alleged conspiracy. The trial judge responded that he had instructed the jury not to accept the truth of the hearsay evidence until instructed otherwise. He went on to say that were the state to rest at that point, it would lose on all counts because it had not yet demonstrated the elements of any count. The trial judge denied the motion for mistrial “at this time, at least ... because as of this point, and unless we change some things, you’re going to be better having a trial and a directed verdict, then you are a mistrial.” He then stated that although he was denying defendant’s motion at that time, he would hold it in abeyance and consider it a continuing motion which could be raised by the court again. 2 Defense counsel agreed with this procedure and neither withdrew the mistrial motion nor moved for a directed verdict.

Later in the proceedings, the state called Boeglin to testify. Although Boeglin had been granted use immunity, Boeglin’s counsel informed the court that Boeglin would refuse to answer any questions relevant to this case. The trial judge responded that Boeglin would be sworn in and questioned outside the presence of the jury, and would be sentenced to no more than thirty years imprisonment for the first question he refused to answer and one year for every subsequent question he refused to answer. Earnest’s counsel again moved for mistrial, on the grounds that the judge’s threat was coercive and showed improper involvement in the case. The trial judge replied that he would withhold ruling on the motion until after Boeglin’s testimony, and might grant it then. He stated that he would be more than glad to grant a mistrial rather than dismiss the charges, since only if a mistrial were granted could Earnest be retried. Despite these warnings, Earnest’s counsel did not withdraw the motion for mistrial. During Boeglin’s testimony, Boeglin repeatedly refused to answer questions, and with each refusal the court found Boeglin in contempt of court, ultimately sentencing him to twenty-six years in prison for criminal contempt.

At the conclusion of Boeglin’s testimony, the trial judge announced that he would grant defendant’s motions for a mistrial. Earnest’s counsel then immediately attempted to withdraw the motions. The judge nonetheless ordered a mistrial based upon defendant’s motions, particularly the most recent motion.

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Bluebook (online)
87 F.3d 1123, 44 Fed. R. Serv. 1338, 1996 U.S. App. LEXIS 15400, 1996 WL 351157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ralph-rodney-earnest-v-donald-dorsey-attorney-general-of-the-state-of-new-ca10-1996.